13F-HR filed by Proficio Capital Partners LLC
Proficio Capital Partners LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 171 holding rows worth $489,647,000.
- Accession
- 0001214659-20-007100
- Filer
- CIK 1654175
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 171 entries on the cover page, a total value of $489,647,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,647,000 with VALUE read as thousands by filing date, 13F file number 028-17062. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerGEODE CAPITAL MANAGEMENT, LLC028-10386
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Gold Trust | 464285105 | ISHARES | 6,551,854 | $111,316,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 168,212 | $30,288,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 221,595 | $27,256,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 182,695 | $20,001,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 54,516 | $13,498,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 145,933 | $13,357,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 154,785 | $12,898,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 81,045 | $12,815,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 119,977 | $12,200,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 239,825 | $12,133,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,017 | $11,464,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 300,233 | $11,168,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 53,260 | $10,525,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,100 | $8,973,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 41,337 | $8,412,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,668 | $7,361,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 663,563 | $7,273,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,767 | $6,846,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 39,930 | $6,630,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 51,585 | $6,098,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 21,304 | $6,038,000 | thousands by filing date | |
| GOLDMAN SACHS PHYSICAL GOLD ETF | 715426102 | UNIT | 323,070 | $5,744,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 20,286 | $5,654,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 222,455 | $5,530,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,841 | $5,430,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 75,896 | $4,600,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 422,000 | $4,131,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,085 | $3,930,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,995 | $3,568,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 48,065 | $2,723,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,699 | $2,479,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 31,901 | $2,348,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,113 | $2,283,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,717 | $2,271,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 29,921 | $2,271,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 87,726 | $2,165,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,493 | $2,039,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,395 | $1,978,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 154,594 | $1,939,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,048 | $1,868,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 112,025 | $1,866,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,893 | $1,757,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,672 | $1,749,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,835 | $1,686,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 31,260 | $1,550,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,334 | $1,440,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,372 | $1,440,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 35,772 | $1,396,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 44,924 | $1,387,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 142,847 | $1,346,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,358 | $1,317,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 24,939 | $1,274,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 44,762 | $1,144,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 77,334 | $1,107,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,016 | $1,070,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,802 | $1,063,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,880 | $1,062,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,615 | $1,047,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 87,827 | $1,024,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 82,601 | $956,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 7,007 | $942,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 54,785 | $939,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,869 | $872,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,300 | $861,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,909 | $860,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,125 | $858,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,181 | $831,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 18,720 | $830,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,796 | $813,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,431 | $793,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,495 | $738,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,556 | $689,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,406 | $672,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 15,075 | $662,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,805 | $646,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,607 | $628,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,648 | $626,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 19,933 | $620,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,928 | $604,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,451 | $601,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,656 | $599,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,369 | $596,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,280 | $582,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 2,755 | $564,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,102 | $543,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 13,540 | $512,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 82,700 | $510,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,985 | $508,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,395 | $487,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,778 | $469,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,492 | $452,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,340 | $446,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,716 | $444,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,554 | $436,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 9,672 | $433,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,191 | $432,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,003 | $430,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 11,505 | $424,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,393 | $423,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 392 | $423,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 21,102 | $412,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,714 | $404,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,238 | $387,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,242 | $385,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,335 | $383,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,961 | $367,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,150 | $364,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,395 | $341,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,399 | $340,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,099 | $338,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,810 | $329,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,603 | $327,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 804 | $326,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 10,355 | $326,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 881 | $322,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,455 | $321,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,439 | $315,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,697 | $314,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,899 | $312,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 18,446 | $311,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,616 | $310,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,972 | $310,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,280 | $307,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,259 | $303,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 12,287 | $303,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,238 | $301,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,994 | $295,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,853 | $295,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,816 | $294,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,726 | $289,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,150 | $282,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,506 | $277,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 499 | $272,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 15,600 | $271,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,224 | $260,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,270 | $259,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 814 | $257,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,733 | $255,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,353 | $254,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,167 | $250,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,554 | $249,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 482 | $246,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,771 | $245,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,000 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,980 | $241,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 16,300 | $240,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,241 | $236,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 19,886 | $228,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 15,542 | $228,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 5,200 | $226,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 10,500 | $223,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,806 | $217,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,409 | $217,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,454 | $216,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,497 | $216,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,361 | $215,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 735 | $213,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,554 | $213,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,578 | $209,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 539 | $209,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,878 | $203,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,805 | $201,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,720 | $167,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 10,896 | $164,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 20,192 | $145,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,694 | $136,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 28,611 | $133,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 16,880 | $130,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,270 | $120,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,024 | $103,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,993 | $65,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-20-007100 | this filing | 2020-08-14 | acceptance time not in the bulk data set |