13F-HR filed by B. Riley Wealth Management, Inc.
B. Riley Wealth Management, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 432 holding rows worth $855,638,000.
- Accession
- 0001213900-21-027030
- Filer
- CIK 1599892
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 432 entries on the cover page, a total value of $855,638,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $855,638,000 with VALUE read as thousands by filing date, 13F file number 028-16196. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 349,970 | $42,749,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,350 | $38,211,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 64,498 | $25,563,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 216,775 | $17,884,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 150,596 | $16,484,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 732,195 | $16,196,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 57,804 | $13,819,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 81,911 | $13,102,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 41,834 | $12,770,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 135,058 | $12,328,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 38,138 | $12,171,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,789 | $11,267,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,387 | $11,111,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 234,869 | $11,090,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 137,830 | $10,625,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 131,773 | $10,431,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22,638 | $10,332,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 309,982 | $10,214,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 47,134 | $9,980,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 57,936 | $9,973,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 508,982 | $9,956,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 125,135 | $9,461,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 31,089 | $9,157,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 25,544 | $9,095,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 238,294 | $9,050,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 82,550 | $8,934,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 39,412 | $8,555,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 32,167 | $8,194,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 21,676 | $7,640,000 | thousands by filing date | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 276,124 | $7,530,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 20,221 | $7,524,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 147,317 | $7,522,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30,552 | $7,419,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 72,622 | $7,010,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 13,481 | $6,923,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 106,748 | $6,739,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 213,461 | $6,461,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 292,825 | $6,448,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,102 | $6,416,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 112,847 | $6,300,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 98,726 | $6,064,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 90,089 | $5,798,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 276,048 | $5,562,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 77,628 | $5,561,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 146,494 | $5,307,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,862 | $5,265,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 15,887 | $5,246,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 118,712 | $5,147,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,394 | $4,985,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 187,968 | $4,431,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 82,980 | $4,291,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 29,220 | $4,139,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 30,006 | $4,076,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 80,503 | $4,040,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 29,501 | $3,920,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,269 | $3,901,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 50,750 | $3,855,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 11,235 | $3,828,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,616 | $3,687,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,568 | $3,617,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 230,345 | $3,616,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 46,677 | $3,512,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 3,159 | $3,495,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,029 | $3,491,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 445,697 | $3,423,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,625 | $3,396,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 69,258 | $3,369,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 34,746 | $3,350,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,645 | $3,338,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 89,934 | $3,274,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 59,656 | $3,165,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,709 | $3,145,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 23,519 | $3,124,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,782 | $3,068,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 20,311 | $3,045,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,299 | $2,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 65,733 | $2,990,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,352 | $2,945,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,546 | $2,904,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 16,622 | $2,794,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 396,956 | $2,679,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 84,272 | $2,675,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,730 | $2,596,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,851 | $2,511,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,212 | $2,481,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,626 | $2,448,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,832 | $2,438,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 93,700 | $2,384,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,523 | $2,296,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 109,187 | $2,271,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7,000 | $2,249,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,861 | $2,236,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,107 | $2,234,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,099 | $2,181,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 224,124 | $2,178,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 41,265 | $2,170,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 85,359 | $2,112,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 39,301 | $2,035,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 16,591 | $1,990,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 14,781 | $1,960,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 95,248 | $1,927,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,792 | $1,883,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 137,579 | $1,845,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 17,597 | $1,789,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,196 | $1,760,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,246 | $1,751,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 25,791 | $1,701,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 3,207 | $1,673,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,207 | $1,667,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 34,639 | $1,665,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 46,074 | $1,644,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 8,549 | $1,607,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,724 | $1,589,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,690 | $1,565,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 36,108 | $1,558,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,080 | $1,528,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 39,572 | $1,524,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 68,143 | $1,518,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 29,439 | $1,510,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 35,258 | $1,474,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,987 | $1,452,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 18,420 | $1,450,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,551 | $1,429,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 22,284 | $1,418,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 17,848 | $1,401,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,911 | $1,370,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,048 | $1,367,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 44,392 | $1,354,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 27,746 | $1,338,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 6,611 | $1,333,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 76,467 | $1,318,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 45,286 | $1,307,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 28,913 | $1,305,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 24,640 | $1,302,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 19,340 | $1,301,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,829 | $1,298,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,757 | $1,287,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 36,918 | $1,257,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 6,108 | $1,231,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,278 | $1,207,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F854 | FT VEST U.S. | 35,097 | $1,185,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 30,528 | $1,172,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 78,020 | $1,170,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 12,469 | $1,155,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 8,305 | $1,139,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 48,619 | $1,132,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 119,757 | $1,127,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 9,485 | $1,078,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 123,953 | $1,066,000 | thousands by filing date | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 50,500 | $1,025,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,049 | $1,024,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 15,497 | $1,022,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 15,059 | $1,020,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 59,295 | $1,017,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 50,557 | $1,004,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,115 | $996,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,961 | $968,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 21,956 | $945,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,248 | $941,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,987 | $932,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,239 | $929,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 55,024 | $916,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 11,584 | $895,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 10,479 | $892,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 28,973 | $892,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 29,702 | $881,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,163 | $877,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 16,039 | $874,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 57,251 | $874,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,709 | $867,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 33,965 | $851,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 41,550 | $842,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 51,614 | $834,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,003 | $830,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 11,388 | $821,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,642 | $811,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 15,067 | $798,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 32,686 | $798,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,526 | $793,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 537 | $791,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 14,277 | $791,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,661 | $784,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 35,351 | $781,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,166 | $778,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,115 | $758,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 17,901 | $745,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 985 | $728,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,199 | $726,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 30,270 | $723,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,900 | $706,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 15,271 | $699,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,981 | $693,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 24,657 | $679,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,581 | $644,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 21,095 | $640,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,481 | $634,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 12,545 | $633,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 8,451 | $630,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,845 | $627,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 12,924 | $624,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 25,600 | $623,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,679 | $621,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,287 | $621,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,226 | $617,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,330 | $617,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 72,730 | $610,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,475 | $600,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 7,761 | $591,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,615 | $589,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 25,000 | $589,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,617 | $587,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,017 | $576,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,162 | $556,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 7,737 | $544,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 10,425 | $542,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 35,915 | $537,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 7,216 | $534,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,914 | $530,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 21,954 | $528,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,613 | $522,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,855 | $521,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,702 | $514,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1,910 | $512,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 34,422 | $512,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 16,073 | $510,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,200 | $506,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,880 | $505,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,192 | $504,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072810 | FOCUSED DYNAMIC | 6,591 | $487,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,435 | $476,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 19,591 | $474,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 35,348 | $466,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 17,300 | $459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,994 | $458,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,733 | $457,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 7,125 | $450,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,487 | $445,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 8,720 | $443,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 17,100 | $440,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 26,626 | $434,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 14,767 | $432,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,625 | $426,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,172 | $421,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 20,800 | $421,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,892 | $421,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 14,751 | $420,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,563 | $416,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,610 | $411,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,768 | $409,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,591 | $408,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,956 | $407,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,940 | $402,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,330 | $399,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,606 | $397,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 4,251 | $396,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,585 | $396,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 966 | $384,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 6,264 | $384,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,878 | $382,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 11,149 | $380,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,620 | $377,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 16,418 | $371,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,132 | $370,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,174 | $370,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,273 | $367,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 10,000 | $365,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 21,392 | $363,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,336 | $360,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,081 | $360,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 8,505 | $359,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 7,874 | $355,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,750 | $355,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,194 | $354,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 48,404 | $353,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 16,260 | $352,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,390 | $348,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6,200 | $348,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 33,782 | $345,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,497 | $341,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 548 | $338,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,995 | $335,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,828 | $334,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,178 | $332,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,971 | $332,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,240 | $328,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 8,420 | $328,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,390 | $328,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,740 | $327,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 640 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,681 | $318,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,725 | $316,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,382 | $315,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,339 | $315,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,410 | $314,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 2,400 | $314,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,214 | $309,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 944 | $308,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 2,459 | $305,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 12,948 | $304,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 9,438 | $301,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 1,125 | $301,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,148 | $299,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,079 | $298,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,821 | $297,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,130 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,865 | $290,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,002 | $288,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,301 | $283,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,135 | $278,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,240 | $277,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,403 | $275,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,655 | $273,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,853 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,894 | $270,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 3,612 | $265,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 2,044 | $265,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,523 | $265,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,043 | $264,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,775 | $263,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 5,104 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 3,531 | $258,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 5,361 | $249,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 25,611 | $248,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,307 | $245,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,555 | $243,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,925 | $243,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,103 | $242,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,926 | $242,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,519 | $239,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 18,238 | $239,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 600 | $238,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,655 | $238,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,694 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,785 | $235,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 3,500 | $234,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,710 | $232,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,535 | $231,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 24,515 | $230,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,505 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,545 | $229,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,891 | $229,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,935 | $226,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,350 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,146 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J742 | RAFI STRATGIC US | 6,362 | $223,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 6,147 | $223,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 4,736 | $223,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,457 | $222,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,408 | $219,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,734 | $218,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,664 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,407 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 5,434 | $217,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 25,917 | $217,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,835 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 8,576 | $217,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,250 | $215,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 945 | $214,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,200 | $214,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 11,114 | $213,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 20,500 | $212,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 14,000 | $211,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 1,454 | $210,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,000 | $209,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,187 | $208,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 12,100 | $208,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 7,675 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,100 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,826 | $206,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 100,000 | $206,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,124 | $205,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 20,000 | $205,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 836 | $203,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 6,785 | $203,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 4,000 | $202,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 925 | $201,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,200 | $201,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,386 | $201,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,207 | $200,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 14,772 | $200,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 40,000 | $196,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 13,841 | $193,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 30,990 | $191,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,954 | $189,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,269 | $188,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 15,600 | $186,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15,038 | $178,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 11,750 | $178,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 17,481 | $177,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 31,000 | $175,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 16,500 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,314 | $170,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 18,176 | $165,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,000 | $165,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 12,240 | $165,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,081 | $164,000 | thousands by filing date | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 11,769 | $162,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 10,903 | $162,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,000 | $157,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 16,699 | $156,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,000 | $154,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 16,374 | $149,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 14,952 | $149,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 10,391 | $143,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 17,000 | $139,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 15,000 | $137,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,450 | $137,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 15,900 | $134,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 13,881 | $130,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,900 | $105,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 10,350 | $104,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 11,803 | $86,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 10,780 | $85,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 20,174 | $81,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 11,000 | $74,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 10,000 | $73,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,500 | $72,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 22,000 | $65,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,000 | $64,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 12,000 | $56,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 12,500 | $54,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 50,000 | $51,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 20,000 | $43,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 11,300 | $38,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 11,125 | $36,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 11,500 | $36,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,000 | $35,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 12,000 | $29,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,000 | $19,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 13,500 | $15,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 10,000 | $12,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-21-027030 | this filing | 2021-05-17 | acceptance time not in the bulk data set |