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Disclosery

13F-HR filed by B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-27, with 1,537 holding rows worth $4,457,559,293.

Accession
0001213900-23-060304
Filer
CIK 1464811
Filed
2023-07-27
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2023

A holdings report, 1,537 entries on the cover page, a total value of $4,457,559,293 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,457,559,293 with VALUE read as dollars as filed, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
HEALTH CATALYST INC42225TAB3BOND35,000$33,662dollars as filed
Akoustis Technologies Inc00973N102COM10,080$32,054dollars as filed
MATTERPORT INC577096100COM CL A10,031$31,598dollars as filed
INTELLICHECK MOBILISA INC45817G201COM NEW12,387$30,596dollars as filed
NULL103197208NULL12,885$28,605dollars as filed
CIPHER DIGITAL INC COM17253J106Stock10,000$28,600dollars as filed
JOURNEY MED CORP48115J109COM17,250$27,428dollars as filed
FUELCELL ENERGY INC35952H601COM12,465$26,924dollars as filed
REDWIRE CORPORATION75776W103COM10,000$25,500dollars as filed
DENISON MINES CORP248356107COM20,071$25,089dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK11,300$18,419dollars as filed
WESTERN COPPER & GOLD CORP95805V108COM12,000$18,360dollars as filed
NULL09071M205NULL11,300$18,024dollars as filed
ATERIAN INC02156U101COM36,000$16,560dollars as filed
CBAK ENERGY TECHNOLOGY INC14986C102COM12,200$14,884dollars as filed
GLOBALSTAR INC378973408COM12,830$13,856dollars as filed
SHF HOLDINGS INC824430102CLASS A COM24,998$13,248dollars as filed
UR-ENERGY INC91688R108COM11,500$12,075dollars as filed
22ND CENTY GROUP INC90137F103COM31,400$12,017dollars as filed
ADAPTIMMUNE THERAPEUTICS PLC00653A107SPONDS ADR12,060$11,155dollars as filed
FAZE HOLDINGS INC31423J102COMMON STOCK21,000$10,353dollars as filed
AURORA CANNABIS INC05156XAG3NOTE 5.500% 2/210,000$9,886dollars as filed
CURIS INC231269200COM11,240$9,329dollars as filed
MULTI WAYS HOLDINGS LIMITED OG6362F108RD SHS CLASS A15,000$8,691dollars as filed
Viewra, Inc92672L107COM24,000$8,453dollars as filed
ASTRA SPACE INC04634X103COM CL A22,900$8,441dollars as filed
LOTTERY COM INC54570M108COM40,600$8,031dollars as filed
AURORA CANNABIS INC-NEW05156X884COM14,591$7,800dollars as filed
ASENSUS SURGICAL INC04367G103COM14,755$7,451dollars as filed
SUPER LEAGUE ENTERPRISE INC COM86804F202Stock18,465$7,020dollars as filed
AVINO SILVER & GOLD MINES LT053906103COM10,400$6,862dollars as filed
ZIOPHARM ONCOLOGY INC98973P101COM11,557$5,932dollars as filed
ONTRAK INC683373104COM11,450$5,404dollars as filed
BELLICUM PHARMACEUTICALS INC COM NEW079481404Stock11,420$4,225dollars as filed
ATHENEX INC04685N202COM NEW22,497$2,925dollars as filed
ZOMEDICA CORP COM98980M109Stock10,000$2,000dollars as filed
CELULARITY INC151190113*W EXP 07/16/20212,200$699dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001213900-23-060304this filing2023-07-27acceptance time not in the bulk data set