13F-HR filed by MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-07, with 359 holding rows worth $134,494,000.
- Accession
- 0001214659-16-014422
- Filer
- CIK 1607355
- Filed
- 2016-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 359 entries on the cover page, a total value of $134,494,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,494,000 with VALUE read as thousands by filing date, 13F file number 028-16130. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 52,717 | $7,145,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 55,370 | $6,541,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 59,325 | $6,453,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 152,057 | $5,768,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 34,463 | $4,825,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 53,033 | $4,719,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100,830 | $4,095,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 69,565 | $3,616,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 22,680 | $2,774,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 42,514 | $2,681,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,290 | $2,642,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 15,657 | $2,607,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 61,516 | $2,603,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 18,448 | $2,511,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 314,255 | $2,417,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 51,830 | $2,275,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 33,850 | $2,236,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 40,942 | $2,208,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 32,550 | $2,010,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 26,150 | $1,939,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,636 | $1,881,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 42,830 | $1,811,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 15,254 | $1,778,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 22,042 | $1,713,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,349 | $1,705,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 32,588 | $1,535,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 18,595 | $1,468,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,428 | $1,405,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,626 | $1,399,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,255 | $1,331,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 15,813 | $1,251,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,369 | $1,232,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 15,635 | $1,170,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,178 | $1,114,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,825 | $1,105,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,225 | $1,039,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,266 | $995,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 33,001 | $977,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,516 | $972,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,284 | $949,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 21,400 | $883,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,037 | $874,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,877 | $860,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 6,470 | $850,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,951 | $803,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 13,350 | $799,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 39,100 | $695,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 19,738 | $694,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,889 | $682,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 3,800 | $681,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 14,100 | $676,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,410 | $665,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 15,018 | $643,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,287 | $635,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,450 | $633,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 15,000 | $615,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,925 | $599,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,486 | $596,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,401 | $566,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,200 | $542,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,100 | $522,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 5,501 | $504,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,650 | $467,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 9,205 | $431,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,950 | $397,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,245 | $394,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 8,700 | $381,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,216 | $371,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,810 | $354,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 16,300 | $341,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,600 | $337,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,750 | $335,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,070 | $327,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 50,365 | $316,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,652 | $315,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,540 | $314,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 8,202 | $312,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,395 | $302,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,050 | $300,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,000 | $284,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,875 | $277,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,922 | $271,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,950 | $262,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,981 | $258,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,235 | $257,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,503 | $256,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,252 | $255,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,762 | $252,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,850 | $248,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,802 | $248,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 6,100 | $231,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 5,500 | $230,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 7,350 | $224,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,183 | $223,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,664 | $215,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,100 | $214,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,656 | $212,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,380 | $211,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,600 | $209,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,400 | $204,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,000 | $204,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,150 | $202,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,000 | $175,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,900 | $173,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,500 | $166,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,469 | $164,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,636 | $164,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,400 | $161,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,500 | $159,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,960 | $157,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,500 | $153,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,422 | $151,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,990 | $141,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,240 | $138,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 4,000 | $137,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,400 | $135,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,500 | $133,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,100 | $131,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,000 | $127,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 1,570 | $122,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 4,000 | $119,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,500 | $119,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,188 | $118,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,400 | $118,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 10,800 | $112,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,105 | $110,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,710 | $109,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 135 | $105,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,528 | $102,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 950 | $98,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 350 | $98,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,200 | $97,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,372 | $92,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $87,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,960 | $84,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 489 | $82,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,926 | $82,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 601 | $79,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,037 | $75,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,090 | $75,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,500 | $75,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,700 | $74,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,360 | $74,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,300 | $71,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,198 | $71,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 4,470 | $71,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 4,300 | $71,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,000 | $69,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,400 | $69,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 625 | $68,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 769 | $67,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 5,500 | $67,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 790 | $66,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,475 | $66,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 800 | $65,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,600 | $65,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,600 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,194 | $64,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,000 | $62,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 840 | $61,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 900 | $61,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 850 | $61,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 481 | $60,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 800 | $58,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,000 | $57,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 477 | $56,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,159 | $55,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,957 | $55,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,350 | $54,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,639 | $52,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 600 | $51,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 520 | $51,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,030 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 550 | $47,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $46,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,038 | $45,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $44,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 264 | $42,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 600 | $42,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 900 | $42,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 439 | $40,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $39,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 500 | $39,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,500 | $39,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,971 | $39,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $37,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 43 | $36,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,100 | $36,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,300 | $35,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 500 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 850 | $35,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 700 | $33,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 744 | $33,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 270 | $31,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 139 | $30,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,881 | $30,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 600 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $28,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 33 | $27,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,000 | $27,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,200 | $27,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 400 | $26,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 800 | $26,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,700 | $26,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 400 | $25,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 900 | $25,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 434 | $24,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 349 | $23,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 600 | $23,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 400 | $21,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 175 | $21,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 176 | $20,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 157 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $20,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 531 | $20,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 400 | $19,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 318 | $19,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 200 | $18,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $18,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300 | $18,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 564 | $18,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 550 | $18,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 500 | $18,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,200 | $18,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $17,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 150 | $17,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 600 | $17,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 360 | $17,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 158 | $17,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 200 | $17,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 400 | $17,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 300 | $16,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 300 | $16,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $16,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 429 | $16,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 200 | $16,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 504 | $15,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 66 | $15,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 325 | $14,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 300 | $14,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 300 | $14,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 350 | $13,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 668 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 300 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 174 | $12,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 150 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 150 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 150 | $12,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 20,022 | $12,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 75 | $11,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 150 | $11,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 800 | $11,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $11,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 300 | $11,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 311 | $10,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,484 | $10,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 53 | $10,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 91 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 950 | $9,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 70 | $9,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,000 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 100 | $8,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 200 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,000 | $8,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100 | $7,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 100 | $7,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 125 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 80 | $7,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 277 | $7,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 148 | $7,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 40 | $6,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 229 | $6,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 35 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 62 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 100 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 90 | $6,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 39 | $5,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 27 | $5,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 5 | $5,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 118 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 219 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 323 | $5,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 100 | $5,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $5,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 500 | $5,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 25 | $5,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $4,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 31 | $4,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 95 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 50 | $4,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 71 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 74 | $4,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 34 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 227 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 95 | $4,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 50 | $4,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 93 | $4,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 278 | $4,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 48 | $3,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 13 | $3,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 50 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 144 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 30 | $3,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 50 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 100 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 100 | $3,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10 | $2,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 65 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $2,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 17 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 20 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 59 | $2,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 274 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 34 | $2,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 92 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 212 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 70 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 23 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 27 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $1,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 24 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 26 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 10 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 700 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 2,000 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STILLWATER MINING CO | 86074Q102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-16-014422 | this filing | 2016-11-07 | acceptance time not in the bulk data set |