13F-HR filed by Stevens First Principles Investment Advisors
Stevens First Principles Investment Advisors filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-29, with 176 holding rows worth $117,526,000.
- Accession
- 0001214659-16-009133
- Filer
- CIK 1388076
- Filed
- 2016-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 180 entries on the cover page, a total value of $117,526,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $117,520,000 with VALUE read as thousands by filing date, 13F file number 028-12317. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIRST REPUBLIC INVESTMENT MANAGEMENT, INC.028-12624
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAYPALHLDGSINC | 70450Y103 | STOK | 178,375 | $6,457,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 160,075 | $5,515,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 56,480 | $4,794,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 155,340 | $4,657,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 171,308 | $4,445,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 99,845 | $4,277,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 114,217 | $4,189,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 47,781 | $4,111,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 128,032 | $3,872,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 75,595 | $3,786,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 34,552 | $3,590,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 86,126 | $3,531,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 40,960 | $3,465,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 65,524 | $3,127,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 97,089 | $3,024,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 18,915 | $2,915,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 32,040 | $2,830,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 268,148 | $2,730,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,719 | $2,470,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,099 | $2,424,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 53,895 | $2,417,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 73,710 | $2,351,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 63,660 | $2,248,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 76,135 | $1,980,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 84,822 | $1,883,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 23,921 | $1,593,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 30,553 | $1,573,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 25,894 | $1,569,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 38,520 | $1,554,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 64,702 | $1,549,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,407 | $1,516,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 32,663 | $1,468,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 23,690 | $1,075,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,074 | $1,034,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 63,690 | $1,029,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,301 | $1,001,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 44,305 | $810,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 27,744 | $729,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 21,852 | $705,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,885 | $674,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 14,650 | $674,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 17,040 | $622,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,193 | $552,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,133 | $536,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,000 | $419,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,500 | $408,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 19,965 | $319,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,729 | $304,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,630 | $287,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,155 | $276,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 88 | $255,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,052 | $223,000 | thousands by filing date | |
| 38259p508 | COM | 282 | $219,000 | thousands by filing date | ||
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $217,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,771 | $213,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 310 | $210,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,585 | $210,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,600 | $204,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,700 | $182,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,000 | $182,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,000 | $172,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,580 | $166,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 4,903 | $159,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,430 | $157,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 6,580 | $156,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,800 | $153,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 3,284 | $148,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,850 | $146,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,700 | $145,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,890 | $138,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 980 | $129,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,200 | $128,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,200 | $124,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223906 | CL A | 2,650 | $119,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,200 | $118,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 2,800 | $115,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,600 | $113,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,500 | $109,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,857 | $103,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,700 | $102,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,130 | $101,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,000 | $100,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 600 | $97,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 500 | $97,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 2,500 | $95,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,000 | $91,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $84,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,080 | $84,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,500 | $84,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,200 | $83,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,200 | $83,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,000 | $78,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,720 | $72,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 400 | $70,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,000 | $67,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,745 | $66,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,865 | $64,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,170 | $62,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 14,400 | $62,000 | thousands by filing date | put |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,000 | $56,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,045 | $55,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 5,560 | $55,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,000 | $55,000 | thousands by filing date | |
| YAHOO! INC | 984332956 | COM | 28,900 | $55,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,300 | $54,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 525 | $51,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,200 | $49,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 5,500 | $47,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,900 | $45,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $43,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,000 | $43,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,000 | $39,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 500 | $39,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,000 | $39,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 500 | $38,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 1,000 | $38,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 75 | $36,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,300 | $36,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 500 | $36,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 500 | $35,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 213 | $34,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 650 | $34,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 735 | $34,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 500 | $33,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 1,000 | $32,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 800 | $31,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 500 | $31,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 200 | $30,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 300 | $28,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 367 | $27,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,000 | $26,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 600 | $25,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 180 | $24,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 254 | $23,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $23,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 500 | $23,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,000 | $23,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 607 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 251 | $21,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 238 | $21,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 191 | $20,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 182 | $18,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,000 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $17,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 500 | $16,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 300 | $16,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 201 | $16,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $14,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 500 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,500 | $14,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 250 | $13,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 200 | $12,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 200 | $11,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 400 | $11,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,000 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 500 | $10,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 688 | $9,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 12 | $9,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 600 | $9,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 70 | $8,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 120 | $7,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 140 | $5,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 140 | $5,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 500 | $5,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 300 | $4,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 50 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 200 | $4,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 45 | $3,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 30 | $2,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 500 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10 | $1,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 37 | $1,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 78 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P901 | Option | 15,000 | $1,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 1,047 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-16-009133 | this filing | 2016-01-29 | acceptance time not in the bulk data set |