13F-HR filed by BANTA ASSET MANAGEMENT LP
BANTA ASSET MANAGEMENT LP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 34 holding rows worth $59,355,000.
- Accession
- 0001214659-15-007694
- Filer
- CIK 1426960
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 34 entries on the cover page, a total value of $59,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,355,000 with VALUE read as thousands by filing date, 13F file number 028-12787. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288687 | COM | 117,239 | $4,525,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,360 | $3,569,000 | thousands by filing date | |
| MAIDEN HOLDINGS | 56029Q408 | PFD | 96,150 | $2,591,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 32,524 | $2,340,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 47,240 | $2,266,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 41,885 | $2,250,000 | thousands by filing date | |
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 89,800 | $2,155,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 68,335 | $2,153,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 78,508 | $2,049,000 | thousands by filing date | |
| BANC CALIF INCSR NTDIV-7.50% | 05990K304 | Equities | 79,566 | $2,016,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 18,515 | $2,010,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 31,203 | $1,995,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 124,550 | $1,866,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,820 | $1,850,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 21,615 | $1,845,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 182,807 | $1,771,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 19,870 | $1,768,000 | thousands by filing date | |
| First Republic Bank 6.2% Cl 6/ | 33616c407 | PFD | 68,875 | $1,754,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,475 | $1,716,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,090 | $1,644,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST SR NT 7.6 | 749227807 | PREFERRED STOCKS | 74,400 | $1,595,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 33,665 | $1,487,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,228 | $1,483,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,120 | $1,456,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 196,085 | $1,437,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 74,000 | $1,324,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 48,400 | $1,225,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,905 | $1,137,000 | thousands by filing date | |
| ARBOR RLTY TR INC CUM RED PFD SR C 8.50000percent (Call Date 07/12/19) | 038923801 | Preferred Stock | 44,900 | $1,114,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 43,033 | $1,105,000 | thousands by filing date | |
| Endurance Specialty 7.5% Cl 6/ | g30397304 | PFD | 36,876 | $951,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 13,900 | $355,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 11,985 | $304,000 | thousands by filing date | |
| First Republic 7.0- Called12/2 | 33616c860 | PFD | 9,083 | $249,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-15-007694 | this filing | 2015-11-12 | acceptance time not in the bulk data set |