13F-HR filed by Stonehage Fleming Financial Services Holdings Ltd
Stonehage Fleming Financial Services Holdings Ltd filed this 13F-HR for the quarter ended 2016-12-31, filed 2019-10-11, with 288 holding rows worth $1,599,462,000.
- Accession
- 0001214659-19-006435
- Filer
- CIK 1786379
- Filed
- 2019-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 357 entries on the cover page, a total value of $1,599,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,599,462,000 with VALUE read as thousands by filing date, 13F file number 028-19583. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerStonehage Fleming Investment Management Ltd028-19584
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Visa Inc | 92826C839 | COM | 1,635,259 | $127,569,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 603,315 | $99,843,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 904,360 | $97,797,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 113,469 | $89,926,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 977,691 | $75,553,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,317,673 | $74,628,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 556,008 | $67,704,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 339,818 | $60,701,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 927,694 | $60,681,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 557,904 | $58,385,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 73,072 | $56,400,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,074,809 | $54,632,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 720,911 | $47,477,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 458,446 | $41,944,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 285,800 | $32,882,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,176,895 | $29,941,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 37,558 | $28,163,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,509,204 | $27,634,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 283,649 | $24,769,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 242,095 | $21,258,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 175,178 | $20,988,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 166,337 | $19,600,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 112,420 | $18,483,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 587,666 | $18,165,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 141,183 | $16,412,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 130,874 | $13,452,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 138,227 | $12,901,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 288,763 | $12,893,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 177,790 | $12,022,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 202,580 | $11,164,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 83,838 | $10,062,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 82,130 | $9,462,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 112,152 | $8,056,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 91,747 | $7,241,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,709 | $6,653,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 129,521 | $4,733,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,245 | $4,190,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 84,612 | $3,750,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 39,635 | $3,686,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 114,446 | $3,398,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 48,435 | $3,346,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 84,087 | $3,319,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 74,644 | $3,117,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 45,300 | $3,096,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 102,240 | $3,092,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 35,101 | $3,029,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 232,148 | $3,027,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 138,000 | $2,998,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,130 | $2,979,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 342,142 | $2,881,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 56,000 | $2,766,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 38,421 | $2,733,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 48,797 | $2,605,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,070 | $2,573,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 10 | $2,441,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 33,000 | $2,281,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 21,228 | $2,228,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 28,557 | $2,224,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 40,386 | $2,159,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,700 | $2,149,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,098 | $2,135,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,544 | $2,133,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 88,120 | $2,064,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 53,520 | $2,058,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,961 | $2,015,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 46,760 | $1,995,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 22,200 | $1,970,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 150,700 | $1,924,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 32,000 | $1,922,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 24,627 | $1,851,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 54,400 | $1,832,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,000 | $1,829,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 12,770 | $1,813,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 52,500 | $1,812,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 16,900 | $1,794,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 17,700 | $1,788,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 26,800 | $1,783,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 20,000 | $1,778,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,500 | $1,750,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 24,200 | $1,742,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 32,800 | $1,724,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 24,100 | $1,720,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 23,300 | $1,707,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,384 | $1,702,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 33,800 | $1,697,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 101,500 | $1,693,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 61,700 | $1,692,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 46,000 | $1,673,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 31,900 | $1,670,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 12,165 | $1,663,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 60,900 | $1,655,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 111,100 | $1,655,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 45,900 | $1,619,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 25,400 | $1,608,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 23,100 | $1,570,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 38,600 | $1,569,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 24,600 | $1,544,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 35,800 | $1,539,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,061 | $1,452,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 21,317 | $1,437,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 15,800 | $1,426,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,800 | $1,408,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,300 | $1,381,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 19,255 | $1,372,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,940 | $1,366,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 52,500 | $1,348,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,250 | $1,337,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 117,200 | $1,293,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 49,400 | $1,277,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 56,400 | $1,266,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 10,808 | $1,249,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 19,380 | $1,248,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 23,200 | $1,223,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 56,691 | $1,175,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 21,000 | $1,175,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 18,151 | $1,150,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 31,339 | $1,136,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,710 | $1,127,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18,930 | $1,125,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 71,358 | $1,078,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,132 | $1,075,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 30,900 | $1,056,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 711 | $1,043,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 25,376 | $1,002,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 10,840 | $1,001,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 19,835 | $994,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,867 | $973,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,550 | $967,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 10,000 | $965,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 15,854 | $939,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 47,080 | $920,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,611 | $887,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,705 | $878,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 26,336 | $862,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,050 | $842,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 15,800 | $808,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 61,280 | $784,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,622 | $774,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,470 | $726,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,510 | $713,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,430 | $713,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 12,030 | $688,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 23,585 | $686,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,725 | $651,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,708 | $646,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,350 | $640,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,059 | $623,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,129 | $610,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,656 | $596,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 14,993 | $580,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,613 | $572,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 21,100 | $567,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,978 | $555,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 14,400 | $555,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,680 | $554,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,110 | $551,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 17,300 | $550,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,950 | $524,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,373 | $518,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,000 | $509,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,770 | $501,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 12,964 | $497,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,000 | $494,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,429 | $485,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 32,384 | $465,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,838 | $462,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,760 | $440,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,516 | $435,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,650 | $417,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 7,700 | $412,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,399 | $406,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,900 | $404,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,900 | $392,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,300 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,453 | $374,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,350 | $369,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,220 | $364,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,500 | $363,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 30,588 | $351,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,000 | $348,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,050 | $345,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,157 | $345,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,378 | $342,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,000 | $334,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,470 | $330,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,285 | $329,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,400 | $326,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,675 | $318,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 23,025 | $316,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,046 | $313,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,000 | $312,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 18,900 | $304,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,600 | $298,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 4,000 | $295,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,070 | $289,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,400 | $276,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,504 | $274,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 15,000 | $262,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 52,670 | $259,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,500 | $248,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,800 | $247,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,000 | $243,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,300 | $238,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 9,000 | $235,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $226,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 8,875 | $224,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 28,900 | $224,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,400 | $224,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,500 | $220,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,000 | $217,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 5,000 | $216,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 8,500 | $216,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 1,400 | $213,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 4,800 | $205,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,500 | $198,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,000 | $193,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 6,291 | $187,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 2,260 | $185,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 5,000 | $183,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,960 | $182,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,000 | $179,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,862 | $178,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,994 | $172,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,902 | $169,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 724 | $162,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,452 | $153,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 5,635 | $144,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,000 | $143,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 5,605 | $143,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,400 | $138,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,000 | $132,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,730 | $130,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,500 | $126,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,450 | $124,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 5,287 | $116,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,740 | $109,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,000 | $100,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 4,000 | $95,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,000 | $93,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 5,000 | $91,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,000 | $89,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 5,544 | $86,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,700 | $85,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 4,950 | $83,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 600 | $81,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 3,565 | $80,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 1,540 | $75,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,121 | $73,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,000 | $64,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,000 | $64,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,000 | $62,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 8,500 | $62,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,400 | $57,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,000 | $55,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 2,832 | $53,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,000 | $52,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,000 | $51,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,000 | $50,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $48,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,400 | $48,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,600 | $46,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 440 | $43,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 500 | $40,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 355 | $37,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,000 | $37,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 500 | $36,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 600 | $35,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,756 | $34,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,023 | $33,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,578 | $32,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 258 | $30,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 850 | $30,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 943 | $26,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 229 | $24,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 140 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 560 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 1,500 | $20,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 400 | $17,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 900 | $16,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 300 | $12,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 24,000 | $7,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 150 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 93 | $2,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 90 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 53 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 87 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,205 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-006435 | this filing | 2019-10-11 | acceptance time not in the bulk data set |