13F-HR filed by MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-09, with 369 holding rows worth $135,204,000.
- Accession
- 0001214659-18-005306
- Filer
- CIK 1607355
- Filed
- 2018-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 369 entries on the cover page, a total value of $135,204,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,204,000 with VALUE read as thousands by filing date, 13F file number 028-16130. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UnitedHealth Group Inc | 91324P102 | COM | 37,281 | $9,146,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 61,636 | $7,479,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 41,081 | $6,862,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 58,552 | $6,375,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 134,765 | $5,015,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 43,072 | $3,991,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 19,932 | $3,851,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 118,735 | $3,813,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 19,353 | $3,612,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 15,158 | $3,318,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 28,736 | $3,089,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,904 | $2,949,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 44,324 | $2,703,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,349 | $2,656,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,668 | $2,350,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 75,269 | $2,122,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 26,600 | $2,044,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,778 | $1,985,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,003 | $1,931,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 42,607 | $1,747,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,880 | $1,441,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,108 | $1,419,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,340 | $1,417,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,533 | $1,404,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 16,035 | $1,369,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 13,167 | $1,338,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 20,372 | $1,320,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,308 | $1,289,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 28,340 | $1,243,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,010 | $1,219,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,650 | $1,137,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,766 | $1,134,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,541 | $1,033,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 6,951 | $1,005,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,386 | $1,000,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,081 | $999,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,844 | $960,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,900 | $956,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 19,738 | $860,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 5,904 | $775,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 10,500 | $753,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,701 | $733,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 15,435 | $709,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 13,609 | $696,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 18,437 | $669,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,592 | $665,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 9,579 | $663,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,370 | $653,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,786 | $652,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,778 | $645,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,524 | $641,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,320 | $629,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,216 | $590,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 20,500 | $582,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 20,575 | $569,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,397 | $566,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,401 | $565,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,666 | $557,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,540 | $528,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 8,239 | $525,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,570 | $513,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 294,272 | $509,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,050 | $481,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,075 | $477,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,350 | $469,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,650 | $465,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,850 | $464,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,515 | $458,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,245 | $445,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,930 | $444,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 13,250 | $423,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,910 | $394,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,000 | $378,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,426 | $376,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,840 | $353,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,183 | $351,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,380 | $340,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 64,605 | $339,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,134 | $330,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,110 | $325,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,900 | $320,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,568 | $303,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 4,750 | $296,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,500 | $290,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,500 | $277,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 820 | $275,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,600 | $275,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,050 | $271,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,300 | $246,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,600 | $232,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,200 | $227,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 133 | $226,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,900 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,551 | $196,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 10,231 | $195,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,952 | $193,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,829 | $191,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,900 | $190,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,400 | $189,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,425 | $181,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,265 | $178,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,500 | $177,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,376 | $176,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,400 | $174,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,100 | $172,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,973 | $169,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,050 | $165,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 825 | $162,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,750 | $160,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,600 | $157,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,020 | $145,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,255 | $140,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 125 | $139,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,710 | $139,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 950 | $137,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $136,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,050 | $128,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,794 | $120,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 6,346 | $111,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 979 | $110,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,775 | $106,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,000 | $106,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,136 | $104,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,037 | $99,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 900 | $99,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,300 | $99,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 350 | $96,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,300 | $90,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 654 | $89,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,000 | $85,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 350 | $83,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,800 | $83,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,200 | $83,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 4,470 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,198 | $80,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,300 | $79,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 239 | $74,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 561 | $71,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 874 | $71,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 361 | $70,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,050 | $68,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,090 | $68,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,968 | $66,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,900 | $61,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 600 | $60,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 439 | $59,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,051 | $58,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,200 | $57,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 493 | $56,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 600 | $56,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,000 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 550 | $54,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,030 | $54,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 45 | $51,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 364 | $51,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $51,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 200 | $50,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 460 | $49,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $49,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 700 | $48,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $47,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 500 | $47,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1,766 | $47,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,100 | $47,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,881 | $47,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 239 | $44,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 350 | $44,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $43,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 549 | $42,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 600 | $42,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 800 | $42,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 550 | $42,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,000 | $41,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 900 | $41,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 276 | $40,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 726 | $40,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 270 | $40,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 584 | $40,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 850 | $40,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,023 | $38,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 684 | $38,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 538 | $37,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 250 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,300 | $37,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 682 | $36,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 400 | $36,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 400 | $35,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,971 | $35,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 600 | $34,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 565 | $33,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 642 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 261 | $32,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,730 | $32,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 900 | $31,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 538 | $30,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 600 | $29,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 736 | $29,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 500 | $28,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 400 | $28,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 400 | $28,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,300 | $28,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 800 | $28,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $27,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 600 | $27,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 360 | $27,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $27,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,000 | $26,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 405 | $25,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 434 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,700 | $25,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,385 | $25,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $25,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $24,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 174 | $24,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $24,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,500 | $24,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,237 | $23,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 150 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $22,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 300 | $22,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 564 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 300 | $21,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 259 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 200 | $20,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $20,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 500 | $20,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 300 | $20,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $19,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $19,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 504 | $18,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 330 | $18,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $18,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $18,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 440 | $17,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,000 | $17,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 700 | $17,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 70 | $16,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 325 | $16,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 300 | $16,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 300 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 350 | $16,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 800 | $16,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 214 | $15,000 | thousands by filing date | |
| IJH | 464287507 | COM | 75 | $15,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 100 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $15,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 300 | $15,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 168 | $15,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 323 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 150 | $14,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 800 | $14,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 150 | $13,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 300 | $13,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 300 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 150 | $13,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 150 | $13,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 50 | $13,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 507 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 500 | $13,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 500 | $13,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 30 | $12,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 75 | $12,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 700 | $12,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 300 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 274 | $11,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 300 | $11,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $11,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80 | $11,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 200 | $11,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 66 | $11,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 139 | $10,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 150 | $10,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 150 | $10,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 500 | $10,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 300 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 917 | $10,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 650 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 70 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 348 | $10,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 500 | $10,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 500 | $9,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 625 | $9,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 381 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $9,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 197 | $9,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 100 | $9,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 465 | $9,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 200 | $9,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 53 | $9,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 90 | $8,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $8,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 500 | $8,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,000 | $8,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $8,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 100 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 500 | $7,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 200 | $7,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 250 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 27 | $6,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 71 | $6,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 100 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 48 | $6,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 150 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 105 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 150 | $6,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 150 | $6,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 500 | $6,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 500 | $6,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 39 | $5,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 46 | $5,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 31 | $5,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 118 | $5,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 74 | $5,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 93 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 500 | $5,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 51 | $4,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 75 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50 | $4,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 50 | $4,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 34 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 95 | $4,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $3,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 9 | $3,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 100 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 92 | $3,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 34 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 122 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 100 | $3,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17 | $2,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 35 | $2,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 45 | $2,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 150 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $2,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 17 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 25 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 60 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 59 | $2,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 70 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 23 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 36 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 249 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 28 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 24 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 11 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-18-005306 | this filing | 2018-08-09 | acceptance time not in the bulk data set |