13F-HR filed by MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-12, with 360 holding rows worth $146,474,000.
- Accession
- 0001214659-19-005148
- Filer
- CIK 1607355
- Filed
- 2019-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 360 entries on the cover page, a total value of $146,474,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,474,000 with VALUE read as thousands by filing date, 13F file number 028-16130. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NextEra Energy,Inc. | 65339F101 | COM | 51,348 | $10,519,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 37,477 | $9,145,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 57,616 | $8,025,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 59,501 | $7,802,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,301 | $5,935,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 143,134 | $5,803,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 30,450 | $4,936,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 22,687 | $4,468,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 131,469 | $4,406,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,669 | $4,261,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,324 | $3,906,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 19,835 | $3,449,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 25,177 | $2,900,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 15,691 | $2,740,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 48,177 | $2,597,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,856 | $2,347,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 18,240 | $2,116,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,870 | $2,060,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 21,886 | $1,926,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,198 | $1,832,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 38,937 | $1,687,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,547 | $1,675,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,940 | $1,639,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 29,646 | $1,615,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,750 | $1,574,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,045 | $1,463,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,802 | $1,382,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,700 | $1,332,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25,933 | $1,321,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,910 | $1,290,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,233 | $1,270,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,322 | $1,107,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 15,400 | $1,090,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 19,738 | $1,013,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,275 | $1,000,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,401 | $809,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,665 | $781,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,520 | $778,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,900 | $757,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,221 | $729,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,938 | $685,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,535 | $670,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,749 | $655,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,840 | $648,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,528 | $637,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,598 | $614,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,280 | $601,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,438 | $596,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,272 | $593,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,330 | $590,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,450 | $576,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,875 | $574,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,701 | $562,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,617 | $541,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 13,255 | $534,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,428 | $493,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,555 | $485,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,353 | $470,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 60,149 | $470,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 21,100 | $463,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,125 | $461,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,134 | $418,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,950 | $385,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,343 | $383,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 5,200 | $381,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,369 | $381,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,800 | $378,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,725 | $372,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,568 | $371,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,183 | $365,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 173,295 | $338,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,976 | $333,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,482 | $331,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 888 | $323,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,750 | $308,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,620 | $303,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,400 | $298,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,165 | $295,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,990 | $284,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,600 | $281,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 144 | $273,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 14,679 | $271,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,392 | $264,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,550 | $262,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,250 | $260,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,444 | $259,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,200 | $254,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,200 | $247,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,500 | $245,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,255 | $220,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 825 | $218,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,525 | $218,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,376 | $217,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,500 | $214,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,500 | $210,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,100 | $209,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,200 | $207,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 2,900 | $199,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,265 | $190,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $179,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,447 | $170,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,300 | $168,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,400 | $159,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,600 | $142,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,700 | $133,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 7,922 | $133,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,400 | $130,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 350 | $129,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 713 | $121,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,400 | $121,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 4,150 | $120,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,110 | $119,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,136 | $118,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,476 | $112,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,701 | $112,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 3,350 | $112,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,861 | $104,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 3,442 | $102,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,197 | $101,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 900 | $97,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 6,813 | $96,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,200 | $96,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 937 | $95,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 979 | $92,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 11,229 | $90,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 6,346 | $90,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,300 | $87,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 561 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,198 | $79,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 874 | $77,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 239 | $77,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 70 | $76,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 874 | $76,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,069 | $75,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,500 | $72,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 700 | $71,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 361 | $70,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 970 | $67,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 60 | $65,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,300 | $65,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,039 | $62,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 292 | $60,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 439 | $60,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,100 | $60,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 493 | $57,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 350 | $57,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 250 | $57,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,090 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 550 | $55,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 200 | $54,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 300 | $54,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 650 | $54,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $52,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $51,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 500 | $51,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 700 | $49,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,700 | $48,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,200 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 850 | $47,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 549 | $46,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $46,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 800 | $46,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 150 | $45,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 550 | $45,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 700 | $45,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 239 | $44,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 270 | $44,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 900 | $42,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 726 | $41,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,096 | $40,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,000 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,300 | $40,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 231 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 682 | $38,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 239 | $36,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 300 | $35,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 700 | $35,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,971 | $35,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 1,200 | $33,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 250 | $33,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 800 | $33,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 565 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 261 | $33,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 500 | $32,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 538 | $32,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 230 | $31,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 700 | $30,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $30,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $29,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,730 | $29,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 360 | $29,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $27,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $27,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 350 | $27,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 174 | $26,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 500 | $26,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,385 | $26,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,000 | $25,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 800 | $25,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 334 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,700 | $25,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 327 | $23,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 400 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $23,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 330 | $23,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,881 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 200 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 300 | $22,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $21,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 341 | $20,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 504 | $20,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,237 | $20,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $20,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 900 | $19,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 800 | $19,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,500 | $19,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 200 | $18,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $18,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,000 | $18,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $18,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 325 | $17,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 75 | $17,000 | thousands by filing date | |
| IJH | 464287507 | COM | 80 | $16,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 58 | $16,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 100 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 981 | $16,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 300 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 350 | $16,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 100 | $16,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $15,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 564 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 150 | $15,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 300 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 150 | $15,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 159 | $15,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 300 | $14,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 100 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 300 | $14,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 168 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 150 | $14,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,215 | $14,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 80 | $14,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 500 | $14,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $14,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 125 | $13,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 300 | $13,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 300 | $13,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $13,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 50 | $13,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 200 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 274 | $12,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $12,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 300 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 300 | $12,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 500 | $12,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 200 | $11,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 66 | $11,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $11,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 139 | $10,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 150 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 100 | $10,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 200 | $10,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 2,000 | $10,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5 | $9,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 30 | $9,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 500 | $9,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 600 | $9,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 67 | $9,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,000 | $9,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 700 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 95 | $8,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 71 | $8,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 100 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 323 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 75 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 27 | $7,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $7,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 500 | $7,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 414 | $7,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 13 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 23 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50 | $6,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 16 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 266 | $5,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 31 | $5,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 50 | $5,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 48 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 82 | $5,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 100 | $5,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 197 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 93 | $5,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 45 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 61 | $4,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 50 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 95 | $4,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 34 | $4,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 59 | $4,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 500 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $3,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 126 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 26 | $3,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 44 | $3,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 150 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 92 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 100 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $3,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 100 | $3,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19 | $2,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 11 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 60 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 15 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 59 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 52 | $2,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 100 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 122 | $2,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 27 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 35 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 27 | $1,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10 | $1,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 19 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 70 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 23 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 36 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 249 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 28 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 24 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 29 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 136 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-005148 | this filing | 2019-08-12 | acceptance time not in the bulk data set |