13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-12-13, with 1,263 holding rows worth $3,595,672,200.
- Accession
- 0001213900-24-108922
- Filer
- CIK 1464811
- Filed
- 2024-12-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 1,263 entries on the cover page, a total value of $3,595,672,200 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,595,672,200 with VALUE read as dollars as filed, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,261 | $273,990 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 7,858 | $273,871 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 3,835 | $273,221 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,276 | $272,451 | dollars as filed | |
| FERGUSON ENTERPRISES INC COMMON STOCK NEW | 31488V107 | Stock | 1,368 | $272,090 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 24,922 | $272,081 | dollars as filed | |
| MORGAN STANLEY DIRECT LENDIN | 61774A103 | Common Stock | 13,252 | $271,483 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,448 | $271,423 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,900 | $269,607 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,331 | $269,141 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,754 | $269,075 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 14,000 | $268,520 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,390 | $267,818 | dollars as filed | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 5,360 | $266,835 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 10,495 | $266,709 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 3,587 | $265,193 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,646 | $264,060 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,108 | $262,786 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,020 | $262,582 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,441 | $260,588 | dollars as filed | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,012 | $260,033 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 11,844 | $259,920 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,404 | $259,521 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 3,619 | $259,313 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 16,111 | $258,904 | dollars as filed | |
| SOLVENTUM CORP COM SHS | 83444M101 | Stock | 3,697 | $256,558 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 6,210 | $256,258 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 316,294 | $256,200 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,365 | $256,080 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 504 | $256,001 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 20,601 | $255,203 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,078 | $254,766 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 22,760 | $254,684 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 744 | $254,529 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 2,846 | $254,520 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 7,120 | $254,365 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,522 | $253,641 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 2,731 | $253,586 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 48,638 | $253,373 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,745 | $252,243 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,084 | $251,585 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 2,485 | $249,576 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 4,027 | $248,881 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 3,941 | $248,692 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,075 | $248,304 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 5,247 | $248,272 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 51,832 | $248,229 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,154 | $246,816 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,084 | $246,630 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U653 | FT VEST US EQT | 7,106 | $246,471 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,189 | $246,419 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,965 | $246,086 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,473 | $246,063 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 22,276 | $245,993 | dollars as filed | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,541 | $245,072 | dollars as filed | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,387 | $244,774 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 6,615 | $243,740 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 11,195 | $242,151 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,247 | $241,568 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,096 | $241,210 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 816 | $239,808 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,223 | $239,481 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,521 | $239,014 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,048 | $238,645 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,199 | $238,598 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,430 | $238,104 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,815 | $238,028 | dollars as filed | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 14,485 | $237,911 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,658 | $236,420 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,399 | $235,655 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,405 | $234,037 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,526 | $231,407 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 90,000 | $231,300 | dollars as filed | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 692 | $230,409 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,724 | $229,792 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 5,082 | $229,276 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 6,900 | $229,017 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,382 | $228,969 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 5,992 | $228,913 | dollars as filed | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 4,422 | $228,682 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,930 | $227,359 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,133 | $227,163 | dollars as filed | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,181 | $226,836 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,787 | $226,579 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 21,404 | $226,495 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 65,191 | $226,258 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 4,649 | $225,836 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,438 | $225,502 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,352 | $223,708 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,721 | $223,228 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 38,117 | $222,670 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,852 | $222,595 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,571 | $222,466 | dollars as filed | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,521 | $219,948 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 4,036 | $219,659 | dollars as filed | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,010 | $219,093 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,497 | $218,670 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 4,756 | $217,302 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 428 | $217,048 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 910 | $217,011 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 1,353 | $216,718 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 3,408 | $215,903 | dollars as filed | |
| NUVEEN VRIABL RAT PFD & INM | 67080R102 | COM | 11,284 | $215,812 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 28,496 | $215,145 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 4,419 | $214,961 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,270 | $214,888 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,244 | $214,396 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,197 | $214,000 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 795 | $213,534 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 49,536 | $213,154 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,511 | $213,066 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,209 | $212,808 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 6,069 | $212,782 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,373 | $212,538 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 6,455 | $212,386 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,234 | $211,914 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 5,073 | $211,457 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,024 | $210,049 | dollars as filed | |
| TORO CO | 891092108 | COM | 2,400 | $209,099 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 2,376 | $208,871 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 4,564 | $207,890 | dollars as filed | |
| HUMANA INC COM | 444859102 | Stock | 712 | $207,764 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,969 | $207,745 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 5,450 | $207,607 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 616 | $207,289 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,339 | $206,730 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 9,929 | $206,585 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 341 | $205,926 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 1,031 | $205,459 | dollars as filed | |
| VANECK ETF TRUST | 92189H748 | CLO ETF | 3,868 | $205,280 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,390 | $204,146 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,716 | $203,926 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 110 | $203,362 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5,429 | $203,228 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,547 | $202,842 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 873 | $202,459 | dollars as filed | |
| OCEANEERING INTL INC | 675232102 | COM | 8,124 | $202,044 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,429 | $201,868 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 1,158 | $201,742 | dollars as filed | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 924 | $201,537 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 25,907 | $201,038 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 5,509 | $200,712 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,632 | $200,424 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 5,675 | $200,044 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 17,342 | $199,492 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 16,990 | $198,818 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 17,536 | $196,433 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 12,594 | $196,297 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 11,620 | $195,425 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 28,199 | $193,995 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 19,357 | $192,501 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 14,215 | $187,705 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 14,680 | $184,292 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 17,498 | $183,814 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,040 | $179,610 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,754 | $179,085 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 30,519 | $178,458 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,160 | $177,795 | dollars as filed | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 13,031 | $176,998 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 28,538 | $176,817 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,226 | $176,241 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,000 | $174,330 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 13,161 | $172,143 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,196 | $170,963 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 44,694 | $170,654 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,419 | $167,067 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,848 | $164,556 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 11,435 | $162,727 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 54,400 | $161,715 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,863 | $160,379 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 24,578 | $159,402 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 21,289 | $155,410 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,072 | $153,900 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,338 | $150,612 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 21,216 | $149,997 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 127,805 | $149,532 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,775 | $144,883 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 22,163 | $144,806 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 23,454 | $144,069 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 14,598 | $143,594 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 19,098 | $143,419 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,000 | $138,784 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 15,266 | $138,228 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,750 | $137,445 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,409 | $136,550 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 13,942 | $135,170 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 12,349 | $135,038 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 14,395 | $132,189 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 10,600 | $130,274 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,996 | $129,877 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 24,356 | $127,623 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 16,017 | $125,811 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,253 | $125,270 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,334 | $123,521 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 48,200 | $123,392 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 48,275 | $119,195 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 11,525 | $116,617 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 20,000 | $113,870 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 79,824 | $110,498 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,183 | $107,416 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 12,661 | $106,673 | dollars as filed | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 38,571 | $106,456 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 20,000 | $105,600 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 19,245 | $103,931 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $103,778 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,000 | $103,740 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 20,000 | $102,400 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 22,546 | $100,954 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,400 | $100,547 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 16,908 | $96,005 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,042 | $94,999 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 17,232 | $94,378 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 10,563 | $93,863 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,489 | $92,563 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 11,836 | $89,954 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 34,000 | $88,400 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 10,893 | $84,878 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 27,453 | $84,098 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 11,000 | $83,630 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 12,378 | $82,799 | dollars as filed | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,412 | $82,282 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,918 | $78,140 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,814 | $74,181 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,737 | $69,528 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,000 | $68,700 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 23,350 | $68,649 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,859 | $67,160 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 10,897 | $65,146 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 11,000 | $62,700 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,292 | $61,237 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 62,667 | $60,758 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,342 | $59,384 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 60,000 | $58,363 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 43,360 | $57,235 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $50,200 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 25,071 | $45,880 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 13,000 | $45,110 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 14,000 | $43,640 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 11,305 | $42,846 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 15,009 | $41,725 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,397 | $41,505 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 40,000 | $39,460 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,000 | $38,700 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 35,000 | $34,586 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 16,909 | $34,402 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 29,200 | $31,377 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 14,209 | $31,131 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,602 | $26,077 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 14,569 | $25,494 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 10,000 | $23,400 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 74,000 | $22,811 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 15,330 | $17,938 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 58,458 | $16,663 | dollars as filed | |
| ZAPATA QUANTUM INC COMMON STOCK | 98906V100 | SHS | 57,100 | $15,480 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,200 | $15,250 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $14,400 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 11,500 | $13,685 | dollars as filed | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 23,499 | $12,460 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 61,100 | $11,356 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 10,000 | $10,600 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 23,000 | $8,170 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 22,125 | $7,688 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,165 | $3,860 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-24-108922 | this filing | 2024-12-13 | acceptance time not in the bulk data set |