13F-HR filed by ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP
ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 48 holding rows worth $131,322,000.
- Accession
- 0001214659-13-006302
- Filer
- CIK 1456257
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 48 entries on the cover page, a total value of $131,322,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,322,000 with VALUE read as thousands by filing date, 13F file number 028-13383. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerST GEORGE PARTNERS, LLC028-13407
- included managerBANWELL IAN028-13408
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 300,000 | $19,140,000 | thousands by filing date | call |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 110,000 | $18,481,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 670,850 | $15,215,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 194,720 | $9,446,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 370,000 | $8,199,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 347,829 | $6,118,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 128,000 | $5,204,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 160,000 | $3,915,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 71,700 | $3,478,000 | thousands by filing date | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 106,700 | $3,387,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 82,800 | $2,756,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 200,000 | $2,316,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 29,700 | $2,139,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 199,976 | $2,026,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 43,268 | $2,008,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 48,000 | $1,913,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,833 | $1,908,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 105,000 | $1,812,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 77,500 | $1,758,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 75,000 | $1,451,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 92,000 | $1,270,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,694 | $1,204,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,468 | $1,188,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 40,130 | $1,082,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 35,000 | $953,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,600 | $938,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 35,000 | $931,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,486 | $922,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 24,000 | $920,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 23,350 | $881,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,900 | $864,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,201 | $778,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,921 | $697,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 14,000 | $512,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,000 | $506,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 20,000 | $501,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,200 | $497,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,000 | $496,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,600 | $485,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,600 | $478,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 12,680 | $472,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 7,120 | $458,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,000 | $347,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,221 | $345,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,647 | $311,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,800 | $260,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 8,669 | $217,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511907 | COM | 1,500 | $139,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-13-006302 | this filing | 2013-11-12 | acceptance time not in the bulk data set |