13F-HR filed by First Heartland Consultants, Inc.
First Heartland Consultants, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 396 holding rows worth $172,213,000.
- Accession
- 0001214659-13-004574
- Filer
- CIK 1428793
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 396 entries on the cover page, a total value of $172,213,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,213,000 with VALUE read as thousands by filing date, 13F file number 028-13027. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 64,547 | $6,261,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 23,018 | $4,836,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,934 | $4,160,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 64,464 | $3,866,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 51,999 | $3,706,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 35,707 | $3,400,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 60,702 | $3,372,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 29,238 | $3,323,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 29,498 | $3,024,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 151,957 | $2,712,000 | thousands by filing date | |
| IJH | 464287507 | COM | 22,328 | $2,579,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 22,899 | $2,529,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,268 | $2,486,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 25,657 | $2,473,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 46,120 | $2,435,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 46,482 | $2,379,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 27,204 | $2,293,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 33,814 | $2,238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 51,255 | $2,157,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,393 | $1,822,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,245 | $1,814,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 22,303 | $1,690,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 51,443 | $1,630,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 16,899 | $1,598,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18,276 | $1,570,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 37,319 | $1,564,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 82,374 | $1,561,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 142,845 | $1,533,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,522 | $1,493,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,442 | $1,411,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 39,314 | $1,376,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 26,115 | $1,366,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,670 | $1,333,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 18,724 | $1,241,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,863 | $1,190,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,809 | $1,133,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 16,942 | $1,125,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,441 | $1,057,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 68,718 | $1,049,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 16,997 | $1,041,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,488 | $1,038,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,269 | $1,037,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,440 | $1,033,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 94,320 | $1,030,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 43,442 | $993,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,519 | $983,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,817 | $972,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,615 | $965,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 9,457 | $947,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 26,705 | $929,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 17,009 | $905,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 22,843 | $902,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,226 | $894,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 61,693 | $885,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 42,289 | $823,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,632 | $819,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 28,290 | $785,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 31,596 | $766,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 59,950 | $764,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,831 | $744,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 14,640 | $740,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,134 | $729,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 39,659 | $714,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 48,405 | $709,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 31,800 | $702,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 74,790 | $693,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,595 | $687,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,578 | $680,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 37,415 | $669,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 32,670 | $666,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 93,980 | $663,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 42,910 | $656,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 14,883 | $631,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 30,358 | $626,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 97,620 | $596,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,345 | $594,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 6,125 | $593,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,713 | $580,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,647 | $576,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,867 | $572,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 17,320 | $565,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 22,619 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,092 | $554,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 17,580 | $547,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 22,393 | $546,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 160,000 | $542,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 10,937 | $537,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 34,518 | $534,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,728 | $528,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 50,320 | $515,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 5,492 | $513,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 21,426 | $513,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,059 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,135 | $510,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,210 | $501,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,820 | $498,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,316 | $494,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,602 | $492,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 25,920 | $492,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,491 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,728 | $481,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,704 | $480,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 15,324 | $479,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,543 | $477,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 15,384 | $477,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,725 | $473,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,678 | $471,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,530 | $459,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 32,901 | $447,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 26,250 | $439,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,854 | $434,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 31,480 | $433,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,138 | $432,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,901 | $419,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,559 | $416,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,140 | $416,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 66,885 | $416,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,271 | $409,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 57,810 | $402,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 42,410 | $401,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,857 | $395,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 208,420 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,589 | $381,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 4,571 | $379,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,100 | $367,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,285 | $366,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10,698 | $363,000 | thousands by filing date | |
| ARKANSAS BEST CORP DEL | 40790107 | COM | 15,810 | $363,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 18,660 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 6,090 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,734 | $343,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 44,040 | $341,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,918 | $335,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,000 | $330,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,820 | $330,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 9,753 | $330,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,140 | $329,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,865 | $328,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 16,000 | $328,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,200 | $320,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,300 | $319,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,630 | $319,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 16,859 | $317,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,999 | $314,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,984 | $313,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,324 | $308,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4,451 | $307,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 16,210 | $304,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 45,660 | $302,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 23,293 | $300,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,321 | $297,000 | thousands by filing date | |
| 38259p508 | COM | 336 | $296,000 | thousands by filing date | ||
| STEEL DYNAMICS INC COM | 858119100 | Stock | 19,790 | $295,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 9,580 | $295,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,984 | $294,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,379 | $294,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,619 | $293,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 16,621 | $292,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 6,908 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,589 | $289,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,172 | $286,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,475 | $285,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,861 | $281,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,360 | $275,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,251 | $267,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,354 | $263,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,338 | $259,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,620 | $255,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,408 | $255,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 34,040 | $254,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 12,927 | $254,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 21,076 | $253,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,630 | $251,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,863 | $243,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 98,000 | $241,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,895 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,361 | $239,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,675 | $234,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 16,247 | $233,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 6,020 | $231,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 55,561 | $225,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,857 | $224,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 5,605 | $223,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,758 | $221,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,520 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,256 | $218,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,350 | $216,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 9,281 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 4,807 | $213,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,940 | $211,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,405 | $209,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,619 | $206,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,939 | $204,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 4,591 | $203,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 28,640 | $202,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 12,800 | $202,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,629 | $201,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 16,825 | $194,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,570 | $190,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,440 | $185,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,520 | $183,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,586 | $178,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,181 | $177,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 10,400 | $172,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,051 | $169,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,037 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,457 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,305 | $168,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 9,316 | $167,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,632 | $165,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 23,341 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,328 | $154,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,860 | $153,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,923 | $152,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 2,711 | $143,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 13,800 | $139,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,250 | $138,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,260 | $137,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,073 | $133,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,250 | $129,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 4,844 | $127,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 45,400 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,924 | $123,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,034 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,368 | $118,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 86,204 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 4,999 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,785 | $104,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 3,850 | $103,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,938 | $102,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,859 | $102,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 4,769 | $101,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 1,928 | $100,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,272 | $98,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,015 | $97,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,798 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,759 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 4,052 | $94,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,420 | $94,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 719 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,373 | $91,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,210 | $89,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 37,400 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,690 | $85,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,140 | $83,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,772 | $82,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,918 | $81,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 74,624 | $78,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,697 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,736 | $68,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,762 | $66,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 694 | $65,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,000 | $65,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,050 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,000 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 763 | $61,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 4,510 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,857 | $57,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,276 | $57,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,050 | $56,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 100,000 | $56,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 610 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,705 | $54,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 510 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 798 | $51,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,195 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,208 | $48,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,339 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,475 | $48,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,180 | $47,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 820 | $47,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 450 | $46,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 577 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,000 | $45,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 15,000 | $43,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,174 | $41,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,000 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 915 | $39,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,115 | $39,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 447 | $37,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,700 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 364 | $36,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 500 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,608 | $36,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,350 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,606 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 1,607 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 1,605 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,643 | $34,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 671 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 310 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 1,603 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 731 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,559 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 280 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 398 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 240 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 385 | $28,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 957 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 254 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 449 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 250 | $27,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 348 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 922 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 800 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 226 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 378 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 300 | $25,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 45,453 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 828 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 521 | $24,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,787 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 516 | $23,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 290 | $23,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 296 | $22,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 655 | $22,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 350 | $22,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 817 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 345 | $21,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 740 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 175 | $20,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 750 | $20,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 650 | $19,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 337 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 630 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 475 | $18,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 210 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 802 | $18,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 202 | $18,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,344 | $18,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 203 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 299 | $17,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,300 | $17,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,165 | $16,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 365 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 905 | $16,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 215 | $15,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 175 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 642 | $15,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 119 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 450 | $13,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 800 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 458 | $12,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,000 | $12,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 150 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 273 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 252 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 479 | $11,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 139 | $10,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 200 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 500 | $10,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 127 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 158 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 122 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 400 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 275 | $9,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 360 | $8,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 103 | $7,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 71 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 250 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 69 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 146 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 77 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 200 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 93 | $5,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 75 | $5,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 375 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 100 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 161 | $5,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 400 | $5,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 150 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R115 | PSHS CONSUMR GD | 123 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 483 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 68 | $4,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 200 | $4,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 285 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 40 | $3,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 45 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 65 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 125 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 70 | $3,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 202 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 33 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 22 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 68 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 16 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 85 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 30 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 50 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001214659-13-004574 | this filing | 2013-08-13 | acceptance time not in the bulk data set |