13F-HR filed by Newfound Research LLC
Newfound Research LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-14, with 121 holding rows worth $61,759,000.
- Accession
- 0001213900-21-052802
- Filer
- CIK 1630806
- Filed
- 2021-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 121 entries on the cover page, a total value of $61,759,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,760,000 with VALUE read as thousands by filing date, 13F file number 028-17093. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRosedale Thomas B.028-17094
- included managerHoffstein Corey028-17095
- included managerSand Hill Cove Management LLC028-17097
- included managerNewfound Holdings, LLC028-17098
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 26,498 | $11,371,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 23,385 | $9,223,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 39,875 | $5,129,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 116,761 | $5,123,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 104,480 | $5,121,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 29,009 | $5,094,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23,828 | $1,751,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 13,106 | $1,748,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 36,760 | $1,747,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 13,137 | $1,731,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 42,292 | $1,731,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 34,778 | $1,730,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 763 | $130,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 222 | $127,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 311 | $126,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 609 | $122,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 805 | $122,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,616 | $118,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,569 | $118,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 614 | $118,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 356 | $117,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 485 | $117,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 701 | $117,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 831 | $116,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 274 | $116,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 814 | $116,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 305 | $116,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 974 | $115,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 764 | $115,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 251 | $115,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,426 | $115,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 432 | $114,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 860 | $114,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 276 | $114,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 676 | $114,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 667 | $113,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,317 | $113,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 385 | $113,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 34 | $112,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 692 | $112,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 401 | $112,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 851 | $112,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,362 | $112,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 884 | $111,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 497 | $111,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,154 | $111,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 542 | $111,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 3,142 | $111,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,097 | $110,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 316 | $110,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 322 | $110,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,444 | $109,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,218 | $108,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 524 | $107,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 865 | $107,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 373 | $107,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,317 | $107,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,520 | $107,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,819 | $106,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 510 | $105,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 577 | $105,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 597 | $105,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 264 | $104,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,349 | $104,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 170 | $103,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 344 | $103,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 2,518 | $103,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,541 | $103,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 312 | $100,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 355 | $100,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,449 | $100,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 771 | $97,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 693 | $96,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 272 | $92,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 206 | $92,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,562 | $91,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 435 | $91,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 346 | $89,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 49 | $89,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 543 | $89,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 849 | $89,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 192 | $86,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 283 | $86,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 83 | $83,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 508 | $83,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 678 | $81,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 138 | $79,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 408 | $79,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 276 | $79,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 226 | $78,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 543 | $77,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 216 | $77,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,394 | $76,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 516 | $75,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,004 | $75,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 445 | $74,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 168 | $73,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 763 | $72,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 343 | $71,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 188 | $71,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 423 | $70,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 162 | $69,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 260 | $69,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 169 | $69,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 126 | $68,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 324 | $67,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 564 | $64,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 396 | $62,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 395 | $61,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 96 | $60,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 509 | $59,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 413 | $58,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 235 | $58,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,306 | $57,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 92 | $57,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 507 | $56,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 191 | $56,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 195 | $56,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 264 | $56,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 41 | $56,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 180 | $54,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-21-052802 | this filing | 2021-10-14 | acceptance time not in the bulk data set |