13F-HR filed by Litman Gregory Wealth Management LLC
Litman Gregory Wealth Management LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-06, with 224 holding rows worth $408,770,000.
- Accession
- 0001214659-19-006922
- Filer
- CIK 1551867
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 224 entries on the cover page, a total value of $408,770,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,770,000 with VALUE read as thousands by filing date, 13F file number 028-15324. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 1,573,935 | $63,367,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,204,946 | $49,499,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 149,750 | $44,703,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 759,631 | $40,724,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 291,602 | $32,796,000 | thousands by filing date | |
| VTI | 922908769 | COM | 177,149 | $26,749,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 334,587 | $22,441,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 136,840 | $15,486,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 315,371 | $14,425,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 79,295 | $12,000,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 130,998 | $8,542,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 91,452 | $7,721,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 123,250 | $6,068,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 112,486 | $5,514,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 44,586 | $5,332,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 72,493 | $4,115,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 33,166 | $3,759,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 42,239 | $3,682,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 66,667 | $3,327,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,010 | $3,274,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 23,297 | $3,091,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 92,230 | $2,873,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 25,030 | $2,776,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 71,980 | $2,342,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 24,250 | $2,261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 65,137 | $2,009,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 19,713 | $1,856,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,862 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 26,377 | $1,691,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,886 | $1,094,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,128 | $958,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 15,339 | $940,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 35,124 | $903,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 32,332 | $791,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,415 | $712,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,724 | $684,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 11,300 | $562,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,436 | $548,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,351 | $485,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 50,913 | $450,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 2,884 | $313,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,648 | $296,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,279 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,478 | $227,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,213 | $218,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,654 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,536 | $202,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,539 | $181,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,383 | $164,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 401 | $156,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 400 | $152,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,217 | $146,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,126 | $134,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 4,850 | $129,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,103 | $128,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 896 | $125,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 892 | $122,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,500 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 634 | $122,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 703 | $115,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 990 | $104,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 618 | $102,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,770 | $100,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 3,417 | $100,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 509 | $100,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,200 | $92,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 679 | $88,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,359 | $79,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,496 | $74,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 331 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 539 | $68,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,000 | $65,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 766 | $59,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 732 | $56,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 158 | $56,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 478 | $53,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 1,566 | $53,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 419 | $45,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 867 | $44,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 623 | $44,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 504 | $41,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 457 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 193 | $38,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 522 | $37,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 416 | $37,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 843 | $36,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 400 | $35,000 | thousands by filing date | |
| Royal Dutch Shell Ord A Shares | g7690a100 | com | 600 | $35,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 251 | $32,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,130 | $32,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 697 | $32,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 250 | $32,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 130 | $31,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 99 | $27,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 631 | $26,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 15 | $26,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 225 | $25,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 181 | $25,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 200 | $24,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 156 | $24,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 147 | $24,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 156 | $24,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 269 | $24,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19 | $23,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 415 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 204 | $22,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 182 | $22,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,417 | $22,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,000 | $22,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 126 | $21,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 116 | $21,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 90 | $20,000 | thousands by filing date | |
| IJH | 464287507 | COM | 104 | $20,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 400 | $20,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $19,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 169 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 162 | $19,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 410 | $18,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 128 | $18,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 650 | $17,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 623 | $17,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 73 | $16,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 29 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 150 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 278 | $16,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 220 | $15,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 357 | $14,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 464 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 64 | $14,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 83 | $13,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 138 | $13,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 126 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 97 | $12,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 204 | $12,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,162 | $12,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 162 | $11,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 223 | $11,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 137 | $10,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 134 | $10,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 125 | $9,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 74 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 91 | $8,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 60 | $8,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 131 | $7,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 50 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 155 | $7,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 119 | $7,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 124 | $6,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 130 | $6,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 113 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 191 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 413 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 45 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 53 | $5,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 238 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 100 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,014 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 55 | $5,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 36 | $4,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17 | $4,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 160 | $4,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 300 | $4,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 45 | $3,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 30 | $3,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 47 | $3,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 105 | $3,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 34 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 14 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 51 | $2,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 13 | $2,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7 | $2,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33 | $2,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 6 | $2,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21 | $2,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12 | $2,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 12 | $2,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 44 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 16 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 39 | $2,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 19 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 34 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 25 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 12 | $2,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 10 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 21 | $2,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 31 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 73 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 19 | $2,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 31 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24 | $1,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 7 | $1,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 10 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 46 | $1,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 18 | $1,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 13 | $1,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 32 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 29 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 22 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8 | $1,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9 | $1,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 396 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 700 | $1,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 16 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 25 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 11 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 5 | $1,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 7 | $1,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 28 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 11 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7 | $1,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Xcelera Inc Com Stk | G31611109 | Common / Ordinary Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-006922 | this filing | 2019-11-06 | acceptance time not in the bulk data set |