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13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC

SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-06, with 191 holding rows worth $1,619,536,000.

Accession
0001214659-20-000976
Filed
2020-02-06
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2019

A holdings report, 191 entries on the cover page, a total value of $1,619,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,619,536,000 with VALUE read as thousands by filing date, 13F file number 028-15248. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
GOLDMAN SACHS ETF TR381430503ACTIVEBETA US LG2,885,761$186,622,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V266S&P500 PUR GWT990,701$125,601,000thousands by filing date
WISDOMTREE FLOATING RATETREASURY FUND97717X628COM4,589,738$115,019,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS1,244,064$54,813,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS500,301$50,961,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS746,505$48,971,000thousands by filing date
iShares Core Dividend Growth ETF46434V621SHS1,133,166$47,672,000thousands by filing date
iShares Expanded Tech Sector ETF464287549SHS188,245$45,583,000thousands by filing date
INVESCO EXCH TRD SLF IDX FD46138J601BULSHS 2020 HY1,718,363$41,120,000thousands by filing date
SPDW78463X889COM1,264,664$39,647,000thousands by filing date
WISDOMTREE TR97717W703INTL EQUITY FD647,095$34,607,000thousands by filing date
Apple Inc037833100COM116,339$34,163,000thousands by filing date
MasterCard, Inc57636Q104COM98,074$29,284,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM89,864$29,194,000thousands by filing date
FISERV INC337738108COM248,412$28,724,000thousands by filing date
Broadcom Inc.11135F101COM90,397$28,567,000thousands by filing date
Walmart Inc.931142103COM235,664$28,006,000thousands by filing date
Walt Disney Co254687106COM191,496$27,696,000thousands by filing date
Intercontinental Exchange,Inc.45866F104COM297,807$27,562,000thousands by filing date
Prologis,Inc.74340W103COM308,780$27,525,000thousands by filing date
Honeywell Technologies438516106COM155,392$27,504,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P855INSTL PFD SECS1,351,123$27,104,000thousands by filing date
Comcast Corp20030N101COM597,165$26,855,000thousands by filing date
Chevron Corporation166764100COM220,583$26,582,000thousands by filing date
Lowes Companies,Inc.548661107COM219,450$26,281,000thousands by filing date
MCKESSON CORP COM58155Q103Stock185,629$25,676,000thousands by filing date
Applied Materials,Inc.038222105COM415,547$25,365,000thousands by filing date
Booking Holdings Inc.09857L108COM11,549$23,719,000thousands by filing date
SPDR SERIES TRUST78464a201ST STR SP600GRWO280,852$18,121,000thousands by filing date
Vanguard Value ETF922908744SHS149,826$17,957,000thousands by filing date
CLEARBRIDGE MLP AND MIDSTRM184692101COM1,468,058$16,530,000thousands by filing date
Vanguard Growth922908736COM89,452$16,295,000thousands by filing date
ISHARES TR464288448INTL SEL DIV ETF465,611$15,631,000thousands by filing date
SPDR Portfolio Emerging Markets ETF78463X509SHS406,706$15,288,000thousands by filing date
UBS Alerian MLP/ MLPI902641646TR UNIT707,150$13,733,000thousands by filing date
KAYNE ANDERSON ENERGY486606106COM742,401$10,342,000thousands by filing date
WISDOMTREE TR97717W505US MIDCAP DIVID228,631$8,697,000thousands by filing date
iShares Emerging Markets Dividend ETF464286319SHS213,549$8,674,000thousands by filing date
CLEARBRIDGE ENERGY MIDSTRM O18469P100COM902,977$7,594,000thousands by filing date
ISHARES TR46435G326CORE MSCI INTL126,988$7,387,000thousands by filing date
Microsoft Corp594918104COM45,962$7,248,000thousands by filing date
JPMorgan Chase & Co46625H100COM45,189$6,299,000thousands by filing date
ISHARES TR464287887S&P SML 600 GWT30,911$5,975,000thousands by filing date
ISHARES46435U432EXCHANGE TRADED210,360$5,717,000thousands by filing date
NextEra Energy,Inc.65339F101COM23,030$5,577,000thousands by filing date
INGERSOLL-RAND PLCG47791101SHS41,054$5,457,000thousands by filing date
VWO922042858SHS121,790$5,416,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF107,156$5,250,000thousands by filing date
FIRST TR EXCH TRADED FD III33739N108MANAGD MUN ETF94,169$5,231,000thousands by filing date
iShares S&P 500 Growth ETF464287309SHS26,659$5,162,000thousands by filing date
JP MORGAN CHASE & CO46625H365EXCHANGE TRADED235,515$5,137,000thousands by filing date
Bristol-Myers Squibb Company110122108COM78,657$5,049,000thousands by filing date
SPDR SERIES TRUST78464A839ST STR SP400VAL89,579$4,907,000thousands by filing date
Cigna Corporation125523100COM23,968$4,901,000thousands by filing date
WISDOMTREE TR97717W604US SMALLCAP DIVD167,315$4,799,000thousands by filing date
SPDR SER TR78468R812MSCI USA STRTGIC47,582$4,505,000thousands by filing date
ISHARES TR46435U697IBONDS DEC163,532$4,324,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS44,794$4,198,000thousands by filing date
SPDR SERIES TRUST78464A649ST STR AGGRE ETF141,536$4,158,000thousands by filing date
SPDR S&P 600 Small Cap Value ETF78464A300SHS63,073$4,145,000thousands by filing date
SPDR SER TR78464A821S&P 400 MDCP GRW70,880$4,047,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS28,982$3,770,000thousands by filing date
FIRST TR EXCH TRADED FD III33739E108PFD SECS INC ETF179,182$3,596,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS54,436$3,551,000thousands by filing date
Vanguard Mid-Cap Growth ETF922908538SHS17,654$2,803,000thousands by filing date
WISDOMTREE TR97717W794TRUE DEV INTL FD53,273$2,610,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS30,124$2,526,000thousands by filing date
Vanguard Small-Cap Growth ETF922908595SHS12,247$2,433,000thousands by filing date
SPDR SER TR78464A292WELLS FG PFD ETF51,675$2,274,000thousands by filing date
Vanguard Mid-Cap Value ETF922908512SHS17,594$2,097,000thousands by filing date
ISHARES TR464287606S&P MC 400GR ETF8,654$2,061,000thousands by filing date
iShares S&P Mid-Cap 400 Value ETF464287705SHS11,863$2,025,000thousands by filing date
SPDR S&P Dividend ETF78464A763SHS16,044$1,726,000thousands by filing date
EPAM SYS INC COM29414B104Stock7,593$1,611,000thousands by filing date
LPL FINL HLDGS INC COM50212V100Stock17,217$1,588,000thousands by filing date
CDW CORP COM12514G108Stock11,048$1,578,000thousands by filing date
HILL ROM HLDGS INC431475102COM13,365$1,517,000thousands by filing date
Vanguard Long-Term Corporate Bond ETF92206C813SHS14,949$1,515,000thousands by filing date
JOHN HANCOCK EXCHANGE TRADED47804J206MULTIFACTOR MI38,028$1,489,000thousands by filing date
SPDR INDEX SHS FDS78463X533ST MAR DIVID ETF46,325$1,487,000thousands by filing date
BAKER HUGHES COMPANY CL A05722G100Stock57,796$1,481,000thousands by filing date
DISCOVERY INC25470F104COM SER A44,820$1,467,000thousands by filing date
US FOODS HLDG CORP COM912008109Stock34,497$1,445,000thousands by filing date
WASTE CONNECTIONS INC COM94106B101Stock15,604$1,417,000thousands by filing date
JACOBS ENGINEERING GROUP INC469814107COM15,739$1,414,000thousands by filing date
GENTEX CORP COM371901109Stock48,746$1,413,000thousands by filing date
STORE CAP CORP862121100COM37,452$1,395,000thousands by filing date
INCYTE CORP COM45337C102Stock15,444$1,349,000thousands by filing date
PROOFPOINT INC743424103COM11,743$1,348,000thousands by filing date
SPY78462F103SHS4,136$1,331,000thousands by filing date
iShares S&P Small-Cap 600 Value ETF464287879SHS8,113$1,305,000thousands by filing date
FORTUNE BRANDS INNOVATIONS INC COM34964C106Stock19,942$1,303,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS7,634$1,265,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS13,550$1,242,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E743RAFI DVLPD MRKTS28,929$1,230,000thousands by filing date
Amazon.com, Inc023135106COM662$1,223,000thousands by filing date
SPDR INDEX SHS FDS78463X772S&P INTL ETF29,175$1,173,000thousands by filing date
Amgen Inc.031162100COM4,727$1,139,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS20,643$1,110,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V548COM64,470$1,100,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL13,307$1,084,000thousands by filing date
Vanguard Small-Cap Value ETF922908611SHS7,514$1,030,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V175S&P SML600 GWT8,127$960,000thousands by filing date
EAST WEST BANCORP INC COM27579R104Stock19,693$959,000thousands by filing date
APPLE HOSPITALITY REIT INC COM NEW03784Y200REIT45,365$737,000thousands by filing date
iShares S&P Global Clean Energy Index Fund464288224COM52,705$619,000thousands by filing date
Real Estate Select Sector SPDR Fund81369Y860SHS15,354$594,000thousands by filing date
Vanguard Mid-Cap ETF922908629SHS3,108$554,000thousands by filing date
Elevance Health, Inc.036752103COM1,761$532,000thousands by filing date
Berkshire Hathaway Inc084670702COM2,295$520,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM374$501,000thousands by filing date
EXXON MOBIL CORP30231G102COM7,171$500,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF10,802$485,000thousands by filing date
JOHN HANCOCK EXCHANGE TRADED47804J859MULTI INTL ETF15,474$458,000thousands by filing date
UnitedHealth Group Inc91324P102COM1,513$445,000thousands by filing date
Adobe Inc00724F101COM1,339$442,000thousands by filing date
McDonalds Corporation580135101COM2,134$422,000thousands by filing date
TRUIST FINL CORP COM89832Q109Stock7,439$419,000thousands by filing date
INVESCO QQQ TR46090E103COM1,849$393,000thousands by filing date
Utilities Select Sector SPDR Fund81369Y886SHS6,046$391,000thousands by filing date
Oracle Corporation68389X105COM7,284$386,000thousands by filing date
SPDR SER TR78464A870S&P BIOTECH3,965$377,000thousands by filing date
Johnson & Johnson478160104COM2,566$374,000thousands by filing date
Intel Corp458140100COM5,983$358,000thousands by filing date
Cisco Systems,Inc.17275R102COM7,382$354,000thousands by filing date
PIMCO ETF TR72201R866INTER MUN BD ACT6,166$340,000thousands by filing date
SPDR S&P Aerospace & Defense ETF78464A631SHS3,094$338,000thousands by filing date
ISHARES TR4642874407-10 YR TRSY BD3,058$337,000thousands by filing date
Boeing Company097023105COM978$319,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC3,116$317,000thousands by filing date
ISHARES TR46435G425COM4,387$313,000thousands by filing date
VANGUARD S&P SMALL-CAP 600 GROWTH ETF921932794ETF1,784$296,000thousands by filing date
GOLDMAN SACHS ETF TR381430206ACTIVEBETA EME8,437$290,000thousands by filing date
META PLATFORMS INC CL A30303M102COM1,401$288,000thousands by filing date
Stryker Corporation863667101COM1,372$288,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V431S&P 500 GARP ETF4,524$286,000thousands by filing date
International Business Machines Corporation459200101COM2,108$283,000thousands by filing date
NIKE,Inc. Class B654106103COM2,791$283,000thousands by filing date
Pfizer Inc.717081103COM7,154$280,000thousands by filing date
GALLAGHER ARTHUR J & CO COM363576109Stock2,937$280,000thousands by filing date
SCHWAB STRATEGIC TR808524805INTL EQTY ETF8,272$278,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS3,433$277,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF3,946$274,000thousands by filing date
AXSOME THERAPEUTICS INC. COM05464T104Stock2,632$272,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock1,300$252,000thousands by filing date
RAYTHEON CO755111507COM NEW1,121$246,000thousands by filing date
Visa Inc92826C839COM1,300$244,000thousands by filing date
Abbott Laboratories002824100COM2,721$236,000thousands by filing date
Bank of America Corp060505104COM6,698$236,000thousands by filing date
TOWNEBANK PORTSMOUTH VA89214P109COM8,097$225,000thousands by filing date
iShares Gold Trust464285105ISHARES15,513$225,000thousands by filing date
PepsiCo,Inc.713448108COM1,636$224,000thousands by filing date
Verizon Communications Inc92343V104COM3,547$218,000thousands by filing date
Schwab U.S. Large-Cap ETF808524201SHS2,788$214,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock1,331$212,000thousands by filing date
iShares U.S. Medical Devices ETF464288810SHS789$209,000thousands by filing date
SPDR SER TR78468R721NUVEEN BLMBRG MU3,993$202,000thousands by filing date
Energy Select Sector SPDR Fund81369Y506SHS3,334$200,000thousands by filing date
Procter & Gamble Co742718109COM1,457$182,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V613RAFI US 1000 ETF1,433$182,000thousands by filing date
AT&T Inc00206R102COM4,520$177,000thousands by filing date
SPDR SER TR78464A508PRTFLO S&P500 VL4,705$164,000thousands by filing date
AbbVie,Inc.00287Y109COM1,836$163,000thousands by filing date
PRICE T ROWE GROUP INC COM74144T108Stock1,300$158,000thousands by filing date
Coca-Cola Company191216100COM2,803$155,000thousands by filing date
ISHARES TR46435G516COM2,260$155,000thousands by filing date
Merck & Co.,Inc.58933Y105COM1,584$144,000thousands by filing date
GOLDMAN SACHS ETF TR381430107ACTIVEBETA INT4,654$141,000thousands by filing date
ZOETIS INC CL A98978V103Stock1,052$139,000thousands by filing date
SPDR Portfolio S&P 500 Growth ETF78464A409SHS3,220$135,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS1,056$132,000thousands by filing date
Home Depot, Inc437076102COM585$128,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS342$128,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS393$127,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138E354S&P500 LOW VOL2,170$127,000thousands by filing date
ISHARES INC MSCI HONG KG ETF464286871MSCI HONG KG ETF5,227$127,000thousands by filing date
Wells Fargo & Company949746101COM2,336$126,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM1,367$124,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock2,000$122,000thousands by filing date
HAWAIIAN ELEC INDS INC MTN B419870100COM2,584$121,000thousands by filing date
AMARIN CORP PLC023111206SPONS ADR NEW5,586$120,000thousands by filing date
ETFMG26924G508EXCHANGE TRADED6,813$117,000thousands by filing date
SCHWAB STRATEGIC TR808524706EMRG MKTEQ ETF4,194$115,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM82$110,000thousands by filing date
ISHARES TR46434V571ISHARES TR4,304$110,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK619$109,000thousands by filing date
EXELON CORP COM30161N101Stock2,367$108,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock1,550$107,000thousands by filing date
Altria Group Inc02209S103COM2,042$102,000thousands by filing date
FORD MTR CO COM345370860Stock11,002$102,000thousands by filing date
GENERAL MOLY INC COM370373102Common Stock98,000$22,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001214659-20-000976this filing2020-02-06acceptance time not in the bulk data set
13F-HR/A 0001079935-20-000006 base2020-10-09acceptance time not in the bulk data set