13F-HR filed by Prime Capital Investment Advisors, LLC
Prime Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 584 holding rows worth $875,512,000.
- Accession
- 0001214659-20-000885
- Filer
- CIK 1731446
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 584 entries on the cover page, a total value of $875,512,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $875,512,000 with VALUE read as thousands by filing date, 13F file number 028-18542. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 106 | $9,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 55 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 59 | $9,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 175 | $9,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 99 | $9,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 897 | $9,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 104 | $9,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 61 | $9,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 257 | $9,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 884 | $9,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 128 | $9,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 237 | $9,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 26,000 | $9,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 170 | $8,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 74 | $8,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 53 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 55 | $8,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 128 | $8,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 50 | $8,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 500 | $7,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 50 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 115 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 174 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 119 | $7,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 26 | $7,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 18 | $6,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 88 | $6,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 125 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 104 | $6,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 570 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 476 | $6,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 40 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 689 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 156 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 200 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 132 | $4,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 39 | $4,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 720 | $4,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 463 | $4,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 33 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 142 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 34 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 70 | $3,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 60 | $3,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 93 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 67 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 164 | $3,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 10 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 91 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 111 | $2,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 102 | $2,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 40 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,062 | $2,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 48 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 15 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 71 | $1,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 20 | $1,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 375 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6 | $1,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 40 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 32 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 38 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 170 | $1,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 35 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEK SYS INC | 606710200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-20-000885 | this filing | 2020-02-04 | acceptance time not in the bulk data set |