13F-HR filed by Occidental Asset Management, LLC
Occidental Asset Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 144 holding rows worth $238,655,000.
- Accession
- 0001214659-19-006526
- Filer
- CIK 1770994
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 144 entries on the cover page, a total value of $238,655,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,655,000 with VALUE read as thousands by filing date, 13F file number 028-19444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 117,649 | $20,951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 546,534 | $16,861,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 398,272 | $14,051,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 200,509 | $10,094,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 88,278 | $10,006,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 201,970 | $9,943,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 195,626 | $9,095,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 89,771 | $8,222,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 47,810 | $7,632,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 56,214 | $6,697,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 46,557 | $4,176,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,509 | $4,146,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 89,516 | $4,146,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,149 | $3,775,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 116,516 | $3,582,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 24,753 | $3,499,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 68,301 | $2,750,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 16,319 | $2,451,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 67,923 | $2,328,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 58,871 | $2,290,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 69,143 | $2,210,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 10,867 | $2,094,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 20,017 | $2,054,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 17,059 | $1,946,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,647 | $1,729,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,929 | $1,608,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,917 | $1,548,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,386 | $1,460,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 49,258 | $1,446,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 27,335 | $1,351,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 23,544 | $1,314,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 24,210 | $1,298,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 20,088 | $1,294,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 46,000 | $1,254,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,416 | $1,114,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 14,798 | $1,113,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,100 | $1,112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 24,249 | $1,093,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,276 | $1,033,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,934 | $1,027,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 27,477 | $1,023,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 20,800 | $1,019,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,886 | $1,016,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,161 | $1,015,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,403 | $997,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 25,300 | $990,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 17,560 | $982,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 20,300 | $981,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 18,118 | $972,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 8,820 | $944,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,724 | $936,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,867 | $923,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,035 | $921,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 26,509 | $906,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,805 | $887,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 15,955 | $886,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,871 | $885,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,070 | $884,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 34,470 | $882,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,341 | $881,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,479 | $880,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 14,733 | $869,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 26,656 | $864,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 47,767 | $841,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 8,384 | $836,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,897 | $835,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,039 | $820,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,243 | $815,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 42,361 | $801,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 20,413 | $796,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,489 | $792,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,759 | $786,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 29,383 | $785,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 3,776 | $783,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,258 | $780,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,246 | $776,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 9,393 | $773,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 34,275 | $766,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 17,351 | $758,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,512 | $745,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 10,207 | $744,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,470 | $727,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 8,769 | $717,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,119 | $717,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 13,943 | $716,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 11,109 | $715,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,973 | $714,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,614 | $702,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 13,714 | $684,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 13,032 | $684,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,172 | $679,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 26,525 | $668,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 13,900 | $646,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,529 | $610,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,941 | $596,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,400 | $588,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,389 | $569,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 59,334 | $568,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,263 | $547,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 308 | $535,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,548 | $532,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 19,164 | $519,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 8,628 | $512,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,919 | $503,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,600 | $475,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,297 | $474,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,075 | $473,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 8,800 | $473,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 17,239 | $466,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,348 | $450,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,486 | $444,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,028 | $429,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 14,065 | $422,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,682 | $420,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,050 | $412,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 14,650 | $393,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,989 | $387,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,410 | $387,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,557 | $381,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,227 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,260 | $343,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 272 | $332,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,578 | $311,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 793 | $309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,020 | $299,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,137 | $293,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,381 | $285,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 711 | $271,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,876 | $271,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,899 | $267,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,223 | $263,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,000 | $258,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,855 | $239,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,425 | $221,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,121 | $220,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,000 | $216,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,272 | $216,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,771 | $210,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 690 | $210,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,658 | $206,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,098 | $158,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 18,129 | $151,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,208 | $149,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,655 | $88,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-006526 | this filing | 2019-10-17 | acceptance time not in the bulk data set |