13F-HR filed by NewEdge Advisors, LLC
NewEdge Advisors, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-13, with 1,144 holding rows worth $6,217,192,000.
- Accession
- 0001213900-22-026216
- Filer
- CIK 1633516
- Filed
- 2022-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,144 entries on the cover page, a total value of $6,217,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,217,192,000 with VALUE read as thousands by filing date, 13F file number 028-16626. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 18,900 | $235,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 18,600 | $234,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 17,300 | $233,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 22,042 | $232,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,800 | $231,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 46,012 | $230,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 10,288 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 19,702 | $226,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,131 | $222,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 29,366 | $221,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 20,061 | $219,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 34,310 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,411 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 14,890 | $212,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 17,358 | $209,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 17,122 | $205,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 44,325 | $203,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 16,800 | $202,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 39,001 | $200,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 18,990 | $199,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 11,292 | $198,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 16,998 | $192,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 21,500 | $190,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 11,474 | $190,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50,000 | $189,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,495 | $187,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 11,238 | $187,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,494 | $187,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 35,952 | $187,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,493 | $183,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 26,600 | $180,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 29,873 | $179,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 26,738 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,150 | $171,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,095 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 15,090 | $168,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,583 | $167,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 10,000 | $163,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,189 | $159,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 11,500 | $159,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,684 | $159,000 | thousands by filing date | |
| CINCINNATI BANCORP INC | 17187C102 | COM | 10,000 | $158,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 22,015 | $157,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 11,800 | $156,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 39,663 | $155,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,500 | $152,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 28,600 | $151,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 21,495 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,380 | $150,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,850 | $150,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,736 | $149,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 32,900 | $147,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 20,719 | $146,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,900 | $144,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 11,482 | $143,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 13,918 | $139,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,700 | $138,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 19,925 | $135,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 14,588 | $134,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,398 | $133,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 34,126 | $131,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 14,711 | $131,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 16,100 | $130,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 12,000 | $130,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,317 | $129,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 21,962 | $129,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,912 | $129,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 17,800 | $128,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 15,812 | $126,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 19,386 | $123,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 18,450 | $122,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 19,146 | $121,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 18,450 | $120,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 10,583 | $119,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 10,041 | $116,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 14,047 | $115,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,360 | $114,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,500 | $111,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 36,565 | $110,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 44,524 | $109,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 20,011 | $106,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 25,907 | $106,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 11,000 | $105,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 20,397 | $98,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 12,837 | $97,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,250 | $92,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,998 | $91,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,000 | $88,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 10,200 | $87,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 10,009 | $87,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 75,095 | $86,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,600 | $84,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 127,250 | $83,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,348 | $80,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,788 | $77,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 16,303 | $77,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 26,676 | $75,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 13,408 | $73,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 29,725 | $70,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,900 | $69,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 15,752 | $67,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,547 | $66,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 34,810 | $66,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 18,939 | $65,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,681 | $62,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 13,094 | $60,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,200 | $59,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 19,671 | $58,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,983 | $58,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,480 | $57,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 16,782 | $56,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 26,000 | $55,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 27,754 | $55,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,151 | $53,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 25,000 | $53,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 113,782 | $52,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,300 | $50,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 14,331 | $44,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 42,000 | $44,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 20,000 | $43,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 38,000 | $42,000 | thousands by filing date | principal |
| DRIVE SHACK INC | 262077100 | COM | 25,250 | $39,000 | thousands by filing date | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 30,000 | $36,000 | thousands by filing date | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 35,000 | $35,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 33,000 | $33,000 | thousands by filing date | principal |
| VIRCO MFG CO | 927651109 | COM | 10,503 | $31,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 19,000 | $31,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 30,000 | $31,000 | thousands by filing date | principal |
| FLEXSHOPPER INC | 33939J303 | COM | 17,592 | $30,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 30,000 | $30,000 | thousands by filing date | principal |
| WAITR HLDGS INC | 930752100 | COM | 76,610 | $28,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 22,000 | $27,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,613 | $26,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,400 | $24,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,000 | $23,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 11,500 | $23,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 20,000 | $22,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,100 | $16,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 15,000 | $15,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 12,000 | $12,000 | thousands by filing date | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,000 | $12,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 11,000 | $11,000 | thousands by filing date | principal |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 10,000 | $10,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-22-026216 | this filing | 2022-05-13 | acceptance time not in the bulk data set |