13F-HR filed by Occidental Asset Management, LLC
Occidental Asset Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2019-05-15, with 94 holding rows worth $122,707,000.
- Accession
- 0001214659-19-003502
- Filer
- CIK 1770994
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 94 entries on the cover page, a total value of $122,707,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,707,000 with VALUE read as thousands by filing date, 13F file number 028-19444. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 152,343 | $19,541,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 47,682 | $5,147,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 101,626 | $5,101,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 59,361 | $4,782,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 56,524 | $4,339,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 48,021 | $4,115,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 40,835 | $3,976,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 36,717 | $3,825,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 93,120 | $3,678,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 42,685 | $3,601,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 148,382 | $3,444,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 29,247 | $2,777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 100,225 | $2,775,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 80,806 | $2,423,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 84,597 | $2,343,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 75,239 | $2,305,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,233 | $1,853,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,595 | $1,798,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 46,842 | $1,763,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 11,585 | $1,725,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 38,819 | $1,665,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,495 | $1,517,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,299 | $1,503,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 47,463 | $1,495,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 10,067 | $1,380,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 10,941 | $1,366,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 24,450 | $1,134,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,745 | $1,119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 49,961 | $1,080,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,866 | $1,029,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 12,527 | $1,003,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 8,213 | $953,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,777 | $946,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,054 | $916,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 18,861 | $904,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,268 | $873,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 29,751 | $871,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,229 | $826,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,538 | $808,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,376 | $763,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 25,300 | $699,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,136 | $678,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,319 | $664,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,672 | $592,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,223 | $525,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,899 | $524,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,884 | $516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 8,628 | $512,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 19,850 | $501,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,137 | $489,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,321 | $484,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,021 | $480,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,076 | $478,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,984 | $472,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,913 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,057 | $452,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,790 | $435,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,028 | $427,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,214 | $412,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,042 | $411,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,114 | $400,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,969 | $397,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,891 | $372,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,779 | $371,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,083 | $366,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,148 | $354,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,996 | $349,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,334 | $336,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,546 | $335,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,875 | $334,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,847 | $324,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 10,207 | $313,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,988 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,747 | $281,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,013 | $275,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,500 | $275,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,026 | $273,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 17,111 | $266,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,988 | $265,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,600 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,313 | $261,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 5,134 | $260,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,970 | $251,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,572 | $228,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,265 | $217,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,000 | $216,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,500 | $216,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,525 | $214,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,913 | $208,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,591 | $200,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 14,023 | $196,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,308 | $105,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 15,834 | $20,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-19-003502 | this filing | 2019-05-15 | acceptance time not in the bulk data set |