13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 1,235 holding rows worth $57,791,881,000.
- Accession
- 0001214659-18-007172
- Filer
- CIK 1407543
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,235 entries on the cover page, a total value of $57,791,881,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,791,881,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,990 | $360,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,362 | $358,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,766 | $356,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,552 | $355,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,826 | $351,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,535 | $351,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 9,497 | $348,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 3,785 | $348,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 6,734 | $347,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,715 | $347,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,615 | $344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 6,051 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 8,274 | $337,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 16,001 | $337,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 30,262 | $332,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 23,961 | $332,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 38,985 | $331,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,532 | $330,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,681 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,264 | $328,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,461 | $324,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,380 | $323,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,949 | $321,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,822 | $320,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,423 | $319,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,749 | $318,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 10,680 | $316,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 10,311 | $316,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 13,008 | $316,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,526 | $315,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,320 | $312,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,334 | $312,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 12,341 | $312,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,228 | $310,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,039 | $310,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 13,753 | $308,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 20,896 | $308,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,626 | $307,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 23,340 | $306,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,358 | $305,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,697 | $303,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,865 | $303,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,759 | $302,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,945 | $301,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,878 | $300,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 25,422 | $297,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,270 | $295,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,671 | $295,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,585 | $292,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 47,262 | $291,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,844 | $290,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,722 | $288,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 12,303 | $288,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,386 | $287,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,819 | $286,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,238 | $285,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,790 | $284,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 699 | $284,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,006 | $284,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,010 | $281,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,094 | $279,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 664 | $279,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,651 | $279,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,844 | $277,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,225 | $275,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 31,216 | $274,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,745 | $273,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,710 | $272,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,719 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,399 | $271,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,170 | $270,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,518 | $269,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,946 | $268,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,846 | $266,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 590 | $265,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,224 | $264,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,679 | $261,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 767 | $260,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,539 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,879 | $258,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 6,887 | $256,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 7,678 | $255,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,045 | $251,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 9,366 | $251,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 8,818 | $250,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 25,931 | $248,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 4,552 | $248,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,664 | $247,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,067 | $247,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,417 | $247,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,930 | $246,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,566 | $246,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,739 | $245,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 7,491 | $245,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,873 | $244,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 25,430 | $244,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,754 | $243,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,053 | $242,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,599 | $242,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,240 | $240,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,816 | $240,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,036 | $238,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,532 | $238,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 2,499 | $238,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 22,639 | $238,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 739 | $238,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 18,465 | $237,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 9,841 | $237,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 6,982 | $237,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,029 | $236,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,537 | $235,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,131 | $234,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,362 | $234,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,822 | $233,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,259 | $233,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,379 | $233,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,183 | $231,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,281 | $229,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 4,533 | $228,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,007 | $228,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,587 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 5,877 | $228,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 14,846 | $227,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 711 | $226,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,586 | $226,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,244 | $225,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 7,610 | $224,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 26,490 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,802 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,853 | $223,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,029 | $223,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 9,267 | $223,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,361 | $222,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 17,854 | $222,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 5,756 | $222,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,440 | $221,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 27,300 | $220,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 1,978 | $220,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,098 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 9,667 | $220,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 34,716 | $220,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 20,842 | $219,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,394 | $218,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,954 | $218,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,358 | $217,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 231 | $217,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,833 | $217,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 20,903 | $216,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 87 | $215,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 28,941 | $215,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,964 | $214,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 19,053 | $214,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 21,435 | $213,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 17,541 | $213,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 28,387 | $213,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 6,360 | $212,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,290 | $212,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 8,716 | $211,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 16,763 | $211,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,864 | $210,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,503 | $210,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 37,502 | $210,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,583 | $209,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 654 | $209,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,921 | $209,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,496 | $208,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 22,863 | $208,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,097 | $208,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 14,558 | $206,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 14,446 | $206,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,123 | $206,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 33,603 | $206,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,297 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,840 | $205,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 9,914 | $205,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,484 | $204,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,551 | $204,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,053 | $204,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 64,095 | $203,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,022 | $203,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18,265 | $203,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 42,747 | $203,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 15,841 | $203,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 20,968 | $203,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,559 | $202,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,743 | $202,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 16,527 | $202,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 21,120 | $202,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,516 | $201,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,244 | $201,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 19,469 | $201,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 76,239 | $201,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 17,344 | $201,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 25,571 | $200,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 37,724 | $200,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,751 | $200,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 18,107 | $200,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 30,681 | $199,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 23,251 | $199,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 13,619 | $199,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 16,085 | $199,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,477 | $198,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 17,268 | $198,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 17,138 | $198,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 14,365 | $198,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 18,671 | $198,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,123 | $193,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,951 | $190,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 11,571 | $189,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,691 | $187,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 44,313 | $183,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,748 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 14,896 | $177,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 13,559 | $176,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,394 | $170,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,751 | $167,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,154 | $162,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 49,344 | $150,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,619 | $148,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,598 | $141,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,448 | $135,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,850 | $127,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 12,125 | $124,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,600 | $114,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,409 | $108,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 50,818 | $102,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,641 | $101,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,452 | $85,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,894 | $78,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,202 | $74,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 10,000 | $60,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,109 | $51,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,290 | $48,000 | thousands by filing date | |
| ALLIANCE MMA INC | 018626101 | COM | 172,460 | $46,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 11,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-18-007172 | this filing | 2018-11-14 | acceptance time not in the bulk data set |