13F-HR filed by Lombard Odier Asset Management (USA) Corp
Lombard Odier Asset Management (USA) Corp filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 181 holding rows worth $962,920,000.
- Accession
- 0001214659-20-004636
- Filer
- CIK 1491719
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 181 entries on the cover page, a total value of $962,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $962,920,000 with VALUE read as thousands by filing date, 13F file number 028-13939. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCompagnie Lombard Odier SCmA028-16235
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 18,502 | $36,074,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,900,000 | $34,808,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,000,000 | $25,240,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 17,000,000 | $24,681,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 100,000 | $24,156,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 310,000 | $23,176,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 17,000 | $22,870,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 21,847,000 | $21,741,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 200,000 | $21,648,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 150,000 | $21,597,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 130,000 | $19,388,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 18,000,000 | $19,146,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 60,000 | $18,461,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 150,000 | $18,246,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 4,600,000 | $18,170,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 300,000 | $16,881,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 94,203 | $16,683,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 31,500 | $16,506,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 100,000 | $15,257,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 12,255,000 | $14,882,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75,000 | $14,586,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 15,000,000 | $14,393,000 | thousands by filing date | principal |
| ServiceNow,Inc. | 81762P102 | COM | 50,000 | $14,329,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 200,000 | $13,704,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 250,000 | $11,975,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 410,000 | $11,956,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 35,000 | $11,138,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,207,500 | $10,843,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 195,000 | $10,462,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 450,000 | $9,189,000 | thousands by filing date | put |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 13,000,000 | $9,039,000 | thousands by filing date | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 259,800 | $8,859,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200,000 | $8,494,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 9,500,000 | $7,489,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 55,326 | $6,712,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 188,081 | $6,519,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 8,000,000 | $6,489,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,350,000 | $6,444,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 19,000 | $6,440,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 320,000 | $6,397,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 150,000 | $6,318,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 800,000 | $6,304,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 3,200 | $6,239,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 213,942 | $6,157,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 45,900 | $6,006,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 195,622 | $5,605,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 160,000 | $5,501,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,600,000 | $5,336,000 | thousands by filing date | put |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 16,000 | $4,989,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C208 | UNIT 09/01/2026 | 500,000 | $4,900,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 15,000 | $4,861,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 80,000 | $4,758,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 144,171 | $4,729,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 80,000 | $4,584,000 | thousands by filing date | call |
| ANAPLAN INC | 03272L108 | COM | 150,000 | $4,539,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 60,000 | $4,486,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 215,000 | $4,468,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 37,500 | $4,448,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 375,000 | $4,343,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,330,000 | $4,330,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 45,000 | $4,308,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 208,250 | $4,163,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 180,000 | $4,012,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 29,000 | $4,005,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 100,000 | $3,981,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,000 | $3,954,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,000 | $3,943,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 30,375 | $3,934,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,500,000 | $3,894,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 166,765 | $3,889,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 32,500 | $3,882,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 206,077 | $3,825,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 425,000 | $3,676,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 26,000 | $3,667,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 33,300 | $3,599,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 72,000 | $3,517,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 265,000 | $3,458,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 20,000,000 | $3,436,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 57,500 | $3,411,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 400,000 | $3,350,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 18,650 | $3,343,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 227,600 | $3,341,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 29,000 | $3,217,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 130,000 | $3,193,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100,000 | $3,155,000 | thousands by filing date | put |
| CONSTELLIUM SE | F21107101 | CL A SHS | 587,511 | $3,061,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 160,900 | $3,047,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 20,000 | $3,020,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 10,000 | $2,973,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 25,210 | $2,967,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 70,000 | $2,913,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 84,171 | $2,889,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 200,720 | $2,854,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 10,000 | $2,851,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 259,500 | $2,818,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 11,700 | $2,784,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 120,000 | $2,742,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 157,499 | $2,734,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60,000 | $2,729,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 100,000 | $2,723,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 100,000 | $2,719,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 7,500,000 | $2,685,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 22,000 | $2,668,000 | thousands by filing date | call |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 75,000 | $2,576,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $2,543,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 60,000 | $2,524,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 55,000 | $2,520,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 16,000 | $2,386,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,200 | $2,386,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 165,000 | $2,376,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 35,000 | $2,368,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 169,000 | $2,368,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 129,500 | $2,343,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,000 | $2,326,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 150,000 | $2,189,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 26,500 | $2,128,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 110,000 | $2,083,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 80,000 | $2,063,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 26,000 | $2,020,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 7,500 | $2,020,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150,000 | $1,976,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 121,500 | $1,690,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 35,000 | $1,630,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,038 | $1,619,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 2,000,000 | $1,576,000 | thousands by filing date | principal |
| CROWN HLDGS INC COM | 228368106 | Stock | 27,000 | $1,567,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 43,000 | $1,549,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 3,410,000 | $1,535,000 | thousands by filing date | put |
| CALERES INC | 129500104 | COM | 291,095 | $1,514,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 51,000 | $1,491,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,200 | $1,470,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 185,200 | $1,459,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 129,808 | $1,428,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 150,000 | $1,419,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 65,600 | $1,402,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 41,000 | $1,394,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 239,000 | $1,391,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 373,500 | $1,322,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 54,000 | $1,305,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 407,273 | $1,246,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 35,078 | $1,109,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 14,947 | $1,011,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,000 | $978,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 15,235 | $952,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 800,000 | $928,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 237,183 | $901,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 30,000 | $869,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 15,000 | $860,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 67,500 | $807,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 66,000 | $770,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 300,400 | $736,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 160,173 | $730,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,000 | $727,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 91,250 | $694,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 300,000 | $684,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 43,300 | $671,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 350,000 | $641,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100,000 | $631,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 174,200 | $629,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 53,300 | $622,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 16,251 | $579,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 50,000 | $578,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 25,000 | $532,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 102,778 | $512,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 138,000 | $498,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 10,000 | $486,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 15,000 | $444,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,500 | $434,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,000 | $400,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 190,000 | $348,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 25,000 | $300,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,000 | $260,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 136,192 | $237,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 200,000 | $200,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 30,000 | $175,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 30,000 | $175,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 45,300 | $139,000 | thousands by filing date | call |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 200,000 | $90,000 | thousands by filing date | call |
| OVINTIV INC | 69047Q102 | COM | 20,000 | $54,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 17,427 | $16,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R125 | WARR | 19,667 | $12,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-20-004636 | this filing | 2020-05-15 | acceptance time not in the bulk data set |