13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-12-01, with 1,445 holding rows worth $3,697,476,209.
- Accession
- 0001213900-23-092006
- Filer
- CIK 1464811
- Filed
- 2023-12-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 1,445 entries on the cover page, a total value of $3,697,476,209 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,697,476,209 with VALUE read as dollars as filed, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 66,974 | $330,851 | dollars as filed | |
| TRUST FOR PROFESSIONAL MANAG | 89834G752 | ACTIVEPASSIVE CR | 11,627 | $330,624 | dollars as filed | |
| NULL | 500767470 | NULL | 19,164 | $330,193 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 4,504 | $329,849 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,455 | $329,697 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,157 | $328,983 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 13,679 | $326,922 | dollars as filed | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 744 | $325,468 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1,458 | $325,341 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,408 | $323,454 | dollars as filed | |
| ANSYS INC COM | 03662Q105 | COM | 1,085 | $322,842 | dollars as filed | |
| WOLFSPEED INC | 977852102 | COM | 8,305 | $316,421 | dollars as filed | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,067 | $314,933 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 3,348 | $313,572 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,819 | $313,558 | dollars as filed | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,474 | $313,492 | dollars as filed | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,441 | $313,069 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,955 | $312,657 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 26,625 | $312,047 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,312 | $310,327 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 9,289 | $309,594 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,398 | $309,524 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 55,253 | $308,864 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 6,597 | $306,892 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,108 | $306,401 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,838 | $306,242 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,265 | $306,177 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 4,273 | $304,964 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,427 | $304,932 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 11,710 | $304,928 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 3,456 | $304,923 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 1,692 | $304,599 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,609 | $303,952 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,571 | $303,782 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,541 | $303,066 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 9,015 | $303,005 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 39,344 | $302,159 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 20,235 | $301,508 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 16,962 | $301,076 | dollars as filed | |
| UBS AG | 22542D225 | ETRA SILV SHS CO | 4,296 | $299,861 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 98,956 | $298,847 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 8,887 | $297,626 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 32,813 | $296,304 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 14,461 | $295,585 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,097 | $294,744 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,253 | $294,138 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,969 | $293,150 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 8,732 | $293,145 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,120 | $291,198 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,756 | $291,152 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,455 | $290,517 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 30,297 | $289,637 | dollars as filed | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 14,524 | $288,001 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,251 | $287,957 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,058 | $287,034 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,428 | $286,291 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 6,920 | $285,529 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,133 | $285,233 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 3,525 | $285,032 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 13,653 | $284,948 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,773 | $284,541 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 72,535 | $284,337 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 14,826 | $284,214 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 15,522 | $283,742 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,919 | $283,605 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,241 | $283,243 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,636 | $282,785 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 63,990 | $282,196 | dollars as filed | |
| CREDIT SUISSE NASSAU BRANC | 22542D233 | ENTRACS GOLD SHS | 2,100 | $281,316 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 9,036 | $280,568 | dollars as filed | |
| CORVEL CORP COM | 221006109 | Stock | 1,426 | $280,423 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 1,195 | $280,204 | dollars as filed | |
| AAON INC | 000360206 | COM PAR $0.004 | 4,913 | $279,397 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 11,763 | $279,314 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 25,470 | $278,902 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,886 | $278,520 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 5,518 | $278,327 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,743 | $277,801 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 9,065 | $277,661 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,381 | $276,927 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,724 | $276,449 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,307 | $276,428 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 12,187 | $276,409 | dollars as filed | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 2,633 | $276,146 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,661 | $275,256 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 2,788 | $274,869 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,960 | $274,642 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 36,135 | $274,626 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,795 | $274,609 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,968 | $274,303 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,231 | $274,227 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 6,850 | $273,726 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 21,345 | $273,643 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,148 | $273,312 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 22,848 | $270,066 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 19,835 | $269,658 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,628 | $269,068 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 38,560 | $268,376 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C540 | US EQTY PWR BUF | 8,289 | $268,232 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 33,208 | $266,992 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,716 | $266,733 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2,585 | $266,332 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 1,448 | $265,227 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 5,284 | $265,050 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 3,489 | $264,736 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 51,520 | $264,297 | dollars as filed | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,194 | $264,154 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 238 | $264,092 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 12,308 | $263,453 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,126 | $263,303 | dollars as filed | |
| SMITH A O CORP COM | 831865209 | Stock | 3,969 | $262,494 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,853 | $261,960 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H109 | US LRGCP B10 APR | 8,500 | $261,749 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,169 | $261,740 | dollars as filed | |
| MOBILEYE GLOBAL INC | 60741F104 | COMMON CLASS A | 6,299 | $261,723 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,767 | $261,449 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,395 | $261,344 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H760 | US LARCP B10 MAY | 10,125 | $261,326 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,829 | $261,214 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 16,108 | $260,874 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 7,550 | $260,249 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,420 | $259,429 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 1,908 | $259,326 | dollars as filed | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 8,758 | $259,062 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 38,871 | $258,887 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 9,458 | $258,872 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 56,152 | $258,299 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 3,072 | $258,171 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 15,594 | $257,300 | dollars as filed | |
| TORO CO | 891092108 | COM | 3,096 | $257,266 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,061 | $255,984 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 7,253 | $254,564 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 4,724 | $254,435 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 7,530 | $253,772 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,223 | $253,485 | dollars as filed | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 26,120 | $252,998 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 80,134 | $251,942 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 16,192 | $251,621 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,976 | $251,217 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 20,564 | $251,158 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U786 | FT VEST U.S | 7,635 | $251,115 | dollars as filed | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,299 | $250,888 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,213 | $250,710 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 23,783 | $250,668 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 50,220 | $250,597 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 17,363 | $250,205 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 1,830 | $249,670 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,312 | $248,937 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,154 | $248,827 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 17,060 | $248,563 | dollars as filed | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 166 | $248,285 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 3,936 | $248,125 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,022 | $246,405 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 5,111 | $245,698 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 29,324 | $245,603 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,276 | $245,004 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,483 | $242,871 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 18,375 | $242,183 | dollars as filed | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,356 | $241,719 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 7,927 | $241,456 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 5,975 | $241,206 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 15,829 | $240,281 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 5,744 | $240,211 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,408 | $239,360 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,945 | $239,099 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,379 | $239,057 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 17,397 | $238,690 | dollars as filed | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,075 | $238,226 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 18,515 | $237,177 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,911 | $237,116 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U307 | FT VEST US EQT | 6,393 | $237,052 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,344 | $236,997 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 31,131 | $236,910 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 31,001 | $236,848 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 34,011 | $236,036 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,980 | $235,611 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,025 | $234,997 | dollars as filed | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,442 | $234,891 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 9,115 | $234,244 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 29,579 | $233,970 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,395 | $233,946 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 1,869 | $233,726 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 2,849 | $232,222 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 7,348 | $232,197 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 16,881 | $231,607 | dollars as filed | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 9,560 | $231,161 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 616 | $230,618 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,450 | $230,533 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,749 | $230,096 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 10,706 | $229,507 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,412 | $228,765 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,535 | $228,272 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 6,246 | $227,464 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524649 | MUN BD ETF | 4,575 | $226,806 | dollars as filed | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,762 | $226,636 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,236 | $226,318 | dollars as filed | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,650 | $226,213 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 9,632 | $226,066 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,698 | $225,723 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 4,538 | $225,515 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 7,175 | $225,503 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,584 | $225,241 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 101,216 | $224,700 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 34,410 | $223,768 | dollars as filed | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,529 | $223,176 | dollars as filed | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,958 | $222,948 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 4,000 | $222,856 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 462 | $222,413 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,198 | $221,941 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,761 | $221,937 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 5,663 | $221,936 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,691 | $221,697 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,867 | $220,996 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,224 | $220,975 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 50,490 | $220,641 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 6,939 | $220,548 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 92,265 | $220,513 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 64,100 | $220,504 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,785 | $220,097 | dollars as filed | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,587 | $219,744 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,502 | $219,470 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,772 | $219,316 | dollars as filed | |
| HEXCEL CORP NEW | 428291108 | COM | 3,367 | $219,309 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,955 | $218,900 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 25,388 | $218,847 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 968 | $218,642 | dollars as filed | |
| DAVITA INC COM | 23918K108 | Stock | 2,308 | $218,175 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,279 | $218,066 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,113 | $217,917 | dollars as filed | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 7,999 | $217,736 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 20,785 | $217,681 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,421 | $217,338 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 13,022 | $216,942 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,791 | $216,259 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,991 | $215,262 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 9,800 | $214,326 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,588 | $213,975 | dollars as filed | |
| ROGERS CORP COM | 775133101 | Stock | 1,626 | $213,770 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,917 | $212,749 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 17,439 | $212,578 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,506 | $212,426 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 38,314 | $212,260 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 4,200 | $211,218 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,116 | $211,104 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,405 | $210,956 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 561 | $210,654 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,442 | $210,195 | dollars as filed | |
| FLUOR CORP | 343412102 | COM | 5,727 | $210,181 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 22,229 | $209,622 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 115,803 | $209,603 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 5,160 | $209,373 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,035 | $209,123 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,752 | $208,952 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 7,345 | $208,304 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 16,055 | $207,899 | dollars as filed | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,014 | $207,661 | dollars as filed | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,042 | $207,514 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 6,103 | $207,319 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 5,925 | $207,197 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 84,488 | $206,996 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,814 | $206,541 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 36,803 | $206,037 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 9,450 | $204,971 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,249 | $204,912 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,588 | $204,658 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 8,687 | $203,963 | dollars as filed | |
| LCI INDS | 50189K103 | COM | 1,737 | $203,927 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 593 | $203,682 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 4,513 | $203,664 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,309 | $203,453 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 6,757 | $202,975 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,309 | $202,240 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,098 | $202,080 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 153,830 | $201,517 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,107 | $201,488 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,401 | $200,809 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 3,112 | $200,658 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 530 | $200,634 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,517 | $199,698 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 16,943 | $199,515 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 21,648 | $197,657 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,700 | $195,601 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,131 | $195,573 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 12,895 | $187,616 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,823 | $186,955 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 76,800 | $186,624 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 18,241 | $186,610 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 10,512 | $185,742 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 15,837 | $185,608 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,336 | $182,314 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 12,386 | $181,850 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,822 | $180,569 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 12,571 | $179,763 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 10,139 | $176,008 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 17,660 | $175,894 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 22,386 | $171,029 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 15,662 | $170,569 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 19,240 | $170,466 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 18,954 | $169,783 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 16,699 | $168,998 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,290 | $168,260 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 11,500 | $165,830 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 19,460 | $164,281 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 18,408 | $164,015 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 16,098 | $162,270 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,450 | $161,915 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,282 | $161,017 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,361 | $156,214 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 17,674 | $155,991 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,354 | $155,408 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 25,119 | $153,979 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,905 | $152,811 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,538 | $152,568 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,318 | $150,851 | dollars as filed | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 31,360 | $150,529 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 16,182 | $149,445 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 24,365 | $147,408 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 12,062 | $144,497 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,500 | $143,405 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,673 | $142,468 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 20,829 | $141,848 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 19,100 | $141,340 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,910 | $139,316 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 12,970 | $135,794 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 13,705 | $135,129 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 17,383 | $134,892 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,683 | $134,702 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,191 | $134,066 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 10,615 | $133,218 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 10,973 | $131,767 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,011 | $130,645 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,120 | $128,369 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 45,718 | $127,553 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 18,729 | $127,357 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G336 | DLY SEMICNDTR BR | 11,300 | $126,560 | dollars as filed | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,569 | $123,864 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 102,275 | $118,639 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 14,946 | $118,222 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,371 | $117,986 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 13,828 | $117,540 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,350 | $116,353 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 22,322 | $115,629 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 21,000 | $115,080 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 260,000 | $114,998 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,790 | $114,622 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,557 | $113,626 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,477 | $112,838 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 11,644 | $112,015 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 19,029 | $110,939 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 10,409 | $110,445 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 50,166 | $109,864 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 16,940 | $109,431 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,269 | $108,013 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 12,199 | $106,148 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,174 | $106,053 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,625 | $105,043 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 11,229 | $104,671 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,550 | $104,667 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $99,727 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 50,000 | $98,500 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 18,655 | $94,394 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 36,566 | $94,340 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 55,648 | $93,489 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 64,395 | $93,373 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,337 | $92,897 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,000 | $92,040 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,188 | $90,847 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $89,680 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 14,550 | $86,136 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,356 | $85,017 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 49,150 | $83,555 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,400 | $82,375 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 17,133 | $82,239 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 12,580 | $81,141 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,116 | $80,138 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 11,212 | $79,945 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,066 | $78,417 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,283 | $77,706 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 75,000 | $76,864 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,285 | $71,931 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,074 | $71,819 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,975 | $64,226 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,568 | $61,042 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 12,400 | $60,636 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 65,000 | $59,924 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 65,000 | $59,824 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 12,630 | $59,615 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 12,200 | $57,828 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 24,055 | $57,491 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 11,618 | $57,391 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 21,850 | $56,592 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,906 | $55,400 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 20,624 | $55,066 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,542 | $54,078 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 10,425 | $51,812 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 13,300 | $50,939 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,944 | $49,407 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,282 | $49,044 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,500 | $48,300 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,677 | $45,379 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 15,380 | $44,910 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 11,540 | $43,158 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 55,020 | $43,070 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 144,700 | $42,006 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,000 | $41,850 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 11,604 | $40,962 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 17,000 | $39,610 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,419 | $39,175 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 109,000 | $38,804 | dollars as filed | |
| NULL | 09071M205 | NULL | 21,300 | $38,766 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 34,100 | $38,533 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 14,130 | $38,434 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 40,000 | $36,873 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 35,000 | $33,718 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 11,836 | $33,496 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 16,100 | $33,327 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,071 | $33,117 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 54,200 | $32,520 | dollars as filed | |
| HITEK GLOBAL INC | G45139105 | USD CL A SHS | 14,000 | $32,340 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,000 | $28,900 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,849 | $28,186 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 12,387 | $27,871 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 11,450 | $24,847 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,000 | $23,300 | dollars as filed | |
| T STAMP INC | 873048409 | CL A NEW | 13,000 | $21,450 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 10,220 | $20,440 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 13,000 | $19,630 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 11,500 | $17,710 | dollars as filed | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 11,101 | $17,096 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $16,380 | dollars as filed | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 12,732 | $16,233 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,465 | $13,395 | dollars as filed | |
| Movano, Inc. | 62459M107 | common | 11,000 | $11,990 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,300 | $11,201 | dollars as filed | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 13,928 | $11,003 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,200 | $9,992 | dollars as filed | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 10,000 | $9,931 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 24,750 | $8,093 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 13,580 | $7,944 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,080 | $7,589 | dollars as filed | |
| MULTI WAYS HOLDINGS LIMITED O | G6362F108 | RD SHS CLASS A | 15,000 | $6,223 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,000 | $5,066 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 15,505 | $4,186 | dollars as filed | |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 21,000 | $3,482 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $1,671 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-23-092006 | this filing | 2023-12-01 | acceptance time not in the bulk data set |