13F-HR filed by MARK SHEPTOFF FINANCIAL PLANNING, LLC
MARK SHEPTOFF FINANCIAL PLANNING, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 405 holding rows worth $114,056,000.
- Accession
- 0001214659-15-007670
- Filer
- CIK 1607355
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 405 entries on the cover page, a total value of $114,056,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,056,000 with VALUE read as thousands by filing date, 13F file number 028-16130. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMUCKER J M CO | 832696405 | COM NEW | 54,566 | $6,225,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 58,307 | $5,498,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 52,365 | $4,888,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 74,350 | $4,707,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 35,976 | $4,174,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 42,529 | $4,103,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 76,678 | $3,076,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 37,837 | $2,737,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,470 | $2,669,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 58,234 | $2,534,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,684 | $2,286,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,712 | $2,174,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 66,592 | $2,170,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 16,277 | $2,038,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 37,139 | $2,021,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 48,203 | $2,018,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 20,793 | $1,911,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 23,915 | $1,837,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 44,772 | $1,801,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 130,236 | $1,767,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,745 | $1,507,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 14,945 | $1,458,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,158 | $1,390,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 22,940 | $1,379,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,525 | $1,375,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,025 | $1,249,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,457 | $1,224,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 30,973 | $1,119,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,666 | $1,106,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 178,955 | $1,086,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21,432 | $981,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 7,002 | $966,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 34,882 | $880,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,897 | $840,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 57,250 | $840,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,906 | $837,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,341 | $830,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,460 | $800,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,741 | $777,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 13,345 | $735,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,250 | $722,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,862 | $702,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,024 | $699,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,565 | $689,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,770 | $688,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,348 | $672,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 11,200 | $672,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,000 | $670,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,951 | $648,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,625 | $621,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 46,850 | $621,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 19,873 | $617,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 37,735 | $588,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,720 | $585,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 19,738 | $543,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,889 | $528,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,517 | $522,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,837 | $485,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,035 | $455,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,851 | $445,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,985 | $410,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,156 | $409,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,710 | $400,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 14,990 | $394,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,500 | $372,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 26,600 | $372,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,500 | $368,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,340 | $364,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,984 | $357,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 14,150 | $355,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,166 | $346,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,150 | $336,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,150 | $332,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,356 | $326,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,537 | $320,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 7,710 | $310,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,070 | $293,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 12,101 | $278,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,100 | $255,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 35,000 | $251,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 4,650 | $237,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,100 | $234,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,018 | $233,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,350 | $225,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,115 | $220,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,550 | $218,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,300 | $216,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,477 | $214,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,800 | $213,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,500 | $206,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,527 | $204,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,603 | $194,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 6,118 | $193,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,981 | $189,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 8,202 | $182,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,344 | $180,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $178,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 15,400 | $177,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,569 | $175,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,705 | $169,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,736 | $168,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,865 | $168,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,100 | $160,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,300 | $159,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,584 | $155,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,900 | $155,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,093 | $151,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,800 | $151,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,500 | $150,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,050 | $150,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,011 | $145,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 2,500 | $136,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,600 | $133,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 9,250 | $133,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,500 | $132,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 4,800 | $131,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,078 | $131,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,439 | $129,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,900 | $126,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,150 | $125,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,400 | $125,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,005 | $122,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,100 | $122,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,450 | $121,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,400 | $115,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,900 | $110,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,238 | $108,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,849 | $105,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,550 | $105,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,412 | $103,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,475 | $102,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 830 | $102,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,258 | $101,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 510 | $98,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,664 | $97,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 4,000 | $97,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,200 | $95,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 640 | $89,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,566 | $89,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 4,000 | $88,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,710 | $85,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,000 | $79,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,040 | $77,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 6,000 | $75,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,090 | $70,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 900 | $69,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,319 | $65,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,372 | $65,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,400 | $62,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 4,728 | $60,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 735 | $56,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $56,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,100 | $55,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,500 | $54,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 477 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 175 | $53,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 579 | $52,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 12,202 | $51,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 879 | $50,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $50,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 845 | $48,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 475 | $47,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 800 | $47,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 520 | $46,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,500 | $45,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,000 | $44,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 700 | $44,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,182 | $43,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,750 | $43,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,065 | $41,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,000 | $41,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 789 | $41,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,000 | $40,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 300 | $39,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 800 | $38,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,031 | $38,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,971 | $38,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,600 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 925 | $36,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,024 | $36,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 450 | $35,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,683 | $35,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 620 | $35,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 250 | $34,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,000 | $33,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 650 | $32,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,300 | $32,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 205 | $32,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 618 | $31,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 500 | $30,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 900 | $30,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 744 | $29,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 2,881 | $29,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 198 | $28,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 884 | $28,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 684 | $27,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,000 | $27,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 600 | $26,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,100 | $26,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 235 | $26,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 900 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200 | $25,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 197 | $23,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 400 | $23,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 1,683 | $22,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 2,500 | $21,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 200 | $20,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,153 | $20,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 74 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 800 | $20,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 449 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 525 | $19,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 220 | $18,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 400 | $18,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 300 | $18,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 450 | $18,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 33 | $17,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 300 | $17,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 341 | $17,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 300 | $17,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300 | $17,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $17,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 700 | $17,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 176 | $15,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 800 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 82 | $14,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 400 | $14,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 237 | $14,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 500 | $14,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 222 | $14,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 152 | $13,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 90 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 96 | $13,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 500 | $13,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 300 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 400 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 26 | $12,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 174 | $12,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 1,000 | $12,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,347 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 300 | $12,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 210 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 200 | $11,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 150 | $11,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 85 | $11,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 101 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 95 | $11,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 500 | $11,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $10,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 504 | $10,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $10,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 221 | $10,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 300 | $10,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 465 | $10,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $10,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 377 | $9,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 150 | $9,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,000 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,417 | $9,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 300 | $9,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 317 | $9,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,000 | $9,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 129 | $8,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 500 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 200 | $8,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $8,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 89 | $7,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 100 | $7,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 100 | $7,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 81 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 150 | $7,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 300 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 219 | $6,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 39 | $6,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 200 | $6,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 90 | $6,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 500 | $6,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 70 | $6,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 31 | $6,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 500 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 278 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 51 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 328 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 88 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 164 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 43 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 227 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 62 | $5,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 64 | $5,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 86 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 59 | $4,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 47 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 38 | $4,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 53 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 34 | $4,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 24 | $4,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 593 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 67 | $4,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 46 | $4,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 200 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 33 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 50 | $4,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 100 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 33 | $4,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 29 | $4,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 100 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 278 | $4,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 100 | $4,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 46 | $3,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 40 | $3,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 81 | $3,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 83 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 37 | $3,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 100 | $3,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 60 | $3,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 71 | $3,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 15 | $3,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 75 | $3,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 46 | $3,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 74 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 54 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 27 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 80 | $3,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 500 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 100 | $3,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 17 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 16 | $2,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 25 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 50 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 129 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 192 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 212 | $2,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 49 | $2,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 13 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 13 | $2,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 8 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 13 | $2,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 17 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 0 | $2,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 85 | $2,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9 | $2,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 51 | $2,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 22 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 64 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 187 | $2,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 48 | $2,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 40 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 34 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 64 | $2,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 92 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 212 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,000 | $2,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9 | $1,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10 | $1,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 11 | $1,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6 | $1,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14 | $1,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 13 | $1,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6 | $1,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 6 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9 | $1,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $1,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 12 | $1,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 27 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 11 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 70 | $1,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 274 | $1,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 8 | $1,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 138 | $1,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 18 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 32 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,600 | $1,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 700 | $1,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 22 | $1,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 500 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STILLWATER MINING CO | 86074Q102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY TECHNOLOGY INC | 493143101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swisher Hygiene Inc | 870808300 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-15-007670 | this filing | 2015-11-12 | acceptance time not in the bulk data set |