13F-HR filed by Prime Capital Investment Advisors, LLC
Prime Capital Investment Advisors, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-05, with 619 holding rows worth $646,212,000.
- Accession
- 0001214659-19-006880
- Filer
- CIK 1731446
- Filed
- 2019-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 619 entries on the cover page, a total value of $646,212,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $646,212,000 with VALUE read as thousands by filing date, 13F file number 028-18542. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 523 | $11,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 122 | $11,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 96 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 86 | $11,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 129 | $11,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 443 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $11,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 175 | $11,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 92 | $10,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 18 | $10,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 113 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 60 | $10,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 17 | $10,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 60 | $10,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 193 | $10,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,305 | $10,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 897 | $10,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 62 | $10,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 134 | $10,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 156 | $10,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 429 | $10,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 40 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 93 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 547 | $10,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 166 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 249 | $10,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 466 | $9,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 106 | $9,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 86 | $9,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 89 | $9,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 105 | $9,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 158 | $9,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 129 | $9,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 313 | $9,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 156 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 614 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 400 | $9,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 250 | $9,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 309 | $9,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 56 | $8,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15 | $8,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 206 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 140 | $8,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 170 | $8,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 256 | $8,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 106 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 59 | $8,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 175 | $8,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 99 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 55 | $8,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 60 | $8,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 50 | $8,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 94 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 884 | $8,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 50 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 526 | $8,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 237 | $8,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 385 | $8,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 172 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 295 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 46 | $7,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 97 | $7,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 500 | $7,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 74 | $7,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 53 | $7,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 115 | $7,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 128 | $7,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 80 | $7,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 375 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 174 | $7,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 122 | $7,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 76 | $7,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 584 | $7,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 109 | $6,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 96 | $6,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 103 | $6,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 286 | $6,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 313 | $6,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 57 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 249 | $6,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 476 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,000 | $5,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,220 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 132 | $4,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 987 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 679 | $3,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 39 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 48 | $3,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 93 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 67 | $3,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 10 | $2,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 32 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 375 | $2,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 86 | $2,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 10 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 97 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5 | $1,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 45 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 41 | $1,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 6 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 58 | $1,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 20 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 38 | $1,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 40 | $1,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALERES INC | 129500104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEK SYS INC | 606710200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DPW HLDGS INC COM | 26140E600 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-006880 | this filing | 2019-11-05 | acceptance time not in the bulk data set |