13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 654 holding rows worth $1,443,978,000 by the sum of the rows.
- Accession
- 0001213900-22-006241
- Filer
- CIK 1599892
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 654 entries on the cover page, a total value of $1,443,981,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,443,978,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $1,443,981,000,000, about 1,000 times the sum of the rows, $1,443,978,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REPLIGEN CORP COM | 759916109 | Stock | 1,008 | $267,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,770 | $265,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,048 | $264,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 17,678 | $264,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 29,900 | $264,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 52,000 | $264,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,348 | $263,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 150 | $262,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,328 | $259,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,110 | $259,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 454 | $257,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,546 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,195 | $255,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,779 | $255,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,100 | $255,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 1,777 | $254,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 933 | $253,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 546 | $253,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 25,611 | $253,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 382 | $252,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,110 | $251,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,782 | $250,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 5,701 | $250,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 385 | $248,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,650 | $248,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,318 | $245,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,017 | $244,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,267 | $242,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 10,090 | $241,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,215 | $238,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,228 | $237,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,129 | $237,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,515 | $236,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,988 | $235,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,971 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,433 | $235,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,535 | $235,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 5,804 | $235,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,257 | $234,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 36,600 | $233,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,722 | $232,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 10,344 | $232,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,910 | $230,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,056 | $230,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,922 | $230,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,299 | $227,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,748 | $226,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,475 | $225,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 2,708 | $224,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F755 | FT VEST LADDERED | 9,310 | $224,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,822 | $223,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 2,136 | $221,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,370 | $221,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,859 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 3,498 | $219,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,181 | $219,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,488 | $218,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 4,548 | $218,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 3,942 | $216,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,374 | $216,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 567 | $216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F789 | ACTIVE FACTOR LA | 7,950 | $216,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,459 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,602 | $215,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 831 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 4,809 | $214,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 34,000 | $214,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,268 | $213,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,954 | $212,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 866 | $211,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,845 | $209,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,355 | $209,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,404 | $209,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,794 | $208,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,698 | $208,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 4,510 | $208,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,500 | $207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,275 | $206,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 8,881 | $205,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,303 | $205,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 8,616 | $204,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 2,121 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,157 | $203,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 7,543 | $203,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 608 | $202,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 8,600 | $202,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 2,786 | $202,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 669 | $201,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,806 | $201,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 12,835 | $199,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 36,000 | $197,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 33,000 | $192,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 20,372 | $192,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 100,000 | $188,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,000 | $187,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 41,250 | $186,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,037 | $180,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,600 | $180,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,200 | $179,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,314 | $175,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 50,000 | $173,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 13,500 | $173,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,000 | $171,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 10,626 | $166,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 10,300 | $165,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 13,552 | $163,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 17,601 | $159,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,855 | $157,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 10,450 | $153,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 15,051 | $141,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 19,000 | $140,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,623 | $139,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 11,054 | $139,000 | thousands by filing date | |
| NOVAN INC COM NEW | 66988N205 | Stock | 33,150 | $138,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 27,240 | $137,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,417 | $137,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,928 | $133,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 13,337 | $133,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15,000 | $132,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 34,000 | $129,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 13,881 | $129,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 32,695 | $127,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,324 | $125,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,520 | $117,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 11,933 | $107,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 14,500 | $107,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 12,448 | $104,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 12,878 | $104,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 17,658 | $103,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 21,000 | $97,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,000 | $89,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 18,000 | $89,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 31,753 | $88,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 12,286 | $87,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 16,000 | $84,000 | thousands by filing date | |
| JOURNEY MED CORP | 48115J109 | COM | 15,000 | $81,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 14,250 | $79,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,100 | $74,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 18,700 | $64,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 30,900 | $62,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 16,962 | $55,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 17,000 | $50,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 12,500 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 50,000 | $50,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 135,000 | $48,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 29,000 | $40,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,000 | $38,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 13,344 | $36,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 48,500 | $34,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 15,000 | $33,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,000 | $30,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 10,125 | $11,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 10,000 | $9,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-22-006241 | this filing | 2022-02-10 | acceptance time not in the bulk data set |