13F-HR filed by &PARTNERS
&PARTNERS filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-04, with 147 holding rows worth $74,856,000.
- Accession
- 0001214659-19-006226
- Filer
- CIK 107136
- Filed
- 2019-10-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 147 entries on the cover page, a total value of $74,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,856,000 with VALUE read as thousands by filing date, 13F file number 028-19034. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 18,242 | $4,118,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 15,016 | $2,209,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 197,178 | $2,089,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 113,595 | $2,024,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,116 | $1,819,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 93,738 | $1,588,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 71,517 | $1,498,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 121,250 | $1,497,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,892 | $1,262,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 86,250 | $1,172,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 107,323 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,317 | $1,136,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 17,488 | $1,052,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 60,149 | $1,038,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 33,135 | $1,030,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 12,145 | $975,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 48,360 | $913,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 101,986 | $887,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 124,679 | $885,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 15,605 | $879,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 36,934 | $871,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 21,500 | $857,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 416 | $833,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,865 | $810,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,538 | $805,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 66,863 | $787,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 59,439 | $782,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,269 | $781,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 37,078 | $747,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,247 | $740,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 8,012 | $725,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,360 | $718,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,820 | $716,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 44,326 | $697,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,885 | $656,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,181 | $618,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 17,052 | $605,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 2,927 | $603,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,398 | $598,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,410 | $561,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,632 | $552,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,100 | $551,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,687 | $541,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,550 | $541,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 16,408 | $530,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,441 | $528,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 31,233 | $516,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,747 | $510,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,795 | $507,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,070 | $502,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,180 | $497,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,624 | $478,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 8,000 | $464,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 19,480 | $452,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,488 | $446,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,228 | $443,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,851 | $433,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,662 | $426,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,422 | $413,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,326 | $394,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,400 | $390,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 53,000 | $387,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,391 | $385,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 27,052 | $385,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 52,031 | $378,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17,944 | $375,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 17,335 | $374,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,376 | $368,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,495 | $368,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 31,755 | $368,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,236 | $362,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,133 | $347,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 10,472 | $341,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,150 | $339,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,700 | $338,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,437 | $328,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,366 | $324,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,711 | $317,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,111 | $315,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,077 | $313,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,824 | $312,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,559 | $310,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,045 | $299,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 300,000 | $299,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,723 | $298,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 14,086 | $292,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,245 | $290,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 16,576 | $285,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 15,095 | $283,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 24,478 | $281,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 16,800 | $281,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 43,550 | $279,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 29,450 | $277,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,095 | $277,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 31,919 | $276,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 14,000 | $265,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 23,000 | $264,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,545 | $262,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,391 | $260,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 8,500 | $257,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,627 | $257,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,000 | $255,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,200 | $252,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,242 | $251,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,000 | $251,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,975 | $249,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,121 | $249,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 8,116 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,554 | $243,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,300 | $240,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,525 | $238,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,374 | $232,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,550 | $231,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNE | 51508j405 | LP | 10,000 | $231,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 9,515 | $229,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,900 | $228,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 10,150 | $226,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,364 | $225,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 574 | $214,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 575 | $211,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,000 | $211,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,400 | $210,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,900 | $210,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 14,567 | $208,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 200,000 | $206,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 23,255 | $204,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,450 | $201,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 6,789 | $200,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,990 | $184,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 25,500 | $184,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 14,750 | $171,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,000 | $160,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,125 | $158,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 10,570 | $157,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 30,450 | $157,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,237 | $149,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,692 | $142,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,000 | $139,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,000 | $126,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 100,000 | $100,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,000 | $73,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 11,500 | $70,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 21,750 | $70,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,000 | $67,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 12,000 | $64,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,000 | $41,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,033 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-006226 | this filing | 2019-10-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001214659-19-006326 | base | 2019-10-10 | acceptance time not in the bulk data set |