13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 2,896 holding rows worth $25,823,815,000.
- Accession
- 0001214659-16-014598
- Filer
- CIK 1407543
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 2,897 entries on the cover page, a total value of $25,823,815,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $25,823,815,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVisionary Asset Management, Inc.028-14671
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 19,144 | $65,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,185 | $64,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,671 | $64,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,208 | $64,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,154 | $64,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 22,598 | $64,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 2,563 | $64,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 3,792 | $64,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 2,662 | $64,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,462 | $63,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,496 | $63,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,809 | $63,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,385 | $63,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,047 | $63,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,661 | $63,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,457 | $63,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,664 | $63,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 2,264 | $63,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,253 | $63,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 2,058 | $63,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,058 | $62,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,588 | $62,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,540 | $62,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 3,300 | $62,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,099 | $62,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,518 | $62,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,575 | $62,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,905 | $62,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 2,647 | $62,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,532 | $61,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,197 | $61,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 3,357 | $60,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,973 | $60,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 2,236 | $60,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 3,141 | $60,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 2,144 | $59,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,590 | $59,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,441 | $59,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 3,518 | $59,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 1,209 | $59,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,168 | $59,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 2,719 | $59,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 2,088 | $58,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,860 | $58,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 2,081 | $58,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 3,577 | $58,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 4,296 | $58,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,171 | $57,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,106 | $57,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,234 | $57,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 5,505 | $57,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,965 | $57,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,867 | $57,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 1,414 | $57,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 2,147 | $57,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,159 | $56,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,804 | $56,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,932 | $56,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,058 | $56,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 9,125 | $56,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,891 | $55,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,951 | $55,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,386 | $55,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 2,000 | $55,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 2,034 | $55,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,553 | $54,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,043 | $54,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,214 | $54,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,000 | $54,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,394 | $54,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,219 | $54,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,041 | $53,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,655 | $53,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,148 | $53,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 7,224 | $53,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,495 | $53,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,500 | $53,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,008 | $53,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 11,195 | $53,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 4,625 | $52,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,503 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,728 | $51,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 3,706 | $51,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,612 | $50,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 8,767 | $50,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 4,416 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,487 | $50,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 2,908 | $50,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 4,382 | $50,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,149 | $49,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,100 | $49,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,277 | $49,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,018 | $49,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 3,000 | $49,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,877 | $49,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,014 | $49,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,908 | $49,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,384 | $49,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 1,873 | $49,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 1,468 | $49,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,221 | $48,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,712 | $48,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,798 | $48,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,484 | $48,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 2,542 | $48,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,077 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 1,193 | $48,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,121 | $47,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,053 | $47,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,378 | $47,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 2,537 | $47,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,562 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,304 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 1,889 | $47,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,206 | $47,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,093 | $47,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,262 | $47,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 5,606 | $47,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,042 | $47,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 6,989 | $47,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,089 | $46,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,753 | $46,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,397 | $46,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,135 | $46,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 3,928 | $46,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,461 | $46,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 3,289 | $46,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,918 | $46,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 6,064 | $45,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 1,896 | $45,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,324 | $45,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 17,409 | $45,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,518 | $45,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 2,779 | $45,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,946 | $45,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 5,858 | $45,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,819 | $45,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 3,000 | $45,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 4,322 | $44,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,301 | $44,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 4,770 | $44,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,818 | $44,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,588 | $44,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 3,204 | $44,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 5,907 | $43,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,711 | $43,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,254 | $43,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,466 | $43,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,610 | $43,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 2,460 | $43,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 1,851 | $43,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,125 | $42,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,513 | $42,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,244 | $42,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,806 | $42,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,289 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,096 | $42,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,800 | $42,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 2,493 | $42,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,800 | $42,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 11,569 | $42,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,068 | $41,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,240 | $41,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 4,121 | $41,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,577 | $41,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,431 | $41,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 1,878 | $41,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,415 | $40,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 2,907 | $40,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 1,785 | $40,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,829 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,047 | $40,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,162 | $40,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,550 | $40,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 7,944 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,588 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1,243 | $40,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,310 | $39,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,428 | $39,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 1,384 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,032 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,022 | $39,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,866 | $38,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,594 | $38,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,242 | $38,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 4,083 | $38,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,625 | $38,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,055 | $37,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,368 | $37,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,508 | $37,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 1,288 | $37,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,008 | $37,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,647 | $37,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,118 | $37,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 2,703 | $37,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,286 | $37,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,169 | $37,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,959 | $36,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,506 | $36,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,837 | $36,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,473 | $36,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 12,408 | $36,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 1,566 | $35,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 2,895 | $35,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 4,010 | $35,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 2,813 | $35,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,660 | $35,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 2,058 | $35,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 2,000 | $34,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,874 | $34,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,027 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,575 | $34,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 2,714 | $34,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 35,000 | $34,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,976 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,204 | $33,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,638 | $33,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,000 | $33,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,576 | $33,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 3,215 | $33,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3,132 | $33,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 3,326 | $33,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,352 | $32,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 3,202 | $32,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,879 | $32,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,552 | $32,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,467 | $32,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,088 | $32,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,205 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,239 | $31,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,161 | $31,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 4,235 | $31,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,850 | $31,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,396 | $31,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,911 | $31,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,077 | $31,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,096 | $30,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,845 | $30,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,321 | $30,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 2,361 | $30,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1,056 | $30,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,537 | $29,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,819 | $29,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,095 | $29,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,472 | $29,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 3,903 | $29,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,344 | $28,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,165 | $28,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,550 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,010 | $28,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,506 | $28,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,898 | $27,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,544 | $27,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,492 | $27,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,072 | $27,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,586 | $27,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,344 | $27,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 10,659 | $27,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,944 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,196 | $27,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,682 | $26,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,667 | $26,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,238 | $26,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,733 | $26,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,027 | $26,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 3,171 | $26,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,644 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,007 | $26,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,251 | $25,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,007 | $25,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,000 | $25,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,466 | $25,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,000 | $25,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,000 | $25,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,539 | $25,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,745 | $25,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,919 | $25,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,822 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,124 | $25,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,800 | $25,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,804 | $24,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,016 | $24,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,810 | $24,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,355 | $24,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,648 | $24,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,580 | $24,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 1,115 | $24,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 18,065 | $24,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 2,574 | $24,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,697 | $23,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,193 | $23,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,131 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,552 | $23,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,540 | $23,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,774 | $23,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,585 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 1,264 | $23,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,429 | $23,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,353 | $22,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,188 | $22,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 1,983 | $22,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 6,712 | $22,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 22,000 | $22,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,049 | $22,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,407 | $21,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,790 | $21,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,051 | $21,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,934 | $21,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 3,649 | $21,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,807 | $21,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 1,151 | $21,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,142 | $21,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,000 | $20,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,052 | $20,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 6,807 | $20,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,293 | $20,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,000 | $20,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,193 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,113 | $19,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 1,178 | $19,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,151 | $18,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,071 | $18,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,106 | $18,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,000 | $18,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,259 | $18,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 30,000 | $18,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,025 | $17,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,672 | $17,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,250 | $17,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,716 | $17,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,248 | $17,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,141 | $17,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 3,864 | $17,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,594 | $16,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,367 | $16,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,240 | $16,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,768 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,068 | $16,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,400 | $16,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,511 | $16,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,200 | $16,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,824 | $16,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,301 | $15,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,326 | $15,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 1,463 | $15,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,000 | $15,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,210 | $15,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,000 | $15,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 1,444 | $15,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 1,500 | $15,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,166 | $15,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,898 | $14,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,258 | $14,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,249 | $14,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,638 | $14,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,014 | $14,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,035 | $13,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,020 | $13,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,663 | $13,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,000 | $13,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 1,100 | $13,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,453 | $12,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,731 | $12,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,599 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,315 | $12,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,275 | $12,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,017 | $12,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,598 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 6,594 | $11,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 9,306 | $11,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 4,000 | $10,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 1,154 | $9,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,000 | $8,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,349 | $8,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 3,816 | $8,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,000 | $8,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 1,411 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 8,000 | $8,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,292 | $8,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 3,900 | $7,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 7,000 | $7,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 1,558 | $6,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 1,001 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,500 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,870 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,000 | $4,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 3,422 | $4,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 1,600 | $3,000 | thousands by filing date | |
| HOSPITALITY PPTYS TR | 44106MAK8 | COM | 3,000 | $3,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,486 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,310 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,000 | $1,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,000 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $1,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 1,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-16-014598 | this filing | 2016-11-14 | acceptance time not in the bulk data set |