13F-HR filed by SIGNATURE ESTATE & INVESTMENT ADVISORS LLC
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-06, with 52 holding rows worth $173,621,000.
- Accession
- 0001214659-13-006186
- Filer
- CIK 1079935
- Filed
- 2013-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 52 entries on the cover page, a total value of $173,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $173,621,000 with VALUE read as thousands by filing date, 13F file number 028-15248. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 466,881 | $24,133,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 484,468 | $9,643,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 143,377 | $9,483,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 113,944 | $9,447,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 192,438 | $8,930,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 300,870 | $7,510,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 92,949 | $4,805,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 52,878 | $4,725,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 58,448 | $4,578,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 122,816 | $4,403,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 25,893 | $4,383,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 254,484 | $4,293,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,984 | $4,283,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 33,056 | $4,241,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 86,314 | $4,195,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 57,166 | $4,186,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 49,094 | $4,183,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 176,589 | $3,994,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 23,817 | $3,979,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 40,557 | $3,794,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 72,223 | $3,733,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 65,030 | $3,690,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 48,247 | $3,455,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 148,728 | $3,308,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 14,527 | $3,301,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 31,315 | $3,297,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 135,910 | $3,185,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 78,312 | $2,849,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 69,122 | $2,683,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 58,811 | $2,623,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 23,820 | $1,513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 31,248 | $1,458,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,400 | $1,119,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 8,800 | $1,007,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 39,104 | $977,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,611 | $780,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 10,832 | $579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,099 | $570,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 8,635 | $549,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 40,506 | $524,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 7,571 | $416,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,210 | $363,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 12,775 | $341,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,000 | $310,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,844 | $291,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,865 | $277,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10,000 | $274,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,137 | $233,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,669 | $215,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 4,388 | $200,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 10,000 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-13-006186 | this filing | 2013-11-06 | acceptance time not in the bulk data set |