13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-24, with 160 holding rows worth $1,060,522,000.
- Accession
- 0001214659-18-004945
- Filer
- CIK 1079935
- Filed
- 2018-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 160 entries on the cover page, a total value of $1,060,522,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,060,522,000 with VALUE read as thousands by filing date, 13F file number 028-15248. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 876,196 | $100,552,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,630,735 | $69,959,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,056,754 | $57,857,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 480,856 | $40,132,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 584,216 | $39,405,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 506,229 | $36,261,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 185,061 | $35,696,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 663,026 | $34,975,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,251,913 | $30,359,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 126,635 | $24,886,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 188,824 | $23,495,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 95,525 | $23,436,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 338,156 | $23,093,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,454 | $21,967,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 298,663 | $21,967,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 102,020 | $21,132,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 265,402 | $21,009,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 744,858 | $20,998,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 908,438 | $20,821,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 444,075 | $19,109,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 97,355 | $18,994,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 221,763 | $18,994,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 370,815 | $18,370,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 134,670 | $18,271,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 194,067 | $18,066,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,174,444 | $16,595,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 193,529 | $15,600,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 471,428 | $15,109,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 129,878 | $13,485,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 86,198 | $12,913,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 197,213 | $12,464,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 506,452 | $9,542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 250,888 | $8,982,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 224,045 | $8,821,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 309,970 | $8,239,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,058,256 | $7,990,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 182,350 | $7,695,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 209,095 | $5,307,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 147,558 | $4,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 82,818 | $4,309,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 26,487 | $4,307,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 253,409 | $4,110,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 48,848 | $4,057,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 58,505 | $3,707,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,150 | $3,655,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 26,566 | $3,571,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 64,766 | $3,498,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 181,971 | $3,468,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 50,989 | $3,406,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 20,277 | $3,387,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 19,989 | $3,375,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 17,613 | $3,328,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 27,713 | $3,052,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,742 | $2,998,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 59,777 | $2,972,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 43,479 | $2,870,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 59,665 | $2,837,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 14,925 | $2,624,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,142 | $2,446,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,931 | $2,023,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 41,757 | $1,995,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 61,252 | $1,876,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 90,857 | $1,867,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 52,436 | $1,827,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 59,414 | $1,657,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 34,262 | $1,637,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 36,319 | $1,561,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 8,944 | $1,449,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 36,468 | $1,397,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 6,134 | $1,379,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,705 | $1,355,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,947 | $1,350,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 19,885 | $1,296,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 15,455 | $1,290,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 71,558 | $1,279,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 14,332 | $1,255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 9,030 | $1,147,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,647 | $1,138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 11,155 | $1,112,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 20,787 | $1,098,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 14,324 | $1,078,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,957 | $1,069,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 11,721 | $1,066,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 19,984 | $1,058,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,620 | $1,035,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 12,786 | $1,033,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11,891 | $1,023,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 35,466 | $1,020,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,082 | $1,010,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 14,971 | $997,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 63,797 | $996,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 28,170 | $955,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 36,124 | $919,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 31,266 | $913,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,509 | $900,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 9,333 | $893,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,497 | $877,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,524 | $846,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,929 | $722,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 18,183 | $704,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 19,224 | $679,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 9,439 | $656,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,445 | $636,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,103 | $581,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 14,824 | $549,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 5,990 | $522,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,158 | $509,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,491 | $468,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,671 | $458,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,737 | $453,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 9,482 | $448,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 8,559 | $432,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,721 | $429,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 15,826 | $388,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,101 | $365,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,500 | $359,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,261 | $344,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,360 | $324,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,776 | $313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,672 | $285,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,018 | $282,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,382 | $269,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,418 | $260,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,097 | $260,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,070 | $226,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,911 | $222,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 9,943 | $209,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,632 | $206,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,555 | $204,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,256 | $194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,640 | $190,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,513 | $186,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,008 | $185,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,357 | $180,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 33,000 | $175,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,512 | $154,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,010 | $151,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,300 | $151,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,071 | $148,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 600 | $146,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,047 | $141,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,688 | $134,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 490 | $133,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 703 | $131,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,227 | $127,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 317 | $124,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,436 | $123,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 353 | $118,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,643 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,774 | $114,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,360 | $113,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,032 | $112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,205 | $110,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 439 | $107,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 4,207 | $107,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,030 | $105,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 605 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 913 | $103,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 885 | $102,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,000 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-18-004945 | this filing | 2018-07-24 | acceptance time not in the bulk data set |