13F-HR filed by Proficio Capital Partners LLC
Proficio Capital Partners LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 119 holding rows worth $268,211,000.
- Accession
- 0001214659-19-007068
- Filer
- CIK 1654175
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 119 entries on the cover page, a total value of $268,211,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,211,000 with VALUE read as thousands by filing date, 13F file number 028-17062. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerGEODE CAPITAL MANAGEMENT, LLC028-10386
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 119,704 | $20,801,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,337,195 | $18,854,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 162,289 | $16,510,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 323,085 | $16,468,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 49,738 | $14,761,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,041 | $11,953,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 131,152 | $11,124,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 58,019 | $10,955,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 99,660 | $8,676,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 47,002 | $6,725,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 165,180 | $6,650,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 49,595 | $6,289,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 133,025 | $5,604,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 17,911 | $4,883,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 496,658 | $4,539,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,695 | $4,407,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 20,286 | $4,373,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,987 | $4,225,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,114 | $3,670,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,335 | $3,211,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,928 | $2,912,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 94,929 | $2,842,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 30,804 | $2,724,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,558 | $2,710,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 179,660 | $2,465,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 21,985 | $2,454,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 49,360 | $2,411,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,867 | $2,362,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,001 | $2,288,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,083 | $2,265,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,028 | $2,123,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,160 | $1,898,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,129 | $1,841,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,729 | $1,793,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,692 | $1,637,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,316 | $1,626,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,899 | $1,591,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 28,847 | $1,527,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 33,184 | $1,450,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 70,864 | $1,445,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 103,528 | $1,425,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,803 | $1,398,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,990 | $1,397,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 123,697 | $1,385,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 93,244 | $1,334,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 8,900 | $1,258,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,325 | $1,240,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 45,873 | $1,232,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,276 | $1,026,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,137 | $965,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,836 | $940,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 35,530 | $913,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 715 | $873,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 34,650 | $844,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 10,406 | $826,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 68,794 | $813,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,544 | $797,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,208 | $749,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 56,797 | $732,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,721 | $673,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 26,235 | $672,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,300 | $627,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 24,065 | $609,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 19,720 | $588,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,110 | $575,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 471 | $574,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 13,000 | $573,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 44,942 | $553,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 13,540 | $497,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,850 | $479,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,970 | $453,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,077 | $440,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,528 | $436,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 47,200 | $434,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 28,516 | $430,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 11,505 | $410,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,746 | $400,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 38,117 | $386,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 80,100 | $384,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,350 | $383,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 16,149 | $383,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,406 | $382,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,015 | $376,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,875 | $355,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22,673 | $348,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,883 | $342,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,750 | $340,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,914 | $339,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,084 | $336,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 25,051 | $325,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,361 | $324,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 24,669 | $320,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 30,137 | $312,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 816 | $310,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,667 | $309,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,523 | $306,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,401 | $304,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 2,130 | $302,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,986 | $296,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,746 | $296,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,420 | $289,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 25,318 | $287,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,270 | $274,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,630 | $264,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 880 | $254,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,972 | $254,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,407 | $241,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,189 | $229,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,185 | $226,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 15,600 | $225,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,737 | $224,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 748 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,000 | $204,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 820 | $204,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,533 | $204,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,720 | $160,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,273 | $83,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,209 | $8,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 13,772 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-007068 | this filing | 2019-11-13 | acceptance time not in the bulk data set |