13F-HR filed by Stevens First Principles Investment Advisors
Stevens First Principles Investment Advisors filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-25, with 210 holding rows worth $168,408,000.
- Accession
- 0001214659-13-005907
- Filer
- CIK 1388076
- Filed
- 2013-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 210 entries on the cover page, a total value of $168,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $168,408,000 with VALUE read as thousands by filing date, 13F file number 028-12317. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFIRST REPUBLIC INVESTMENT MANAGEMENT, INC.028-12624
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN UN CO COM | 959802109 | Stock | 442,795 | $8,279,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 147,673 | $5,860,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 280,573 | $4,862,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 126,284 | $4,652,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 61,535 | $4,506,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 156,171 | $4,471,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 172,435 | $4,438,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 93,670 | $4,382,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 62,680 | $4,220,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 252,290 | $4,173,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 52,105 | $4,070,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 92,450 | $4,064,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 51,640 | $3,961,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 129,948 | $3,879,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 157,653 | $3,614,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 59,945 | $3,600,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 44,392 | $3,434,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 61,553 | $3,425,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 104,565 | $3,390,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 98,205 | $3,126,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 37,774 | $3,028,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,845 | $2,912,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 57,455 | $2,754,000 | thousands by filing date | |
| Andersons Inc/The | 34164103 | CS | 38,097 | $2,663,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHINA FD INC | 169373107 | COM | 121,935 | $2,647,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 73,445 | $2,514,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 51,492 | $2,411,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 28,810 | $2,290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 58,926 | $2,263,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 72,110 | $2,190,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALEXANDER AND BALDWIN INC | 14491104 | EQUITY | 60,466 | $2,178,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Becton Dickinson | 75887109 | COM | 21,305 | $2,131,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 37,075 | $2,029,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 78,171 | $1,868,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 202,420 | $1,848,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 36,645 | $1,748,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 29,320 | $1,717,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 29,130 | $1,709,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 33,140 | $1,675,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 85,540 | $1,579,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 19,245 | $1,566,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 59,721 | $1,566,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 48,935 | $1,531,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 26,395 | $1,529,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 30,649 | $1,518,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,645 | $1,505,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 23,020 | $1,391,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 24,885 | $1,248,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 33,674 | $1,118,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UnitedHealth Group Inc | 91324P102 | COM | 15,515 | $1,111,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 25,758 | $1,083,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 44,720 | $1,070,000 | thousands by filing date | |
| BANK OF HAWAII | 62540109 | COM | 18,695 | $1,018,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 68,690 | $988,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,470 | $919,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 13,140 | $905,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 29,490 | $890,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 30,035 | $863,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 30,085 | $814,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 9,040 | $756,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 16,265 | $626,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 17,095 | $477,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,540 | $403,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 10,423 | $400,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 8,330 | $399,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,655 | $387,000 | thousands by filing date | |
| Big Lots Inc | 89302103 | Equities | 9,925 | $368,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Cisco Systems,Inc. | 17275R102 | COM | 15,310 | $359,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 748 | $357,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Aberdeen Asia-Pacific Inc. Fnd | 3009107 | COM | 58,760 | $356,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McDonalds Corporation | 580135101 | COM | 3,241 | $312,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 7,080 | $305,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,175 | $302,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 5,550 | $299,000 | thousands by filing date | |
| ADAMS EXPRESS CO | 6212104 | CEF | 21,588 | $267,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287457 | COM | 2,939 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,570 | $244,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 88 | $242,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,855 | $237,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,515 | $235,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,770 | $232,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,600 | $212,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,649 | $205,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 18,445 | $184,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,540 | $179,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,513 | $174,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,900 | $165,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,250 | $157,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,600 | $151,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 4,294 | $151,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,650 | $150,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,850 | $150,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 1,000 | $147,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 2,740 | $144,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,700 | $136,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,560 | $136,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,000 | $135,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 9,620 | $134,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,500 | $133,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1,500 | $132,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,500 | $127,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 3,000 | $125,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,150 | $123,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 2,000 | $120,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 6,580 | $119,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 2,400 | $117,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Eaton Corp. Plc | G29183103 | COM | 1,600 | $110,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,680 | $108,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,000 | $104,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,900 | $104,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 6,600 | $103,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,775 | $103,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,000 | $102,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,300 | $101,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,135 | $100,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 20,000 | $95,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,000 | $92,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,600 | $90,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,120 | $87,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,200 | $86,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 900 | $84,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 10,000 | $78,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,264 | $75,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,350 | $73,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,500 | $71,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 800 | $71,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,100 | $66,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,837 | $66,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 700 | $65,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,170 | $61,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 3,675 | $58,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 5,000 | $57,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,075 | $57,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,100 | $56,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,000 | $56,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,825 | $54,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,110 | $52,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,660 | $50,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 2,370 | $50,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 735 | $48,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,000 | $47,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,000 | $47,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 921 | $43,000 | thousands by filing date | |
| AAR CORP. | 361105 | COM | 1,480 | $40,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HESS CORP | 42809H107 | COM | 500 | $39,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 750 | $35,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 3,000 | $35,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 700 | $33,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 700 | $32,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 525 | $30,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 500 | $29,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $29,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 610 | $28,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 600 | $27,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 300 | $26,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 367 | $25,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 700 | $25,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,000 | $25,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,500 | $25,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 670 | $24,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 450 | $21,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,000 | $21,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 180 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 150 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 440 | $17,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 276 | $17,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 4225108 | COM | 600 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 200 | $15,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 3,500 | $14,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 300 | $14,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 96 | $12,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 835 | $12,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,000 | $12,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 5,000 | $12,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 150 | $11,000 | thousands by filing date | |
| 38259p508 | COM | 12 | $11,000 | thousands by filing date | ||
| ENDOCYTE INC | 29269A102 | COM | 800 | $11,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 1,000 | $11,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,000 | $11,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $9,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 101 | $8,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 215 | $8,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 120 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 123 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 200 | $6,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 134 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 107 | $6,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 156 | $6,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 70 | $6,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 100 | $6,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 160 | $6,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 100 | $6,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 122 | $5,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 63 | $4,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 50 | $4,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20 | $4,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 50 | $4,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 50 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $3,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 590 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 15 | $2,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 130 | $2,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 60 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 35 | $1,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 25 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 45 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 30 | $1,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 100 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-13-005907 | this filing | 2013-10-25 | acceptance time not in the bulk data set |