13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-10, with 626 holding rows worth $1,298,130,000 by the sum of the rows.
- Accession
- 0001213900-22-025213
- Filer
- CIK 1599892
- Filed
- 2022-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 626 entries on the cover page, a total value of $1,298,133,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,298,130,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,298,133,000,000, about 1,000 times the sum of the rows, $1,298,130,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINDE PLC | G5494J103 | SHS | 776 | $248,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,188 | $248,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 6,164 | $243,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,527 | $241,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,615 | $240,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 589 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,485 | $240,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,435 | $238,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 20,300 | $238,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,515 | $238,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,740 | $237,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 31,260 | $237,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 7,347 | $237,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,183 | $236,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 9,270 | $235,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,200 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 5,804 | $235,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 59,650 | $235,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,969 | $234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,657 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,784 | $232,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,358 | $231,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 471 | $231,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 25,611 | $231,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,280 | $228,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 45,000 | $226,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 322 | $225,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 11,718 | $225,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,655 | $224,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,948 | $224,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,010 | $221,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,105 | $220,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,260 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,433 | $220,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,356 | $220,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 7,417 | $219,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 5,308 | $219,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,574 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 7,617 | $218,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,145 | $216,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,252 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 4,809 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,000 | $215,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 653 | $213,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 15,688 | $213,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,299 | $212,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,215 | $212,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,954 | $210,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 11,967 | $210,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,867 | $209,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 100,000 | $209,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 488 | $206,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,708 | $206,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,598 | $205,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 6,986 | $205,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,121 | $205,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,181 | $204,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,504 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,871 | $203,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,007 | $202,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 8,510 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,818 | $202,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,535 | $202,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 43,750 | $198,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 22,822 | $197,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 11,604 | $192,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 16,081 | $186,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,105 | $184,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 21,466 | $175,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,500 | $174,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 10,900 | $164,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,600 | $163,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 16,280 | $162,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 13,062 | $161,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 18,800 | $160,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,741 | $159,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 13,558 | $154,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,000 | $153,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 16,500 | $152,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,500 | $151,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,333 | $149,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,000 | $146,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F540 | SKYB CRY IND ETF | 10,100 | $145,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 34,000 | $137,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 19,000 | $130,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 21,687 | $127,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,969 | $126,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 13,337 | $126,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 34,929 | $123,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 13,881 | $118,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $115,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 35,600 | $112,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 24,590 | $109,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 34,000 | $103,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 15,451 | $102,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 11,234 | $99,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,755 | $96,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 17,787 | $91,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 12,460 | $90,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,000 | $80,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 32,668 | $74,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,075 | $68,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,900 | $65,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,000 | $62,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 36,490 | $61,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,000 | $53,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 12,000 | $52,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,700 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 50,000 | $50,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,900 | $48,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 11,500 | $45,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 16,200 | $44,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 16,000 | $41,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 38,500 | $39,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 27,000 | $34,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 12,500 | $28,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $24,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 10,000 | $24,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 18,500 | $23,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,000 | $22,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 37,500 | $21,000 | thousands by filing date | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 14,918 | $20,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,000 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,995 | $19,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 12,500 | $19,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 10,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-22-025213 | this filing | 2022-05-10 | acceptance time not in the bulk data set |