Skip to content

13F-HR filed by B. Riley Wealth Advisors, Inc.

B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-21, with 1,512 holding rows worth $3,973,933,273.

Accession
0001213900-23-013110
Filed
2023-02-21
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, 1,512 entries on the cover page, a total value of $3,973,933,273 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,973,933,273 with VALUE read as dollars as filed, 13F file number 028-13634. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
OUSTER INC68989M111*W EXP 03/11/20248,000$4,560dollars as filed
WM TECHNOLOGY INC92971A117*W EXP 06/16/20244,200$4,420dollars as filed
CODIAK BIOSCIENCES INC192010106COM10,000$3,976dollars as filed
ADAMIS PHARMACEUTICALS CORP00547W208COM NEW20,000$3,386dollars as filed
SEAPORT GLOBAL ACQUISITION I81221H113*W EXP 11/17/202304,100$3,041dollars as filed
MULLEN AUTOMOTIVE INC62526P109COM10,000$2,860dollars as filed
DRIVE SHACK INC262077100COM15,166$2,542dollars as filed
CORBUS PHARMACEUTICALS HLDGS21833P103COM21,400$2,365dollars as filed
WISA TECHNOLOGIES INC86633R203COM NEW18,000$1,940dollars as filed
ZOMEDICA CORP COM98980M109Stock10,000$1,630dollars as filed
OTONOMY INC68906L105COM10,000$871dollars as filed
VOLTA INC92873V110*W EXP 08/26/20211,196$731dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001213900-23-013110this filing2023-02-21acceptance time not in the bulk data set
13F-HR/A 0001213900-23-020216 base2023-03-15acceptance time not in the bulk data set