13F-HR filed by Litman Gregory Wealth Management LLC
Litman Gregory Wealth Management LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-03, with 206 holding rows worth $483,948,000.
- Accession
- 0001214659-20-009095
- Filer
- CIK 1551867
- Filed
- 2020-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 206 entries on the cover page, a total value of $483,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $483,948,000 with VALUE read as thousands by filing date, 13F file number 028-15324. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 2,209,259 | $95,528,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 206,790 | $69,494,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,483,874 | $60,690,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 289,229 | $35,234,000 | thousands by filing date | |
| VTI | 922908769 | COM | 198,136 | $33,745,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 435,805 | $32,899,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 151,530 | $17,890,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 92,909 | $13,917,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 249,020 | $13,148,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 128,172 | $11,307,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 170,760 | $8,420,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 110,421 | $7,028,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 19,138 | $5,888,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 42,548 | $5,474,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 21,642 | $4,012,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 63,911 | $3,939,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 109,670 | $3,905,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 207,390 | $3,793,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 28,285 | $3,619,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31,907 | $3,538,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,842 | $3,339,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 32,488 | $2,726,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 43,918 | $2,647,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 92,396 | $2,489,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 29,553 | $2,333,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,716 | $2,283,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 82,256 | $2,283,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,112 | $2,047,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 58,945 | $1,849,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 33,592 | $1,695,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 105,765 | $1,694,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 25,516 | $1,620,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36,473 | $1,608,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 27,325 | $1,433,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 37,858 | $1,395,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 13,146 | $1,308,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,865 | $1,255,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,314 | $1,223,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 61,100 | $1,165,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,996 | $1,126,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 7,105 | $1,106,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,310 | $841,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 27,798 | $737,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 4,795 | $585,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 8,769 | $547,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 11,526 | $515,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 11,584 | $435,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,127 | $424,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 55,884 | $354,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 2,884 | $342,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,543 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,000 | $318,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,791 | $290,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 11,863 | $281,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,213 | $280,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 500 | $215,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,800 | $206,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,160 | $174,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 5,491 | $163,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,865 | $150,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,596 | $149,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,378 | $144,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,103 | $143,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,035 | $131,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,126 | $127,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 912 | $126,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 681 | $113,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,140 | $110,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 926 | $109,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 725 | $108,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,260 | $105,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 270 | $103,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 703 | $97,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,383 | $96,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,268 | $91,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,518 | $91,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,200 | $91,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,170 | $80,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,359 | $74,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,234 | $74,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 907 | $73,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,209 | $72,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,250 | $72,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,195 | $70,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,212 | $69,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,500 | $69,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,815 | $68,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 243 | $68,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,167 | $67,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 300 | $64,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 539 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 450 | $61,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,416 | $59,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 535 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,820 | $54,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,000 | $51,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,566 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 950 | $49,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,500 | $46,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 419 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 193 | $45,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,613 | $43,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 469 | $41,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,070 | $37,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 23 | $34,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 285 | $34,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 416 | $34,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 796 | $29,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 676 | $29,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,360 | $29,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 128 | $28,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 251 | $28,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 75 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 894 | $27,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 164 | $25,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,000 | $25,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 694 | $24,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 707 | $24,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 515 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 204 | $22,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200 | $20,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 159 | $20,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,872 | $20,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 150 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 535 | $17,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 71 | $16,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 136 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 278 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 64 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 193 | $15,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 86 | $14,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,310 | $14,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $14,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 37 | $13,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 555 | $13,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 499 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 134 | $13,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 54 | $12,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 83 | $11,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 97 | $11,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 36 | $11,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,162 | $11,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 159 | $10,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 55 | $10,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 17 | $10,000 | thousands by filing date | |
| Bion Enviro Tech | 09061Q307 | COM | 20,639 | $10,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 287 | $9,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 61 | $9,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 763 | $9,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 434 | $9,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 54 | $8,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 74 | $8,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 183 | $7,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 89 | $7,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 113 | $7,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 48 | $7,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 196 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 299 | $7,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 113 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2 | $6,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 23 | $6,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 50 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 18 | $6,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 41 | $6,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 57 | $6,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 94 | $6,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 36 | $6,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 124 | $6,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 39 | $6,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 300 | $6,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 276 | $6,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 36 | $5,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 24 | $5,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 70 | $5,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 105 | $5,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 80 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 191 | $5,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 16 | $4,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 71 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 53 | $4,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 45 | $4,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 96 | $4,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 53 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 700 | $4,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13 | $3,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 21 | $3,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 22 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14 | $2,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 44 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 17 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 183 | $2,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 31 | $2,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 24 | $1,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9 | $1,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 396 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 100 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 22 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-20-009095 | this filing | 2020-11-03 | acceptance time not in the bulk data set |