13F-HR filed by Financial Engines Advisors L.L.C.
Financial Engines Advisors L.L.C. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 230 holding rows worth $22,856,665,000.
- Accession
- 0001214659-20-007020
- Filer
- CIK 1420473
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 231 entries on the cover page, a total value of $22,856,665,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,856,665,000 with VALUE read as thousands by filing date, 13F file number 028-12703. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 13,641,648 | $2,756,841,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 15,910,113 | $1,791,797,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 34,077,947 | $1,707,646,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 54,793,900 | $1,630,119,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 15,558,479 | $1,579,808,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 31,454,736 | $1,400,596,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 51,261,887 | $1,373,306,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,474,211 | $870,781,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 22,526,995 | $838,680,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13,460,791 | $812,763,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,996,489 | $710,656,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,041,669 | $673,920,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 25,981,129 | $632,640,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 20,272,449 | $587,496,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 15,822,677 | $460,123,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,207,616 | $359,512,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,156,887 | $326,440,000 | thousands by filing date | |
| ISHARES TR | 46436E502 | US TECH BRKTHR | 10,357,254 | $301,603,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,398,807 | $290,402,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,504,477 | $252,534,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,431,530 | $234,339,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 4,568,494 | $214,308,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,881,542 | $204,247,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,643,004 | $189,603,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 746,657 | $167,266,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 5,796,333 | $160,095,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 3,124,286 | $140,343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,148,011 | $137,797,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,554,243 | $130,011,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,248,454 | $126,453,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 3,408,768 | $123,568,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,821,511 | $119,018,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 868,529 | $115,462,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 3,649,535 | $110,763,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 535,259 | $110,729,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,645,598 | $100,168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,845,511 | $93,674,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,363,039 | $90,042,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 3,034,467 | $87,326,000 | thousands by filing date | |
| VTI | 922908769 | COM | 547,288 | $85,667,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,722,390 | $84,604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,701,493 | $72,535,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,219,559 | $69,247,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 635,296 | $56,122,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,353,207 | $45,278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 806,721 | $40,231,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 767,259 | $39,637,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 267,790 | $28,978,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 130,691 | $27,117,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 441,230 | $25,935,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 351,009 | $20,064,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 175,644 | $19,451,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 182,993 | $15,849,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 120,624 | $11,843,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 61,890 | $10,496,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 188,666 | $8,980,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 75,231 | $8,893,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 196,818 | $7,607,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 68,097 | $7,538,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 67,563 | $7,287,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 37,395 | $7,202,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 36,602 | $6,709,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 117,127 | $6,047,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,055 | $5,492,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 59,304 | $5,422,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 41,347 | $4,725,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 291,166 | $4,417,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,906 | $4,051,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 178,581 | $4,047,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 167,172 | $3,908,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,964 | $3,705,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 83,688 | $3,211,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,932 | $3,201,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 30,082 | $2,996,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 10,616 | $2,633,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 250,584 | $2,558,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,949 | $2,198,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 135,526 | $2,099,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 25,752 | $2,038,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 32,019 | $1,904,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,795 | $1,704,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 45,096 | $1,635,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 30,756 | $1,606,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,502 | $1,593,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 8,644 | $1,468,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 519 | $1,433,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 118,973 | $1,367,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 9,067 | $1,339,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 19,298 | $1,334,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,850 | $1,290,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 7,404 | $1,273,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,012 | $1,270,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,840 | $1,261,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 18,740 | $1,238,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,296 | $1,204,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,923 | $1,182,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9,815 | $1,181,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,092 | $1,179,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 25,502 | $1,134,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,860 | $1,125,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 34,167 | $1,068,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 26,500 | $1,059,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 35,487 | $1,049,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 41,743 | $999,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 18,590 | $912,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 8,246 | $894,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,087 | $882,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 5,505 | $870,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 53,986 | $856,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,845 | $832,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,668 | $806,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 22,183 | $804,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,350 | $786,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 20,125 | $781,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,951 | $761,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,617 | $712,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 31,100 | $689,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 12,463 | $680,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 18,177 | $657,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,580 | $656,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,953 | $648,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,521 | $601,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 10,000 | $600,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,030 | $599,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 955 | $596,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 10,565 | $595,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,580 | $587,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 9,085 | $581,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,523 | $577,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,987 | $566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 15,199 | $555,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,216 | $553,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,466 | $534,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 11,079 | $532,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 15,172 | $526,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,413 | $510,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,646 | $477,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,898 | $475,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,052 | $472,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,265 | $459,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 18,146 | $441,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,251 | $435,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 303 | $430,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,461 | $418,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,289 | $400,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,193 | $386,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,402 | $372,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 6,158 | $363,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 12,794 | $361,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,194 | $360,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 33,195 | $355,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,472 | $354,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,550 | $352,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 16,264 | $346,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,263 | $339,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 6,306 | $317,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 6,853 | $317,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,154 | $313,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,306 | $309,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,179 | $305,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,839 | $297,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,716 | $273,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,274 | $268,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 19,538 | $267,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,802 | $261,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,474 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,503 | $260,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,210 | $257,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,509 | $255,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,059 | $252,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,645 | $249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,570 | $248,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,101 | $244,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,188 | $244,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 745 | $242,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 811 | $240,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 827 | $240,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,109 | $239,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,351 | $239,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,347 | $238,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,242 | $234,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,819 | $230,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,374 | $230,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,900 | $228,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,099 | $225,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,761 | $224,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,215 | $223,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 157 | $222,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,806 | $221,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,708 | $219,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 920 | $214,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,888 | $213,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,593 | $211,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,806 | $211,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,329 | $207,000 | thousands by filing date | |
| 39818P203 | 39818P203 | Equity | 21,969 | $203,000 | thousands by filing date | |
| FS SPECIALTY LENDING FUND | 30264D109 | COMMON STK | 48,380 | $174,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 100,000 | $172,000 | thousands by filing date | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 15,136 | $167,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 10,003 | $163,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,524 | $137,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 11,355 | $131,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,542 | $120,000 | thousands by filing date | |
| HINES GLOBAL REIT INC COM | 433240108 | COM | 17,629 | $109,000 | thousands by filing date | |
| NORTHSTAR HEALTHCARE INCOME INC | 66705T105 | STOK | 13,153 | $82,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,156 | $62,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 10,000 | $50,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 10,000 | $8,000 | thousands by filing date | |
| IMAGINEAR INC COM | 45250P106 | Stock | 31,500 | $7,000 | thousands by filing date | |
| Terra Tech Corp | 88102J209 | COM | 36,094 | $4,000 | thousands by filing date | |
| Basanite Inc | 06975Q100 | COM | 18,013 | $3,000 | thousands by filing date | |
| Auxly Cannabis Group | 05335P109 | COM | 11,474 | $2,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 21,226 | $2,000 | thousands by filing date | |
| Ealixir Inc | 27005B103 | Common Stock | 14,461 | $1,000 | thousands by filing date | |
| Hemp Inc | 423703206 | COM | 21,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPONGETECH DELIVERY XXXREGISTRATION REVOKED BY THE SEC EFF: 10/21/23 | 849109103 | STOK | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUFFNELL LTD. | 89904P104 | COM | 33,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGYTEC INC | 29275M108 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLONE POWER | 23254W104 | COM | 268,145 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTERIZED THERMAL IMAGING | 20557C108 | COM | 30,966 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Sky440 Inc. | 83082Y102 | COM | 60,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCATOR MINERALS LTD | 587582107 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Smart Cannabis Corp Ordinary Shares - Class A | 83186E101 | COM | 108,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINOVAS ENERGY CO XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 25754X102 | Stock | 22,631 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Blue Diamond Ventures In | 09539R101 | COM | 93,599 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN SIERRA RESOURCE CORP | 95952L200 | COM | 12,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pilgrim Petroleum Corp | 72147P107 | Common Stock | 15,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UnionTown Energy, Inc | 909089203 | Common Stock | 15,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Connectyx Technologies Holdings Group Inc | 20786Q209 | Common Stock | 55,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dakshidin Corp | 234263101 | Common Stock | 300,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-20-007020 | this filing | 2020-08-13 | acceptance time not in the bulk data set |