13F-HR filed by First Heartland Consultants, Inc.
First Heartland Consultants, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 224 holding rows worth $165,510,000.
- Accession
- 0001214659-13-006453
- Filer
- CIK 1428793
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 224 entries on the cover page, a total value of $165,510,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $165,510,000 with VALUE read as thousands by filing date, 13F file number 028-13027. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 51,735 | $5,580,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 79,204 | $5,080,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 55,135 | $4,393,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,518 | $4,321,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,289 | $3,557,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 47,633 | $3,337,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 58,280 | $3,247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 175,694 | $3,117,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 26,665 | $3,014,000 | thousands by filing date | |
| IJH | 464287507 | COM | 22,855 | $2,874,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 27,837 | $2,832,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 47,568 | $2,472,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 53,122 | $2,270,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 25,776 | $2,176,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,179 | $2,135,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,078 | $1,951,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,867 | $1,881,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 16,578 | $1,863,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 17,537 | $1,788,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,986 | $1,757,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,795 | $1,730,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,522 | $1,668,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 146,654 | $1,631,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 49,345 | $1,503,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 22,207 | $1,460,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 78,567 | $1,457,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 34,671 | $1,425,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,000 | $1,370,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 28,092 | $1,369,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 32,870 | $1,336,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 106,370 | $1,313,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 37,718 | $1,309,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,371 | $1,232,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,935 | $1,220,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 94,320 | $1,217,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,084 | $1,144,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 26,115 | $1,126,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 33,190 | $1,115,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 61,693 | $1,111,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,469 | $1,102,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,561 | $1,091,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 18,616 | $1,077,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 50,009 | $1,048,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,290 | $1,048,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 17,397 | $1,043,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,854 | $1,012,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 42,910 | $998,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 48,899 | $986,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 9,035 | $979,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 27,905 | $944,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 74,790 | $944,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,502 | $913,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 38,729 | $884,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 70,306 | $883,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 48,405 | $841,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 31,800 | $825,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,439 | $818,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,720 | $786,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 14,844 | $778,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 32,670 | $776,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,623 | $769,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,137 | $765,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 93,980 | $752,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,324 | $749,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,497 | $745,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 97,620 | $734,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 23,983 | $720,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,107 | $711,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 8,877 | $700,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,613 | $673,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,264 | $672,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,173 | $671,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 37,451 | $663,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 45,160 | $657,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 17,320 | $649,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 23,398 | $646,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 14,883 | $640,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 20,314 | $633,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,628 | $616,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 25,920 | $613,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 160,000 | $610,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,770 | $596,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,397 | $588,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,140 | $579,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 25,800 | $573,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,820 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,664 | $553,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,394 | $549,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,375 | $546,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 11,160 | $546,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 57,810 | $545,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,419 | $520,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 19,586 | $507,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 26,250 | $507,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 6,788 | $504,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,963 | $500,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,014 | $500,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,141 | $498,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,014 | $492,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 14,287 | $489,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,996 | $488,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,604 | $486,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 52,812 | $486,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,781 | $483,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 21,127 | $480,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 39,350 | $475,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 31,480 | $475,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,384 | $472,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,379 | $470,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,061 | $464,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 13,538 | $460,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,881 | $460,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 18,190 | $454,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,338 | $445,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 25,883 | $445,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,820 | $443,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,907 | $436,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,100 | $435,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 208,420 | $431,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,149 | $427,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,534 | $420,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5,362 | $419,000 | thousands by filing date | |
| ARKANSAS BEST CORP DEL | 40790107 | COM | 15,810 | $418,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,660 | $411,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 50,040 | $407,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 44,040 | $405,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,791 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 20,114 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,282 | $391,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 51,560 | $382,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,523 | $381,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 11,780 | $381,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 6,734 | $379,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 8,634 | $379,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,861 | $377,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10,691 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,390 | $355,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,378 | $352,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,200 | $351,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 16,210 | $347,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 24,065 | $343,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 45,660 | $343,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,002 | $339,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,300 | $337,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 19,790 | $335,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,894 | $332,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,569 | $322,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,524 | $314,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,612 | $313,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,540 | $311,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,112 | $307,000 | thousands by filing date | |
| 38259p508 | COM | 344 | $305,000 | thousands by filing date | ||
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,354 | $297,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,761 | $294,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,780 | $294,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,348 | $292,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,312 | $290,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,260 | $288,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 16,247 | $286,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,813 | $284,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,097 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,931 | $281,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,025 | $281,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,644 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 8,654 | $278,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,676 | $266,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,825 | $264,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 8,330 | $261,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,806 | $260,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 6,020 | $260,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 9,753 | $258,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,520 | $257,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,455 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,283 | $251,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,630 | $245,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,744 | $243,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 98,000 | $242,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 55,661 | $237,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,865 | $233,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,629 | $233,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,000 | $230,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,207 | $229,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,602 | $226,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 22,054 | $225,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 595 | $222,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,339 | $221,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,799 | $219,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,400 | $219,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 19,320 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,540 | $218,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 7,240 | $214,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,892 | $213,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,908 | $213,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 5,045 | $211,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,905 | $210,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 12,800 | $209,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,592 | $207,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,440 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,490 | $204,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 4,000 | $204,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,555 | $202,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,428 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 9,670 | $201,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,558 | $200,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,405 | $200,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,520 | $186,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 16,825 | $182,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,120 | $176,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 35,090 | $169,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 12,400 | $169,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 13,800 | $154,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,369 | $153,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 45,400 | $148,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 17,385 | $143,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 74,624 | $124,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 86,204 | $121,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,918 | $102,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,321 | $81,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,140 | $80,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 37,400 | $76,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 15,000 | $35,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 45,453 | $29,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 15,439 | $20,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-13-006453 | this filing | 2013-11-14 | acceptance time not in the bulk data set |