13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-09-09, with 755 holding rows worth $85,320,052,000.
- Accession
- 0001213900-22-055032
- Filer
- CIK 1599892
- Filed
- 2022-09-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 756 entries on the cover page, a total value of $85,320,052,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,499,102,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,520 | $348,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,530 | $347,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 11,700 | $346,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,805 | $345,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,166 | $343,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,445 | $341,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 13,927 | $341,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,772 | $340,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 58,500 | $338,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,686 | $336,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,581 | $335,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,864 | $332,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 20,000 | $330,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 29,756 | $329,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 30,585 | $328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 19,112 | $327,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 18,687 | $326,000 | thousands by filing date | |
| MGC | 921910873 | COM | 2,446 | $322,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 821 | $320,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,894 | $318,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,061 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q705 | FT VEST S&P 500 | 6,482 | $318,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,639 | $315,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,566 | $315,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 782 | $309,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,952 | $308,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,430 | $308,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,084 | $307,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 7,024 | $306,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 14,866 | $305,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 21,374 | $304,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,787 | $303,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,044 | $300,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 9,644 | $298,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,933 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,007 | $296,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,885 | $295,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 33,782 | $295,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,228 | $293,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 32,114 | $291,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 609 | $290,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,595 | $290,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,987 | $286,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 38,650 | $284,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,516 | $283,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,440 | $283,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,034 | $282,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,853 | $281,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,357 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 6,113 | $279,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 826 | $278,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,022 | $278,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,844 | $278,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,401 | $277,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,015 | $276,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,363 | $275,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,064 | $275,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 6,290 | $275,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,412 | $274,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 74,000 | $272,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,974 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,004 | $270,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 6,402 | $270,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,974 | $270,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 32,153 | $268,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 14,942 | $268,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,226 | $267,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 19,433 | $267,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 22,686 | $267,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 225 | $267,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 15,440 | $265,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 21,078 | $265,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 14,355 | $265,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,429 | $264,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 18,327 | $264,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 46,092 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,060 | $261,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 12,675 | $260,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 6,270 | $259,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,126 | $259,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 5,044 | $259,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 5,389 | $257,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,217 | $256,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 31,415 | $254,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,353 | $253,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,381 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,110 | $252,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,347 | $252,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A156 | LHA MKT ST ALP | 9,905 | $252,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,026 | $251,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 17,899 | $250,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 513 | $248,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,841 | $248,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 20,360 | $248,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,344 | $246,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 16,902 | $246,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 813 | $244,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,010 | $244,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 13,934 | $244,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,405 | $244,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,482 | $243,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,726 | $243,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,798 | $242,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 14,814 | $242,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 4,950 | $241,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 10,272 | $241,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,887 | $238,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,304 | $237,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 20,974 | $236,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 11,905 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,630 | $232,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 1,103 | $232,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,937 | $231,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,066 | $230,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,731 | $229,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 6,663 | $229,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 595 | $229,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 591 | $228,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,300 | $227,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 384 | $227,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,084 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,471 | $227,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 13,830 | $227,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,936 | $227,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 870 | $226,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,017 | $224,000 | thousands by filing date | |
| SERIES PORTFOLIOS TR ETF INFRACAP EQUITY INCOME FD | 81752T619 | ETF | 8,400 | $224,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,279 | $223,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 4,500 | $221,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,422 | $221,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 25,611 | $221,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,424 | $220,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 10,004 | $219,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,724 | $218,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,919 | $218,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 19,686 | $218,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,454 | $217,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,362 | $217,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,184 | $215,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,641 | $214,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,472 | $211,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,325 | $210,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,992 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,700 | $209,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,825 | $207,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,465 | $207,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 17,135 | $206,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,125 | $206,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 3,160 | $206,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 9,172 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,199 | $206,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,008 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 5,804 | $205,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 7,684 | $205,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 100,000 | $205,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,502 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,530 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,050 | $203,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 7,880 | $203,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,480 | $203,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,830 | $203,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,019 | $203,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 22,327 | $203,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 154 | $201,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,153 | $201,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 22,671 | $201,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 15,119 | $201,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 11,165 | $199,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 24,500 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 17,466 | $198,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,938 | $196,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 32,043 | $195,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,289 | $195,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,467 | $191,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 24,825 | $188,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 79,150 | $184,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,800 | $178,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 21,875 | $176,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 24,832 | $173,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,728 | $173,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 16,098 | $169,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 13,563 | $169,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 13,706 | $158,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,293 | $158,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 29,937 | $156,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,462 | $156,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 47,800 | $151,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,293 | $145,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,000 | $142,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,219 | $139,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,300 | $138,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 11,500 | $135,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,000 | $132,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 10,082 | $126,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,950 | $121,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,524 | $117,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 48,900 | $116,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $116,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 19,000 | $116,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,998 | $108,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 14,444 | $107,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,256 | $106,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 19,126 | $103,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 73,055 | $102,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,141 | $102,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,681 | $97,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 14,400 | $95,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 49,000 | $91,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14,797 | $89,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,455 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,755 | $88,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 30,910 | $88,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 28,799 | $86,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,548 | $85,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 18,800 | $84,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,191 | $82,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 10,679 | $81,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 10,000 | $78,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 11,530 | $73,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 39,000 | $73,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 11,234 | $68,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 22,106 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,000 | $64,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,750 | $64,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,000 | $60,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 11,950 | $54,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 16,085 | $53,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,200 | $50,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,266 | $49,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 39,500 | $49,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,548 | $47,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 40,600 | $45,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 45,000 | $43,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 14,918 | $40,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,600 | $37,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,200 | $36,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 13,200 | $33,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 13,000 | $32,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,500 | $30,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,805 | $23,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 23,000 | $23,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,000 | $22,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 10,000 | $20,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,000 | $19,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 10,000 | $18,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 12,500 | $17,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 26,250 | $17,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,700 | $13,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,000 | $13,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 10,000 | $11,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 18,500 | $11,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 37,500 | $10,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,894 | $6,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,900 | $3,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-22-055032 | this filing | 2022-09-09 | acceptance time not in the bulk data set |