13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-03-15, with 1,386 holding rows worth $3,714,157,530.
- Accession
- 0001213900-24-022861
- Filer
- CIK 1464811
- Filed
- 2024-03-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A holdings report, 1,386 entries on the cover page, a total value of $3,714,157,530 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,714,157,530 with VALUE read as dollars as filed, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 4,419 | $335,367 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N640 | TREASURY OPT INC | 13,414 | $335,015 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,541 | $334,081 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 15,249 | $332,741 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 19,640 | $332,505 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,866 | $331,924 | dollars as filed | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,618 | $331,915 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 9,261 | $330,909 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 4,885 | $330,099 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 64,907 | $329,729 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 48,676 | $329,050 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,253 | $328,867 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,226 | $328,162 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,794 | $327,010 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,454 | $325,423 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 21,088 | $325,038 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 58,330 | $323,732 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 4,783 | $321,093 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 189,646 | $320,502 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 4,222 | $319,690 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,644 | $319,665 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,427 | $319,340 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,961 | $318,826 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 87,065 | $317,787 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 23,793 | $316,686 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 2,766 | $316,514 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,471 | $315,742 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 11,174 | $315,664 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,386 | $315,442 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 6,271 | $315,387 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 15,925 | $313,561 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,196 | $313,522 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 520 | $313,367 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,539 | $312,650 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,514 | $311,362 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,575 | $310,895 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 75,785 | $310,719 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 4,077 | $309,322 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 2,850 | $309,251 | dollars as filed | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,596 | $308,742 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,379 | $308,692 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 3,405 | $308,255 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,300 | $307,781 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 8,566 | $307,339 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,804 | $307,224 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 94,216 | $307,144 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 16,635 | $307,047 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,572 | $306,940 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 9,399 | $306,877 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,725 | $306,372 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,870 | $304,972 | dollars as filed | |
| ISHARES TR | 46436E361 | BLOCKCHAIN & TEC | 10,364 | $302,825 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 3,762 | $302,619 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,376 | $302,250 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,162 | $301,881 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,253 | $299,373 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 2,466 | $299,323 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,029 | $299,318 | dollars as filed | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,414 | $298,349 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,239 | $297,749 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 13,035 | $296,677 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 3,176 | $296,670 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,841 | $295,045 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 18,451 | $293,437 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 17,733 | $291,631 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,441 | $290,284 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,456 | $289,930 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 26,120 | $289,671 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 4,197 | $288,910 | dollars as filed | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,484 | $287,323 | dollars as filed | |
| NASDAQ INC COM | 631103108 | Stock | 4,939 | $287,162 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,097 | $286,839 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,590 | $285,938 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 31,501 | $285,714 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,420 | $285,571 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 31,068 | $285,135 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 57,689 | $284,982 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 8,500 | $284,600 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,761 | $284,219 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 7,550 | $284,107 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 6,161 | $284,085 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 16,428 | $283,957 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H760 | US LARCP B10 MAY | 10,125 | $283,913 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 7,053 | $283,813 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 3,218 | $283,722 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 27,955 | $282,064 | dollars as filed | |
| UBS AG | 22542D225 | ETRA SILV SHS CO | 3,796 | $280,448 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,981 | $280,078 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 22,145 | $279,470 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 8,862 | $278,879 | dollars as filed | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 12,621 | $278,543 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 9,696 | $277,889 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 20,037 | $277,814 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 18,526 | $277,697 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,555 | $277,482 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,188 | $277,285 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,011 | $276,599 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 132,527 | $276,319 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,994 | $275,313 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 1,900 | $275,196 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 3,312 | $273,015 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 32,579 | $272,360 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 79,796 | $271,625 | dollars as filed | |
| NULL | 500767470 | NULL | 16,672 | $271,261 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,312 | $270,584 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 4,375 | $270,006 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 8,828 | $268,901 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,343 | $267,942 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 8,763 | $266,485 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 43,427 | $265,069 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,629 | $263,950 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,904 | $263,668 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 20,564 | $263,014 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 12,821 | $260,084 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 63,074 | $259,234 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 33,335 | $259,013 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q307 | COM NEW | 85,975 | $258,785 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,108 | $258,772 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,608 | $258,131 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,795 | $257,834 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,727 | $257,792 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,353 | $257,078 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,413 | $256,993 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 34,410 | $255,425 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 33,208 | $255,370 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,236 | $254,602 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,395 | $254,419 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 9,175 | $254,239 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,379 | $253,723 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,282 | $253,106 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F664 | FT VEST US EQT | 6,500 | $252,785 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,713 | $252,553 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 5,130 | $252,088 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,674 | $251,717 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 34,339 | $250,698 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,027 | $250,501 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 6,278 | $250,178 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 7,436 | $248,139 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 3,950 | $247,626 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 33,750 | $247,390 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 6,942 | $247,274 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 3,866 | $246,975 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,116 | $245,687 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 10,761 | $244,436 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,304 | $244,430 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 2,766 | $244,326 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 11,972 | $244,109 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 431 | $243,982 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,189 | $243,611 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,855 | $243,520 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 643 | $243,236 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,741 | $242,579 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,090 | $242,284 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,664 | $241,401 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 9,307 | $240,666 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,608 | $240,509 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 88,102 | $240,347 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 4,878 | $239,996 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,037 | $239,502 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 16,881 | $239,373 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,504 | $239,355 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 2,015 | $239,222 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 40,914 | $238,118 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 20,758 | $238,090 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,728 | $237,827 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 17,186 | $236,136 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,285 | $236,115 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 6,554 | $235,788 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,526 | $235,360 | dollars as filed | |
| FTI CONSULTING INC | 302941109 | COM | 1,180 | $234,997 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 9,392 | $234,603 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,671 | $233,985 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 29,398 | $233,502 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 5,100 | $233,172 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 5,623 | $232,970 | dollars as filed | |
| TORO CO | 891092108 | COM | 2,417 | $232,911 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,422 | $232,863 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,689 | $232,846 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 5,373 | $232,426 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 7,945 | $232,247 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,661 | $232,130 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 486 | $232,037 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,250 | $231,901 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,288 | $231,582 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 2,831 | $230,772 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 29,968 | $230,456 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,139 | $230,285 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 931 | $230,197 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 2,652 | $230,081 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 13,099 | $229,885 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 24,373 | $228,420 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 5,528 | $228,052 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 6,248 | $228,047 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 21,648 | $227,953 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,071 | $226,111 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,708 | $225,715 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 1,897 | $225,626 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,461 | $224,988 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,070 | $224,858 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,672 | $224,795 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,000 | $224,440 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G745 | ACTIVEPASSIVE MN | 8,947 | $224,021 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,141 | $223,066 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,346 | $221,894 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,143 | $221,569 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 491 | $221,495 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U505 | FT VEST UQ EQT | 5,670 | $221,073 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,621 | $220,845 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,643 | $220,188 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 2,101 | $220,101 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,733 | $219,820 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 4,279 | $219,330 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 18,375 | $219,030 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 5,051 | $218,809 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,625 | $216,830 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,089 | $216,729 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,121 | $215,807 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,052 | $215,806 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,715 | $215,140 | dollars as filed | |
| NEOS ETF TRUST | 78433H303 | NEOS S&P 500 HI | 4,454 | $214,685 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,842 | $214,594 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,957 | $214,294 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,678 | $214,047 | dollars as filed | |
| CNH INDL N V SHS | N20944109 | Stock | 17,526 | $213,467 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 747 | $212,813 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 3,999 | $212,747 | dollars as filed | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 934 | $212,512 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 6,736 | $212,012 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 2,713 | $211,570 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 9,442 | $211,208 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,915 | $211,039 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 11,651 | $210,768 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,348 | $210,663 | dollars as filed | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,655 | $210,305 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 4,632 | $209,452 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,384 | $209,431 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 20,119 | $209,415 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 5,250 | $208,899 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 3,939 | $208,799 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 6,150 | $208,424 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 925 | $208,097 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 996 | $207,544 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U679 | FT VEST US EQT | 6,850 | $207,281 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,809 | $206,845 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,136 | $206,816 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 20,240 | $206,651 | dollars as filed | |
| GLOBAL X FDS | 37954Y269 | NASDQ 100 CVRDGW | 7,110 | $206,572 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,346 | $206,378 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,829 | $205,987 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 48,890 | $205,827 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 10,089 | $205,824 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,518 | $204,258 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,438 | $204,032 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,941 | $203,050 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,525 | $202,996 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 2,831 | $202,275 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3,418 | $201,581 | dollars as filed | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 1,605 | $201,449 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 1,623 | $201,448 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 13,321 | $201,024 | dollars as filed | |
| SPIRE INC | 84857L101 | COM | 3,186 | $201,020 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 5,126 | $200,785 | dollars as filed | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,697 | $200,720 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,821 | $200,542 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 12,699 | $198,733 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 28,711 | $197,819 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,991 | $196,585 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 23,805 | $195,916 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 23,819 | $193,887 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 39,000 | $191,490 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,024 | $190,209 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 15,326 | $189,582 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,371 | $189,382 | dollars as filed | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,404 | $187,963 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,738 | $187,936 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,469 | $187,023 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 12,200 | $180,976 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,419 | $178,875 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,925 | $176,247 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 16,960 | $175,366 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,956 | $173,758 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 15,000 | $173,250 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 16,870 | $173,173 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 18,730 | $171,753 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 24,452 | $167,740 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,712 | $167,284 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,454 | $162,392 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,686 | $160,500 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 30,668 | $156,406 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 17,400 | $154,860 | dollars as filed | |
| IONQ INC COM | 46222L108 | Stock | 12,375 | $153,326 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 13,000 | $152,235 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,663 | $152,072 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,853 | $151,496 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 18,600 | $150,846 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 18,729 | $147,959 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 45,973 | $143,897 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 47,800 | $143,878 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 10,000 | $143,600 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 28,089 | $141,979 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 111,824 | $140,898 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 19,100 | $140,003 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 70,000 | $137,900 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 16,940 | $129,420 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 20,555 | $126,208 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,245 | $124,780 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,590 | $124,395 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,350 | $124,028 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 22,915 | $123,743 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 27,075 | $121,838 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 11,515 | $121,485 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,206 | $119,613 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 13,924 | $119,330 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 15,437 | $119,172 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,343 | $115,470 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 19,500 | $111,345 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 14,035 | $100,912 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679625 | MCROSECTR 3XINVR | 16,000 | $98,880 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $98,685 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 33,332 | $98,354 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 41,541 | $97,621 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 11,233 | $97,504 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,300 | $97,127 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,080 | $95,758 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 14,735 | $95,188 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $95,110 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,356 | $91,557 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,400 | $90,244 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,259 | $88,021 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,301 | $85,924 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,644 | $84,949 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 15,775 | $83,450 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 11,155 | $82,662 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,266 | $80,261 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,155 | $79,424 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 50,000 | $78,000 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,000 | $77,870 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 20,000 | $77,200 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 14,550 | $73,914 | dollars as filed | |
| BGC GROUP INC CL A | 088929104 | Stock | 10,176 | $73,473 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 96,025 | $72,556 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 12,119 | $69,910 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,475 | $67,615 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 20,000 | $63,800 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 15,000 | $61,950 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 19,124 | $60,814 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,282 | $53,465 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,944 | $53,114 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 324,000 | $52,650 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 10,210 | $51,892 | dollars as filed | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 35,998 | $51,118 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 12,415 | $47,799 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 14,380 | $47,023 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 61,658 | $45,812 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 12,850 | $45,361 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,221 | $42,313 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,513 | $37,980 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,401 | $35,571 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,071 | $35,526 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 35,000 | $32,464 | dollars as filed | |
| NULL | 09071M205 | NULL | 19,290 | $30,285 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 26,500 | $28,885 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,000 | $28,500 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 30,000 | $27,900 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 13,000 | $27,820 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,000 | $26,280 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 34,100 | $25,916 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 10,430 | $25,032 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 94,000 | $23,876 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,756 | $23,344 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,090 | $21,088 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,490 | $19,533 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 20,000 | $19,054 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,300 | $17,958 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 11,500 | $17,710 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,465 | $16,744 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $15,960 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,200 | $12,810 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,000 | $12,100 | dollars as filed | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 10,000 | $10,245 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 13,000 | $10,158 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 26,755 | $8,532 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 17,700 | $6,168 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,264 | $5,840 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 16,000 | $2,114 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $2,002 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-24-022861 | this filing | 2024-03-15 | acceptance time not in the bulk data set |