13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 86 holding rows worth $300,904,000.
- Accession
- 0001214659-15-001075
- Filer
- CIK 1079935
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 86 entries on the cover page, a total value of $300,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,904,000 with VALUE read as thousands by filing date, 13F file number 028-15248. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 252,897 | $18,247,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 732,600 | $18,117,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 316,771 | $17,923,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 581,935 | $13,216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 235,823 | $11,694,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 149,906 | $10,027,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 99,012 | $8,855,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 86,879 | $8,828,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 79,840 | $8,813,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 90,339 | $8,701,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 211,188 | $8,574,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 84,843 | $8,534,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 83,374 | $8,428,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 182,668 | $8,304,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 214,437 | $8,187,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 202,846 | $7,870,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 80,696 | $7,759,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 37,119 | $7,705,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 113,589 | $7,439,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 65,859 | $7,350,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 51,182 | $7,255,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 68,363 | $6,974,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 138,155 | $6,902,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 173,662 | $6,578,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 83,269 | $4,623,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 45,999 | $4,313,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 76,259 | $3,562,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 65,059 | $3,468,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 41,833 | $3,327,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 41,013 | $3,322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 52,739 | $2,933,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 34,338 | $2,875,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 21,411 | $2,696,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 44,886 | $2,465,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 48,386 | $2,223,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 62,456 | $2,104,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 40,569 | $2,050,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 80,724 | $2,015,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 42,365 | $1,985,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 17,191 | $1,818,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 43,098 | $1,817,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,304 | $1,715,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 36,144 | $1,512,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 30,479 | $1,495,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 54,590 | $1,413,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,211 | $1,385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 16,127 | $1,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 13,458 | $1,032,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 9,320 | $985,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 67,394 | $941,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 33,941 | $847,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 24,413 | $817,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,362 | $760,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,318 | $693,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,208 | $673,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,477 | $599,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4,806 | $561,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,215 | $355,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,033 | $347,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,515 | $263,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,672 | $233,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,166 | $218,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,000 | $216,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,770 | $216,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,000 | $208,000 | thousands by filing date | |
| 38259p508 | COM | 330 | $175,000 | thousands by filing date | ||
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,461 | $172,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,780 | $163,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 4,388 | $152,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 6,481 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 5,988 | $143,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,699 | $136,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 4,348 | $126,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 8,317 | $126,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,327 | $125,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,298 | $122,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,599 | $115,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,074 | $112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,000 | $110,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,449 | $107,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,228 | $103,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 982 | $101,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,939 | $100,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 13,375 | $47,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,044 | $13,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 10,003 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-15-001075 | this filing | 2015-02-09 | acceptance time not in the bulk data set |