13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 654 holding rows worth $641,024,000.
- Accession
- 0001214659-14-001189
- Filer
- CIK 1535847
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 654 entries on the cover page, a total value of $641,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $641,024,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 506,826 | $93,606,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 412,082 | $26,303,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 36,986 | $20,693,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 266,260 | $17,794,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 339,894 | $17,763,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 311,994 | $17,297,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 780,840 | $17,068,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 362,479 | $16,754,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 466,907 | $16,686,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 182,849 | $16,184,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 369,747 | $15,892,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 386,653 | $14,681,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 127,641 | $9,704,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 254,447 | $9,523,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 208,664 | $9,473,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 55,305 | $9,311,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 83,842 | $8,732,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 113,383 | $8,525,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 30,744 | $8,262,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 111,080 | $8,248,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 69,328 | $7,921,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 64,507 | $7,492,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 324,838 | $7,286,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 84,134 | $6,778,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 265,540 | $6,668,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 42,427 | $6,361,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 211,806 | $6,044,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 70,647 | $5,857,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 106,823 | $5,853,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 207,517 | $5,730,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,799 | $5,727,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 153,806 | $5,324,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 46,221 | $5,197,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 92,397 | $4,869,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 94,657 | $4,840,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 131,915 | $4,835,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 32,156 | $4,829,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 181,266 | $4,804,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 118,695 | $4,711,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 90,570 | $4,574,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 27,073 | $4,554,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 43,683 | $4,202,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 80,030 | $4,152,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 46,652 | $4,120,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 32,065 | $3,499,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 65,204 | $3,487,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 66,729 | $3,382,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 184,644 | $3,285,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 354,960 | $3,234,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 119,530 | $3,230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 53,873 | $3,225,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 86,954 | $2,866,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 99,257 | $2,665,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,612 | $2,626,000 | thousands by filing date | |
| IJH | 464287507 | COM | 19,459 | $2,604,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,834 | $2,444,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,236 | $2,399,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 33,836 | $2,377,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 79,692 | $2,233,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,994 | $2,227,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,982 | $1,820,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 67,158 | $1,743,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,443 | $1,706,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 42,411 | $1,704,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 28,845 | $1,620,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,214 | $1,569,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 31,779 | $1,512,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 19,754 | $1,508,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 33,205 | $1,490,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 32,550 | $1,446,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 24,939 | $1,426,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 63,115 | $1,368,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 15,021 | $1,353,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 44,095 | $1,350,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 24,035 | $1,340,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 23,203 | $1,317,000 | thousands by filing date | |
| 38259p508 | COM | 1,149 | $1,288,000 | thousands by filing date | ||
| LOGITECH INTL S A SHS | H50430232 | Stock | 92,764 | $1,272,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23,679 | $1,264,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 32,700 | $1,261,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 22,450 | $1,221,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,726 | $1,186,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 137,282 | $1,174,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 32,082 | $1,168,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,909 | $1,110,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,628 | $1,096,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4,392 | $1,072,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 36,377 | $1,061,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 5,490 | $1,048,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 71,901 | $1,044,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 20,902 | $1,043,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 34,772 | $1,016,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 27,838 | $997,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 17,247 | $989,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 64,926 | $987,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 16,311 | $978,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 39,089 | $977,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 21,187 | $948,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 17,112 | $922,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 15,574 | $921,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 263,600 | $920,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 20,680 | $915,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,083 | $903,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,209 | $891,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 75,878 | $890,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 89,331 | $879,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,601 | $867,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,317 | $851,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 21,909 | $846,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 15,970 | $844,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 26,295 | $835,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 25,006 | $813,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 12,351 | $812,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 28,616 | $784,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 58,836 | $780,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 10,200 | $766,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 21,839 | $760,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,974 | $759,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 17,929 | $733,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 42,390 | $716,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,701 | $698,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 8,371 | $689,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 14,531 | $689,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 79,643 | $687,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 32,987 | $652,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 23,742 | $642,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,929 | $634,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,813 | $601,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,132 | $587,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 46,972 | $570,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 26,538 | $561,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,600 | $557,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,855 | $538,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,742 | $534,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $534,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 14,962 | $533,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,500 | $525,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 67,620 | $517,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,051 | $472,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,923 | $472,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 13,329 | $420,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 12,188 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,378 | $402,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 9,960 | $392,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 10,850 | $366,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 8,100 | $365,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,850 | $357,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,900 | $328,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,069 | $322,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,448 | $322,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945M907 | COM | 270 | $304,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 4,500 | $301,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,660 | $269,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,300 | $252,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,514 | $242,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,675 | $242,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,109 | $235,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,048 | $229,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 389 | $217,000 | thousands by filing date | call |
| Cole Real Estate Investments | 19329V105 | COM | 14,001 | $197,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,386 | $194,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,778 | $187,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,036 | $185,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,676 | $180,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,313 | $176,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,500 | $175,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,271 | $173,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 8,936 | $167,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,816 | $165,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,981 | $163,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,412 | $161,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,954 | $152,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,829 | $151,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,637 | $151,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 229 | $150,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 984 | $146,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,860 | $146,000 | thousands by filing date | |
| CARNIVAL CORP | 143658900 | CALL | 412 | $143,000 | thousands by filing date | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,296 | $136,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,747 | $133,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 618 | $132,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,302 | $126,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,653 | $126,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 6,122 | $124,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,325 | $121,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,463 | $115,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,359 | $115,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,029 | $113,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,073 | $112,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 484 | $108,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,845 | $107,000 | thousands by filing date | |
| ASTRAZENECA PLC-SPONS ADR | 046353908 | COM | 134 | $107,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,479 | $105,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,368 | $104,000 | thousands by filing date | |
| EATON CORP PLC | G29183903 | CALL | 161 | $104,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 2,491 | $103,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,610 | $100,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 84 | $98,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 3,448 | $95,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,044 | $95,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,366 | $94,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,325 | $93,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 783 | $93,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,840 | $91,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,133 | $90,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 369 | $90,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,066 | $89,000 | thousands by filing date | |
| BLACKSTONE GROUP LP/THE | 09253U908 | COM | 97 | $89,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 786 | $88,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 7,975 | $88,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 747 | $86,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,364 | $82,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,255 | $82,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,091 | $82,000 | thousands by filing date | |
| INVESCO LTD | G491BT908 | CALL | 313 | $81,000 | thousands by filing date | call |
| WILLIAMS COS INC | 969457900 | COM | 327 | $80,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 2,061 | $79,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,212 | $79,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 346 | $78,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,404 | $77,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C904 | COM | 203 | $77,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 990 | $76,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 827 | $75,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,250 | $74,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 245 | $73,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 428 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,165 | $71,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 32,500 | $70,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 971 | $69,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 733 | $68,000 | thousands by filing date | |
| MATTEL INC | 577081902 | CALL | 279 | $68,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 576 | $67,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 990 | $67,000 | thousands by filing date | |
| KOHLS CORP | 500255904 | COM | 221 | $67,000 | thousands by filing date | call |
| WALGREEN CO | 931422109 | COM | 1,140 | $66,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 186 | $66,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 164 | $65,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 709 | $65,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 744 | $65,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 426 | $64,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,593 | $61,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 721 | $61,000 | thousands by filing date | |
| PRUDENTIAL PLC | 74435K904 | ADR | 81 | $59,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 3,255 | $58,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 500 | $58,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC | 237194905 | COM | 211 | $58,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 662 | $57,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,063 | $56,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 509 | $56,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,381 | $56,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 700 | $56,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 300 | $55,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,853 | $54,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,555 | $53,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,506 | $53,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 637 | $51,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 400 | $51,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 944 | $51,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 694 | $51,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,600 | $51,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,295 | $50,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,500 | $50,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,347 | $50,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 889 | $49,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 960 | $49,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 524 | $49,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 610 | $49,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 413 | $49,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 205 | $48,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 557 | $47,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 250 | $47,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 639 | $47,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 530 | $46,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 1,008 | $46,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,355 | $46,000 | thousands by filing date | |
| DOW CHEMICAL CO/THE | 260543903 | COM | 306 | $46,000 | thousands by filing date | call |
| VARIAN MED SYS INC | 92220P105 | COM | 580 | $45,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 408 | $45,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 75 | $44,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 918 | $44,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 762 | $43,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,246 | $43,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 544 | $42,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 518 | $42,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 785 | $41,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,200 | $41,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,503 | $41,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,161 | $41,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 2,698 | $41,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,536 | $40,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 513 | $40,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,613 | $40,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 500 | $39,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,000 | $39,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 445 | $38,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,419 | $37,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 255 | $37,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 473 | $37,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 508 | $37,000 | thousands by filing date | |
| METLIFE INC | 59156R908 | CALL | 153 | $37,000 | thousands by filing date | call |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 554 | $37,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 300 | $36,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 380 | $36,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 880 | $36,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 532 | $36,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 719 | $35,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 300 | $35,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,170 | $35,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 658 | $34,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 816 | $34,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 1,534 | $34,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 510 | $33,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 504 | $33,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 667 | $33,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 3,402 | $33,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 399 | $32,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,400 | $32,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 407 | $32,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 333 | $32,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L907 | COM | 114 | $32,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 270 | $31,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 350 | $31,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 777 | $31,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 997 | $31,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,044 | $31,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 384 | $30,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 623 | $30,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 995 | $30,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 512 | $29,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 781 | $29,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 372 | $29,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 859 | $28,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,169 | $28,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,686 | $28,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 447 | $27,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 197 | $27,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 350 | $26,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 545 | $26,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 143 | $26,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 327 | $26,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,050 | $26,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,478 | $26,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 303 | $26,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 275 | $26,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 380 | $25,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 200 | $24,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 224 | $24,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 146 | $24,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 100 | $24,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 75 | $24,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 407 | $24,000 | thousands by filing date | |
| ENSCO PLC-CL A | G3157S906 | COM | 228 | $24,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 62 | $23,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 341 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $23,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,315 | $23,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 500 | $23,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-SPON ADR | 37733W905 | COM | 227 | $23,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 401 | $22,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 220 | $21,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 305 | $21,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 255 | $21,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 268 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 680 | $21,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 153 | $20,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 613 | $20,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 342 | $20,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 203 | $20,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 233 | $20,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 439 | $20,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $20,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 205 | $20,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y905 | CALL | 117 | $20,000 | thousands by filing date | call |
| VODAFONE GROUP PLC-SP ADR | 92857W909 | COM | 95 | $20,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 327 | $19,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 300 | $19,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 300 | $19,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 233 | $19,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 238 | $19,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 342 | $19,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 515 | $19,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $19,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560909 | COM | 138 | $19,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 114 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 418 | $18,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 253 | $18,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 192 | $18,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 535 | $18,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 600 | $17,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,844 | $17,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 189 | $17,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 142 | $17,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 105 | $16,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 505 | $16,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B901 | COM | 227 | $16,000 | thousands by filing date | call |
| AFLAC INC | 001055902 | COM | 45 | $16,000 | thousands by filing date | call |
| CREE INC | 225447101 | COM | 250 | $16,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 400 | $16,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,408 | $16,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 277 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 760 | $15,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 400 | $15,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 334 | $15,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 70 | $15,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 914 | $15,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 248 | $14,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 353 | $14,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 410 | $14,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 205 | $14,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 467 | $14,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 881 | $14,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 400 | $14,000 | thousands by filing date | |
| SYSCO CORP | 871829907 | COM | 189 | $14,000 | thousands by filing date | call |
| iShares Gold Trust | 464285105 | ISHARES | 1,200 | $14,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 84 | $14,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 967 | $13,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 159 | $13,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 888 | $13,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 166 | $13,000 | thousands by filing date | |
| CONAGRA BRANDS INC | 205887902 | CALL | 108 | $13,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 1,057 | $13,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 227 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 44 | $12,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 174 | $12,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 136 | $12,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 830 | $12,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 202 | $12,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 182 | $12,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 210 | $11,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 608 | $11,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 426 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 541 | $11,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 274 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 700 | $11,000 | thousands by filing date | |
| GENERAL MILLS INC | 370334904 | COM | 186 | $11,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 200 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 52 | $10,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 209 | $10,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,187 | $10,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,000 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 219 | $10,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 129 | $10,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 109 | $10,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 151 | $10,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 35 | $10,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 100 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 215 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 150 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 108 | $10,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 144 | $10,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 24 | $10,000 | thousands by filing date | |
| WASTE MGMT INC DEL | 94106L909 | COM | 185 | $10,000 | thousands by filing date | call |
| TOWERS WATSON & CO | 891894107 | CL A | 79 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 195 | $10,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 165 | $9,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 239 | $9,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 55 | $9,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 110 | $9,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 42 | $9,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 68 | $9,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 114 | $9,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 500 | $9,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452901 | COM | 39 | $9,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 93 | $9,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 473 | $9,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $9,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 44 | $8,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 108 | $8,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 146 | $8,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 200 | $8,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 121 | $8,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 120 | $8,000 | thousands by filing date | |
| CME GROUP INC | 12572Q905 | CALL | 62 | $8,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 132 | $8,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 122 | $8,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $8,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 493 | $8,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 900 | $8,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 202 | $7,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 74 | $7,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 98 | $7,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 101 | $7,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 375 | $7,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $7,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S903 | CALL | 162 | $7,000 | thousands by filing date | call |
| GALLAGHER ARTHUR J & CO | 363576909 | CALL | 78 | $7,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 208 | $7,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 68 | $7,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 4,000 | $7,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 58 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $6,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 141 | $6,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 45 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 60 | $6,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 160 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 201 | $6,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 47 | $6,000 | thousands by filing date | |
| AT&T INC | 00206R902 | CALL | 186 | $6,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-14-001189 | this filing | 2014-02-14 | acceptance time not in the bulk data set |