13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-09, with 105 holding rows worth $479,595,000.
- Accession
- 0001214659-15-007620
- Filer
- CIK 1079935
- Filed
- 2015-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 105 entries on the cover page, a total value of $479,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $479,595,000 with VALUE read as thousands by filing date, 13F file number 028-15248. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 557,647 | $43,156,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 854,667 | $19,367,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 750,381 | $19,045,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 400,954 | $14,290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 305,690 | $13,884,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 244,751 | $13,376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 272,320 | $13,251,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 213,459 | $13,064,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 106,292 | $12,331,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 96,210 | $12,027,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 94,597 | $11,633,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 80,299 | $11,609,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 288,322 | $11,449,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 118,177 | $11,402,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 155,493 | $11,105,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 326,397 | $10,445,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 228,312 | $10,244,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 37,399 | $10,165,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 142,667 | $9,905,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 172,152 | $9,782,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 355,183 | $9,611,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 66,674 | $9,600,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 106,363 | $9,585,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 111,419 | $9,275,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 95,204 | $9,260,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 381,366 | $8,840,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 122,605 | $8,456,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 77,818 | $8,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 151,043 | $8,333,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 60,194 | $8,326,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 95,884 | $8,057,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 200,747 | $7,319,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 284,066 | $7,099,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 122,700 | $5,861,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 68,945 | $5,844,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 277,798 | $5,159,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 58,874 | $4,447,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 158,844 | $4,367,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 35,175 | $4,143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 52,983 | $4,115,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 125,421 | $3,326,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 72,913 | $2,751,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 49,773 | $2,643,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 27,005 | $2,615,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 91,227 | $2,566,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 52,177 | $2,224,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 42,795 | $1,958,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 41,346 | $1,914,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,909 | $1,623,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 43,753 | $1,486,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 44,739 | $1,480,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 45,942 | $1,418,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 46,588 | $1,416,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 21,925 | $1,381,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 52,879 | $1,368,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 19,973 | $1,251,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 9,067 | $1,121,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 34,380 | $1,045,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 10,645 | $1,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 26,479 | $1,000,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 74,000 | $972,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 42,561 | $966,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,868 | $806,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,284 | $799,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 15,215 | $798,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,403 | $706,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 27,627 | $691,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,303 | $680,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,183 | $677,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 20,469 | $645,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,167 | $532,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 6,364 | $514,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,505 | $464,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 9,310 | $464,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 17,767 | $440,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 11,922 | $434,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,040 | $372,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,492 | $365,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,507 | $362,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,060 | $335,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,053 | $318,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,981 | $317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,807 | $309,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,148 | $294,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 5,351 | $263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 10,205 | $226,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,062 | $206,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,286 | $186,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,539 | $181,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 2,388 | $179,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,447 | $166,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,336 | $159,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,317 | $157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 6,136 | $147,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,097 | $144,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,306 | $133,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 4,115 | $131,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,183 | $130,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 677 | $130,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,317 | $124,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,163 | $117,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,497 | $109,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,152 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,305 | $103,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 11,000 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-15-007620 | this filing | 2015-11-09 | acceptance time not in the bulk data set |