13F-HR/A filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-03-15, with 1,493 holding rows worth $3,569,170,710.
- Accession
- 0001213900-23-020216
- Filer
- CIK 1464811
- Filed
- 2023-03-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 1,493 entries on the cover page, a total value of $3,569,170,710 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,569,170,710 with VALUE read as dollars as filed, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 111,618 | $325,646 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,958 | $325,522 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 24,025 | $324,578 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 7,647 | $324,406 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,921 | $324,389 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 7,172 | $324,246 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 8,452 | $324,069 | dollars as filed | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 64,521 | $323,895 | dollars as filed | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,319 | $323,670 | dollars as filed | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 14,809 | $323,429 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 51,260 | $323,322 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,574 | $322,681 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 45,245 | $322,662 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 30,028 | $322,496 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,954 | $322,423 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 5,087 | $322,188 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 3,117 | $321,644 | dollars as filed | |
| PG&E CORP COM | 69331C108 | Stock | 19,702 | $320,355 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 4,495 | $320,244 | dollars as filed | |
| STONECO LTD | G85158106 | COM CL A | 33,886 | $319,884 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,750 | $319,566 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 8,386 | $318,615 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 6,514 | $317,818 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 13,827 | $317,606 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 13,077 | $317,505 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 3,392 | $315,897 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 57,573 | $315,498 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,236 | $315,199 | dollars as filed | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 15,118 | $314,910 | dollars as filed | |
| OGE ENERGY CORP | 670837103 | COM | 7,957 | $314,683 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 3,630 | $314,127 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,760 | $313,573 | dollars as filed | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 15,535 | $312,254 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,673 | $311,918 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 30,347 | $310,878 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,753 | $310,584 | dollars as filed | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 6,000 | $310,440 | dollars as filed | |
| WESCO INTL INC COM | 95082P105 | Stock | 2,463 | $308,368 | dollars as filed | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 32,153 | $306,413 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 13,127 | $305,990 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,887 | $304,727 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,942 | $304,515 | dollars as filed | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 17,919 | $304,306 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,695 | $302,284 | dollars as filed | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 9,319 | $301,847 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 44,179 | $301,739 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 13,284 | $300,803 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 4,742 | $299,836 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 27,503 | $297,855 | dollars as filed | |
| FLEX LNG LTD | G35947202 | SHS | 9,105 | $297,651 | dollars as filed | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 33,880 | $297,361 | dollars as filed | |
| TRIMBLE INC COM | 896239100 | Stock | 5,878 | $297,192 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 1,008 | $296,745 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 32,790 | $295,440 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 8,261 | $294,918 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 20,465 | $294,906 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,133 | $293,536 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 13,155 | $293,334 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 26,421 | $291,154 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,120 | $291,144 | dollars as filed | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,190 | $290,799 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,611 | $290,410 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,128 | $288,735 | dollars as filed | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,638 | $287,667 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,733 | $285,659 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 26,104 | $285,317 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 35,311 | $285,313 | dollars as filed | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 823 | $285,231 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,030 | $284,880 | dollars as filed | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 6,260 | $284,454 | dollars as filed | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 9,511 | $284,203 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,538 | $284,025 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,798 | $283,803 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,624 | $283,089 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 4,315 | $283,007 | dollars as filed | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,224 | $281,692 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 4,915 | $281,555 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,411 | $279,405 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,066 | $278,800 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 22,756 | $278,533 | dollars as filed | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 32,079 | $278,446 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 3,443 | $278,435 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 9,201 | $277,778 | dollars as filed | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,530 | $276,891 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,916 | $276,830 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,629 | $276,001 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,175 | $275,421 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,340 | $275,243 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,285 | $274,422 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,007 | $274,012 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,645 | $271,977 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,622 | $271,351 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 8,750 | $270,463 | dollars as filed | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 6,639 | $269,875 | dollars as filed | |
| BORGWARNER INC COM | 099724106 | Stock | 6,702 | $269,758 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,362 | $269,710 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 20,276 | $268,723 | dollars as filed | |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 9,444 | $266,516 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 881 | $266,440 | dollars as filed | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,524 | $266,101 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,875 | $265,200 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,539 | $264,752 | dollars as filed | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,488 | $264,632 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 13,186 | $263,194 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 32,814 | $262,515 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,085 | $262,499 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 7,759 | $262,492 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,386 | $261,883 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 17,573 | $261,397 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,235 | $259,835 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,361 | $259,234 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,537 | $259,058 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 2,225 | $258,857 | dollars as filed | |
| MATCH GROUP INC NEW | 57667L107 | COM | 6,234 | $258,649 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 15,317 | $258,550 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 911 | $258,058 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,906 | $258,056 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 10,364 | $257,858 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,686 | $257,726 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 24,565 | $257,539 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 9,503 | $257,250 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,854 | $256,465 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 6,327 | $256,397 | dollars as filed | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 5,247 | $256,369 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 4,213 | $255,254 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,013 | $254,796 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 11,466 | $254,660 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 18,375 | $253,024 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,072 | $252,672 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,399 | $252,545 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 27,210 | $252,509 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,968 | $252,324 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 19,803 | $251,894 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 4,639 | $251,744 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 8,832 | $251,359 | dollars as filed | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 10,886 | $250,483 | dollars as filed | |
| HILLENBRAND INC | 431571108 | COM | 5,858 | $249,961 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,004 | $249,715 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 7,580 | $249,220 | dollars as filed | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,088 | $248,950 | dollars as filed | |
| ISHARES TR | 46435G516 | COM | 3,775 | $248,197 | dollars as filed | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 26,391 | $248,047 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 1,256 | $247,231 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 2,669 | $247,034 | dollars as filed | |
| ASPEN TECHNOLOGY INC | 29109X106 | COM | 1,201 | $246,685 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 38,500 | $246,400 | dollars as filed | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 71,331 | $245,558 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,495 | $245,518 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,569 | $245,475 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 9,957 | $245,442 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 10,030 | $245,181 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 5,779 | $244,625 | dollars as filed | |
| FB FINL CORP | 30257X104 | COM | 6,765 | $244,487 | dollars as filed | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,342 | $243,377 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 135,500 | $243,223 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,129 | $242,558 | dollars as filed | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,782 | $242,228 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 8,607 | $241,607 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 166 | $239,945 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 28,395 | $239,938 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 3,345 | $239,535 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 31,223 | $237,607 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,509 | $237,061 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,759 | $236,854 | dollars as filed | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,314 | $235,535 | dollars as filed | |
| PERDOCEO ED CORP | 71363P106 | COM | 16,943 | $235,501 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,733 | $235,434 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,631 | $234,574 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 16,723 | $233,781 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,610 | $233,759 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 6,563 | $232,265 | dollars as filed | |
| DZS INC | 268211109 | COMMON STOCK | 18,205 | $230,839 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,666 | $230,381 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 12,479 | $229,987 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,188 | $228,452 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,410 | $228,155 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 9,247 | $227,936 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,622 | $227,912 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 13,934 | $227,821 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 12,390 | $227,733 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,719 | $226,647 | dollars as filed | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,476 | $226,635 | dollars as filed | |
| NOVAN INC COM NEW | 66988N205 | Stock | 155,000 | $226,300 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,546 | $226,299 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,962 | $226,246 | dollars as filed | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,710 | $226,237 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 10,120 | $225,809 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 7,534 | $225,666 | dollars as filed | |
| ATLASSIANCORPCLASSA | 049468101 | STOK | 1,753 | $225,550 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,969 | $225,031 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 1,587 | $225,025 | dollars as filed | |
| DATADOGINCCLASSA | 23804L103 | STOK | 3,059 | $224,837 | dollars as filed | |
| MARINEMAX INC | 567908108 | COM | 7,200 | $224,790 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 12,239 | $224,705 | dollars as filed | |
| AMETEK INC COM | 031100100 | Stock | 1,605 | $224,302 | dollars as filed | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,698 | $223,811 | dollars as filed | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,573 | $223,628 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 2,238 | $223,301 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,902 | $222,458 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,881 | $221,722 | dollars as filed | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 669 | $221,236 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 4,325 | $220,939 | dollars as filed | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 27,471 | $220,867 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 2,491 | $220,653 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 663,066 | $220,536 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 32,264 | $219,719 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,814 | $218,145 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 6,315 | $218,049 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 3,627 | $217,810 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 3,018 | $217,542 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,332 | $216,510 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,503 | $216,187 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 14,739 | $216,008 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U844 | FT VEST U.S | 7,045 | $215,922 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 104,000 | $215,280 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,093 | $215,239 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,549 | $214,694 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 5,466 | $214,595 | dollars as filed | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,041 | $213,649 | dollars as filed | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 5,394 | $213,602 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,326 | $212,682 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1,300 | $212,679 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 12,000 | $212,026 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 7,246 | $211,964 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,499 | $211,708 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,743 | $211,432 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 2,985 | $211,397 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,088 | $211,344 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,424 | $211,213 | dollars as filed | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,758 | $210,915 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,788 | $210,303 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,098 | $209,859 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 64,500 | $208,980 | dollars as filed | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,363 | $208,821 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 4,482 | $208,592 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,489 | $208,568 | dollars as filed | |
| SEANERGY MARITIME HLDGS CORP | Y73760194 | COM | 400,000 | $208,200 | dollars as filed | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 19,546 | $208,168 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 872 | $207,954 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,344 | $207,550 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,786 | $207,282 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,026 | $207,034 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,666 | $206,799 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 3,533 | $206,210 | dollars as filed | |
| GRACO INC COM | 384109104 | Stock | 3,063 | $206,036 | dollars as filed | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 9,932 | $205,998 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 1,890 | $205,934 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 600 | $205,548 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 18,015 | $205,191 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 4,391 | $204,949 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 27,287 | $204,843 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 22,877 | $204,749 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 19,311 | $204,503 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,000 | $204,240 | dollars as filed | |
| ISHARES TR | 464288620 | SHS | 4,152 | $203,919 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 5,392 | $203,764 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,756 | $203,306 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,165 | $202,832 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 925 | $202,685 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,443 | $202,590 | dollars as filed | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,402 | $202,242 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 6,698 | $202,213 | dollars as filed | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,227 | $202,186 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 2,490 | $201,939 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 6,590 | $201,773 | dollars as filed | |
| STEM INC | 85859N102 | COM | 22,555 | $201,642 | dollars as filed | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 3,046 | $201,523 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,125 | $201,484 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 3,599 | $201,292 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 3,412 | $200,915 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 8,003 | $200,716 | dollars as filed | |
| ATLAS CORP | Y0436Q109 | COM | 13,076 | $200,585 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 8,163 | $200,076 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 16,131 | $200,021 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 35,122 | $197,737 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,923 | $196,839 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,958 | $194,164 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,269 | $194,059 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 10,615 | $194,045 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 16,847 | $191,383 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 16,364 | $190,732 | dollars as filed | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 18,400 | $190,624 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 112,849 | $189,586 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 12,262 | $189,208 | dollars as filed | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 12,541 | $188,805 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,873 | $183,404 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,429 | $182,525 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 15,378 | $178,487 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 120,040 | $177,659 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 15,000 | $173,850 | dollars as filed | |
| EURODRY LTD | Y23508107 | COM | 10,000 | $171,850 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 33,265 | $169,319 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 11,720 | $168,768 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,472 | $168,691 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 42,150 | $167,336 | dollars as filed | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 11,747 | $166,919 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,935 | $166,663 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 19,200 | $166,656 | dollars as filed | |
| BRF SA | 10552T107 | SPONSORED ADR | 105,000 | $165,900 | dollars as filed | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 21,034 | $164,274 | dollars as filed | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,941 | $162,807 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 22,350 | $162,485 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 14,156 | $161,662 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 16,950 | $161,534 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 22,910 | $160,599 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 32,580 | $159,968 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 17,729 | $157,434 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,300 | $154,071 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 10,681 | $153,806 | dollars as filed | |
| ECOFIN SUSTAINABLE & SOC IMP T | 27901F109 | COM SH BEN INT | 11,905 | $152,983 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 14,683 | $151,675 | dollars as filed | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 57,173 | $151,489 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,250 | $150,975 | dollars as filed | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,039 | $150,845 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 13,211 | $149,810 | dollars as filed | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 14,175 | $149,263 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,010 | $148,940 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 12,958 | $146,490 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 63,194 | $145,978 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,860 | $145,575 | dollars as filed | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,182 | $141,798 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 42,166 | $141,678 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 16,133 | $139,873 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 15,184 | $139,542 | dollars as filed | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,010 | $137,646 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 18,793 | $136,813 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 24,991 | $136,327 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 17,382 | $135,755 | dollars as filed | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 22,315 | $133,890 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 18,819 | $133,803 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,597 | $132,329 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 19,223 | $129,950 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 25,179 | $128,918 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,011 | $125,515 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,950 | $123,188 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 21,695 | $123,011 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 16,079 | $121,384 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 18,739 | $121,241 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,926 | $118,806 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 69,887 | $118,109 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 19,100 | $116,701 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 74,300 | $113,679 | dollars as filed | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 16,500 | $113,190 | dollars as filed | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 11,176 | $112,431 | dollars as filed | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,700 | $111,815 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,500 | $111,720 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 12,307 | $111,655 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 11,418 | $110,412 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,665 | $108,675 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 164,800 | $107,945 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,000 | $107,640 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,000 | $107,400 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 15,624 | $107,340 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 10,000 | $106,100 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 10,294 | $105,001 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,816 | $104,041 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 10,300 | $102,382 | dollars as filed | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $100,138 | dollars as filed | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 21,944 | $98,534 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,497 | $97,950 | dollars as filed | |
| Checkpoint Therapeutics Inc | 162828206 | Common Stock | 19,150 | $97,857 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,657 | $97,700 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $97,138 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 54,516 | $95,948 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,400 | $94,094 | dollars as filed | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,269 | $94,047 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,500 | $93,419 | dollars as filed | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,599 | $92,925 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 32,764 | $88,135 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 13,629 | $87,225 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 29,266 | $86,627 | dollars as filed | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,515 | $84,982 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 12,029 | $84,699 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 58,043 | $84,162 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 12,795 | $82,275 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 10,269 | $81,536 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 13,230 | $81,368 | dollars as filed | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 260,742 | $80,830 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,749 | $80,295 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,324 | $80,011 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 11,876 | $79,925 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,080 | $78,566 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,630 | $77,923 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 16,165 | $76,947 | dollars as filed | |
| MUSTANG BIO INC | 62818Q104 | COM | 194,226 | $76,700 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 47,398 | $75,363 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 14,918 | $75,038 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,586 | $74,588 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 12,797 | $73,839 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 75,000 | $73,705 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,891 | $72,646 | dollars as filed | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 15,500 | $72,540 | dollars as filed | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 75,000 | $67,599 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 12,600 | $66,906 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 19,406 | $66,562 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 15,200 | $64,600 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 44,500 | $64,080 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,014 | $63,112 | dollars as filed | |
| ATHENEX INC | 04685N103 | COM | 426,549 | $62,916 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 10,771 | $62,472 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,923 | $62,080 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 70,000 | $60,113 | dollars as filed | |
| CHICOS FAS INC | 168615102 | COM | 12,000 | $59,040 | dollars as filed | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 11,000 | $58,080 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 15,100 | $56,625 | dollars as filed | |
| AXT INC | 00246W103 | COM | 12,895 | $56,480 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 32,428 | $56,425 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 30,000 | $56,100 | dollars as filed | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,282 | $53,876 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 89,000 | $50,579 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,685 | $50,001 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 12,975 | $49,694 | dollars as filed | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 14,488 | $49,550 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 13,600 | $48,688 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 15,000 | $46,950 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 19,932 | $45,844 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,850 | $45,403 | dollars as filed | |
| AMBRX BIOPHARMA, INC. SPONSORED ADR | 02290A102 | COM | 20,000 | $45,400 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 34,200 | $42,750 | dollars as filed | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,509 | $41,510 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 12,072 | $40,924 | dollars as filed | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 42,900 | $38,610 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 40,000 | $36,213 | dollars as filed | |
| NEW YORK CITY REIT INC | 649439205 | COM | 20,204 | $35,761 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 34,000 | $35,360 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,515 | $34,792 | dollars as filed | |
| BOXLIGHT CORP | 103197109 | COM CL A | 111,935 | $34,789 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 15,380 | $34,759 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,339 | $34,698 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 17,250 | $33,120 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 42,700 | $32,892 | dollars as filed | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 15,375 | $32,288 | dollars as filed | |
| CARECLOUD INC | 14167R100 | COM | 11,450 | $32,175 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 10,250 | $31,878 | dollars as filed | |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 35,000 | $30,510 | dollars as filed | |
| TRXADE HEALTH INC | 89846A207 | COM NEW | 71,653 | $28,848 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 15,585 | $26,962 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 163,100 | $25,819 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 10,400 | $25,584 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 36,500 | $24,816 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 12,387 | $24,774 | dollars as filed | |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 120,229 | $24,635 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $23,968 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,600 | $23,565 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 13,075 | $23,404 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $23,000 | dollars as filed | |
| ONTRAK INC | 683373104 | COM | 58,950 | $21,670 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $21,360 | dollars as filed | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 27,873 | $21,047 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 10,000 | $19,800 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 16,150 | $18,734 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 36,000 | $17,248 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 12,960 | $17,237 | dollars as filed | |
| LEAFLY HOLDINGS INC | 52178J105 | COM | 26,000 | $16,949 | dollars as filed | |
| SRAX INC | 78472M106 | CL A | 11,000 | $16,830 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 96,555 | $16,752 | dollars as filed | |
| NOGIN INC | 65528N105 | COM | 20,000 | $15,400 | dollars as filed | |
| HALL OF FAME RESORT & ENTMT | 40619L110 | *W EXP 07/01/202 | 309,604 | $14,551 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,630 | $14,072 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 12,100 | $13,915 | dollars as filed | |
| MOBILICOM LTD | 60742B110 | *W EXP 08/31/202 | 124,890 | $13,738 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 14,804 | $13,658 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 254,200 | $12,685 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 10,100 | $12,019 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 28,000 | $11,060 | dollars as filed | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,195 | $10,805 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 22,900 | $9,934 | dollars as filed | |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 10,000 | $9,733 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,300 | $8,701 | dollars as filed | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 20,200 | $8,567 | dollars as filed | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 87,800 | $8,350 | dollars as filed | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 25,001 | $7,925 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,557 | $7,501 | dollars as filed | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 191,898 | $7,446 | dollars as filed | |
| LOTTERY COM INC | 54570M108 | COM | 40,600 | $7,166 | dollars as filed | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 147,093 | $6,913 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,000 | $6,181 | dollars as filed | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 22,500 | $6,174 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 22,500 | $5,783 | dollars as filed | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 13,900 | $5,699 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 10,000 | $5,600 | dollars as filed | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 48,000 | $4,560 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 44,200 | $4,420 | dollars as filed | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 10,000 | $3,976 | dollars as filed | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,000 | $3,386 | dollars as filed | |
| SEAPORT GLOBAL ACQUISITION I | 81221H113 | *W EXP 11/17/202 | 304,100 | $3,041 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 10,000 | $2,860 | dollars as filed | |
| DRIVE SHACK INC | 262077100 | COM | 15,166 | $2,542 | dollars as filed | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 21,400 | $2,365 | dollars as filed | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 18,000 | $1,940 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $1,630 | dollars as filed | |
| OTONOMY INC | 68906L105 | COM | 10,000 | $871 | dollars as filed | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 11,196 | $731 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-23-013110 | superseded | 2023-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001213900-23-020216 | this filing | 2023-03-15 | acceptance time not in the bulk data set |