13F-HR filed by ENVESTNET ASSET MANAGEMENT INC
ENVESTNET ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 2,972 holding rows worth $22,019,924,000.
- Accession
- 0001214659-16-009546
- Filer
- CIK 1407543
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 2,975 entries on the cover page, a total value of $22,019,924,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,019,924,000 with VALUE read as thousands by filing date, 13F file number 028-13411. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVisionary Asset Management, Inc.028-14671
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3,035 | $74,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,642 | $73,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 4,488 | $73,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,020 | $73,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,059 | $73,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,545 | $73,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,076 | $73,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,531 | $73,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 2,848 | $73,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,235 | $73,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,229 | $72,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,848 | $72,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 2,121 | $72,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,330 | $72,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,136 | $72,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,195 | $72,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,199 | $71,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,746 | $71,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 1,385 | $71,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,260 | $71,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,836 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,680 | $71,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 2,003 | $71,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,821 | $71,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 3,907 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,863 | $71,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 3,351 | $71,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,232 | $70,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,620 | $70,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 5,004 | $70,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 10,922 | $70,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 4,387 | $70,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 2,356 | $70,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,738 | $69,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 9,874 | $69,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,723 | $68,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 6,067 | $68,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 4,842 | $68,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,140 | $68,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 4,654 | $68,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,079 | $68,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,800 | $67,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,190 | $67,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,496 | $67,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 5,406 | $67,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 4,603 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 13,247 | $66,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,356 | $66,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 5,376 | $66,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,353 | $66,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 6,433 | $66,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,454 | $66,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 2,395 | $66,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,836 | $65,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,869 | $65,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 6,101 | $65,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 2,493 | $64,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,600 | $64,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,099 | $64,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 3,835 | $64,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 3,590 | $64,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,319 | $64,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,968 | $64,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,011 | $64,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 5,504 | $64,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 7,038 | $64,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 4,848 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,409 | $63,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 3,256 | $63,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,753 | $63,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 3,823 | $63,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,873 | $63,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 16,636 | $63,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,377 | $62,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,522 | $62,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 4,722 | $62,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6,319 | $62,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,486 | $62,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,270 | $62,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 2,085 | $62,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 3,390 | $62,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,811 | $62,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 6,580 | $62,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 2,751 | $62,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 2,465 | $62,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,553 | $61,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 1,363 | $61,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,549 | $61,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 30,365 | $61,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 5,026 | $61,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 4,050 | $61,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 5,714 | $61,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,439 | $60,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,479 | $60,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,617 | $60,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 3,509 | $60,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 3,192 | $60,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,176 | $60,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 5,024 | $60,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 2,876 | $60,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 2,454 | $59,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,849 | $59,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,542 | $59,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 4,841 | $59,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,295 | $59,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,098 | $59,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 6,228 | $59,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 6,505 | $59,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,939 | $59,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 2,871 | $59,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,790 | $59,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 4,000 | $59,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 4,820 | $59,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 8,846 | $58,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1,769 | $58,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 15,026 | $58,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,503 | $58,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,016 | $58,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,509 | $57,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,009 | $57,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,010 | $57,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,622 | $57,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,415 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,724 | $57,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 2,078 | $57,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 3,339 | $57,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,045 | $56,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,402 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,614 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,905 | $56,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 3,497 | $56,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 3,235 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 3,509 | $56,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 2,195 | $56,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 8,637 | $56,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 2,605 | $55,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,960 | $55,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 3,297 | $55,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 1,260 | $55,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 2,119 | $54,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,572 | $54,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,922 | $54,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,774 | $54,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 4,375 | $54,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,726 | $54,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 7,425 | $54,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,087 | $53,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 1,839 | $53,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 12,888 | $53,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,770 | $53,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 4,349 | $53,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 2,055 | $53,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 4,604 | $53,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 2,664 | $53,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,606 | $53,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 2,385 | $52,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 7,201 | $52,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,813 | $52,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,544 | $52,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2,194 | $52,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,363 | $52,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 2,241 | $52,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,765 | $52,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,819 | $52,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 2,394 | $52,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,868 | $52,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,764 | $52,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 2,558 | $52,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 2,345 | $51,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 2,928 | $51,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,874 | $51,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,934 | $51,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 2,074 | $50,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,328 | $50,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,652 | $50,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 2,074 | $50,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,710 | $50,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,500 | $50,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 1,958 | $50,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,026 | $49,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,623 | $49,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,637 | $49,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 3,780 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,189 | $49,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,237 | $49,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 3,142 | $49,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,712 | $49,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 4,310 | $49,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,470 | $49,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 1,517 | $49,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,540 | $48,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,227 | $48,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,620 | $48,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,340 | $48,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 4,176 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 2,128 | $48,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,107 | $48,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,776 | $47,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,282 | $47,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 2,733 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,239 | $46,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 1,038 | $46,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,937 | $46,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,715 | $46,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,330 | $46,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 2,628 | $46,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 5,703 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,487 | $45,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,203 | $45,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 5,749 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,779 | $45,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 2,327 | $45,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,391 | $44,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 4,927 | $44,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,268 | $44,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,721 | $44,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 3,000 | $44,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 6,678 | $43,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 2,131 | $43,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 5,306 | $43,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,166 | $43,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 3,968 | $43,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,614 | $42,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,805 | $42,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,165 | $42,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,061 | $42,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,567 | $42,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 11,792 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 4,810 | $42,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,233 | $41,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,678 | $41,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,284 | $41,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,155 | $41,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,254 | $40,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 1,676 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,737 | $40,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,366 | $40,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 5,677 | $40,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,501 | $39,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,813 | $39,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 3,989 | $39,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,594 | $38,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,310 | $38,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,280 | $38,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,800 | $38,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,054 | $38,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,570 | $37,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,212 | $37,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,600 | $37,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,877 | $37,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,002 | $37,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,367 | $37,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,453 | $37,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,273 | $37,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 2,042 | $37,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 1,156 | $37,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 3,266 | $37,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 1,843 | $37,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 2,827 | $37,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,243 | $36,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,631 | $36,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 1,230 | $36,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,873 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,010 | $36,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,353 | $35,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,366 | $35,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,368 | $35,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 12,846 | $35,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 4,994 | $35,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,046 | $35,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,965 | $35,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,169 | $35,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,744 | $35,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 3,599 | $35,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,549 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,427 | $34,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 5,377 | $34,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,021 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,125 | $34,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 2,487 | $34,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 3,075 | $34,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 2,152 | $34,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,732 | $34,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 2,457 | $34,000 | thousands by filing date | |
| ISHARES TR | 46435G813 | MSCI SPAIN ETF | 1,666 | $34,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,154 | $33,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 6,215 | $33,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1,797 | $33,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 2,271 | $33,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,864 | $33,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,473 | $33,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,710 | $33,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,301 | $33,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,875 | $32,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,188 | $32,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,901 | $32,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,832 | $32,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,253 | $32,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,527 | $32,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 1,060 | $32,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,365 | $32,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 40,000 | $32,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 1,127 | $31,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,844 | $31,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,871 | $31,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 4,141 | $31,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,670 | $31,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,045 | $31,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 7,321 | $31,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,817 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,217 | $31,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,397 | $30,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,971 | $30,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,742 | $30,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,218 | $30,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,532 | $30,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,248 | $30,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 2,053 | $30,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 2,453 | $30,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,482 | $29,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,726 | $29,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 1,242 | $29,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,560 | $29,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,695 | $29,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,788 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,078 | $29,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 3,422 | $29,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,371 | $28,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,301 | $28,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 1,276 | $28,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,668 | $28,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,446 | $28,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,923 | $28,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,401 | $27,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,287 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,134 | $27,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 2,838 | $27,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,477 | $27,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,296 | $27,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,776 | $27,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 3,187 | $27,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,231 | $26,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,967 | $26,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,142 | $26,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,808 | $26,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 3,088 | $26,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,414 | $25,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,434 | $25,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,618 | $25,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,002 | $25,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,202 | $25,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,348 | $25,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 4,831 | $25,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,736 | $25,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,232 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 2,104 | $25,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 2,176 | $24,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,333 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1,462 | $24,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,045 | $24,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 3,579 | $24,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,122 | $24,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 3,966 | $24,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,745 | $24,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,451 | $24,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,884 | $24,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,007 | $23,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,816 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,158 | $23,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,013 | $23,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,269 | $23,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,437 | $23,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 1,738 | $23,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,216 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,122 | $23,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,454 | $23,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,356 | $22,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,000 | $22,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 2,741 | $22,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,532 | $22,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,264 | $22,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,779 | $22,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,545 | $22,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,160 | $21,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,020 | $21,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,310 | $21,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 1,388 | $21,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 1,541 | $21,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,074 | $20,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,589 | $20,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 32,000 | $20,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 6,196 | $20,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,061 | $19,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,043 | $19,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 8,376 | $19,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,178 | $18,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,925 | $18,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,160 | $18,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,881 | $18,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 2,307 | $18,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,605 | $18,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,568 | $17,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,178 | $17,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,329 | $17,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,707 | $17,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,637 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,123 | $17,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,170 | $16,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,092 | $16,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,280 | $16,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,035 | $16,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,349 | $16,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,844 | $16,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 3,636 | $16,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 4,000 | $16,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,068 | $15,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,463 | $15,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,615 | $15,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,605 | $15,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,141 | $15,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,997 | $15,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 1,575 | $15,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 1,910 | $15,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,237 | $14,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,330 | $14,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,092 | $14,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 2,301 | $14,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,107 | $14,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,268 | $13,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,300 | $13,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,395 | $13,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,845 | $12,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,180 | $12,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,043 | $12,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,822 | $12,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 8,650 | $12,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,036 | $12,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,899 | $12,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 2,478 | $12,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,612 | $11,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,898 | $11,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 1,338 | $11,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,423 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 3,092 | $11,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,792 | $11,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,514 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,113 | $10,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,128 | $10,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,298 | $10,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 8,381 | $10,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,132 | $9,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 4,000 | $9,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 4,201 | $9,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,077 | $9,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,163 | $8,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 10,000 | $8,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,544 | $7,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,639 | $7,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,282 | $7,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,482 | $7,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,419 | $6,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,090 | $6,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143102 | COM | 1 | $5,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,451 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,221 | $4,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,156 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,915 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 7,294 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,000 | $2,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 1,000 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 2,000 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-16-009546 | this filing | 2016-02-16 | acceptance time not in the bulk data set |