13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 139 holding rows worth $733,629,000.
- Accession
- 0001214659-14-003674
- Filer
- CIK 1535847
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 147 entries on the cover page, a total value of $733,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $733,629,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 553,826 | $103,571,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 48,850 | $26,220,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 3,030,700 | $23,927,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 372,496 | $21,788,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 407,383 | $21,319,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 940,628 | $21,014,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 439,091 | $20,760,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 319,457 | $20,675,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 563,926 | $20,499,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 223,423 | $19,898,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 476,064 | $19,738,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 452,607 | $19,489,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 168,878 | $12,686,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 194,202 | $11,025,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 212,949 | $10,592,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 127,417 | $10,447,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 128,004 | $10,399,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 129,574 | $10,218,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 243,136 | $9,966,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 91,795 | $9,913,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 272,007 | $9,828,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 78,596 | $9,694,000 | thousands by filing date | The CUSIP as filed is malformed. |
| E M C CORP MASS | 268648102 | COM | 320,373 | $8,781,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 34,506 | $8,722,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 61,328 | $8,561,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 74,172 | $8,439,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 175,594 | $8,353,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 237,230 | $8,220,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 303,245 | $8,079,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200,396 | $7,789,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 94,934 | $7,761,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 119,515 | $7,174,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 81,565 | $7,108,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 126,452 | $6,985,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 54,108 | $6,724,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 112,121 | $6,601,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 42,014 | $6,425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 171,739 | $6,397,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 237,295 | $6,393,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 157,136 | $6,164,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 81,131 | $6,060,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 32,015 | $6,008,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 56,275 | $5,847,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 160,528 | $5,429,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 114,533 | $5,420,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 78,264 | $4,609,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 81,304 | $4,606,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 86,387 | $4,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 69,479 | $4,102,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 31,150 | $3,850,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 105,178 | $3,810,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 368,405 | $3,721,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 185,782 | $3,281,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 120,138 | $3,280,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 40,689 | $3,055,000 | thousands by filing date | |
| Aerovironment Inc | 8073108 | CS | 73,560 | $2,960,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 18,934 | $2,928,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ACACIA RESH CORP COM | 3881307 | COM | 182,241 | $2,784,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REALD INC | 75604L105 | COMMON STOCK | 213,645 | $2,387,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 91,338 | $2,358,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 57,600 | $2,310,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 60,900 | $2,306,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 66,245 | $2,266,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 57,955 | $2,232,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MASIMO CORP COM | 574795100 | Stock | 77,169 | $2,108,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 28,369 | $2,100,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 26,889 | $2,090,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 89,340 | $2,035,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 61,655 | $1,980,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 56,124 | $1,919,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 19,175 | $1,870,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 113,383 | $1,846,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,163 | $1,774,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 224,673 | $1,762,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 142,665 | $1,745,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 41,681 | $1,711,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 30,195 | $1,698,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 52,564 | $1,584,000 | thousands by filing date | |
| 38259p508 | COM | 1,365 | $1,521,000 | thousands by filing date | ||
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 87,706 | $1,506,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,341 | $1,457,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,167 | $1,348,000 | thousands by filing date | |
| Altera Corp. | 21441100 | COM | 36,554 | $1,325,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 17,839 | $1,323,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,157 | $1,277,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,153 | $1,258,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 22,681 | $1,243,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 83,099 | $1,237,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 22,422 | $1,237,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 381,542 | $1,221,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,023 | $1,200,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 30,606 | $1,153,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 34,396 | $1,151,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 21,800 | $1,107,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,700 | $1,043,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,130 | $1,035,000 | thousands by filing date | |
| IJH | 464287507 | COM | 6,040 | $830,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 14,200 | $807,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 27,885 | $760,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,725 | $718,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,908 | $651,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,266 | $614,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 51,537 | $587,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,035 | $584,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,500 | $560,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,443 | $535,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,755 | $517,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,346 | $517,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 17,100 | $491,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 12,132 | $475,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 36,900 | $452,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 8,307 | $439,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 54,120 | $421,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,800 | $405,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,397 | $361,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,009 | $337,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,571 | $317,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,923 | $287,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,692 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,942 | $278,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 15,614 | $269,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Duke Energy Corporation | 26441C204 | COM | 3,558 | $253,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,144 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,990 | $248,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,554 | $245,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,828 | $245,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,673 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,303 | $240,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,675 | $232,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,015 | $229,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,831 | $219,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 15,543 | $218,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,800 | $213,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,991 | $212,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 6,690 | $211,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,898 | $209,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,426 | $203,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,845 | $120,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 32,500 | $90,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-14-003674 | this filing | 2014-05-16 | acceptance time not in the bulk data set |