13F-HR filed by Newfound Research LLC
Newfound Research LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-22, with 235 holding rows worth $113,988,000.
- Accession
- 0001213900-19-020796
- Filer
- CIK 1630806
- Filed
- 2019-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 239 entries on the cover page, a total value of $113,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,976,000 with VALUE read as thousands by filing date, 13F file number 028-17093. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerThomas B. Rosedale 028-17094
- included managerCorey M. Hoffstein 028-17095
- included managerNathan Faber 028-19511
- included managerSand Hill Cove Management LLC 028-17097
- included managerNewfound Holdings, LLC 028-17098
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 43,092 | $5,166,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 84,141 | $5,140,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 88,719 | $5,082,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 26,976 | $4,990,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 84,844 | $4,951,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 90,297 | $4,950,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 54,192 | $4,949,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 203,905 | $4,606,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 46,260 | $3,725,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 57,188 | $3,702,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 30,243 | $3,650,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 130,215 | $3,646,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 73,018 | $3,616,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 58,866 | $3,616,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 46,154 | $3,583,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 57,053 | $3,578,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 60,934 | $3,546,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 38,853 | $3,502,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 54,023 | $3,460,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 29,933 | $2,609,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 31,350 | $1,999,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 46,906 | $1,993,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 52,728 | $1,979,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 48,221 | $1,961,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 42,731 | $1,955,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 58,886 | $1,947,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 53,111 | $1,944,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 48,395 | $1,929,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 59,007 | $1,908,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 14,729 | $1,878,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 43,243 | $1,875,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 58,904 | $1,717,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 50,073 | $1,016,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 19,350 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 32,685 | $999,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,591 | $725,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 7,611 | $710,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,595 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,825 | $547,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,768 | $512,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,408 | $494,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 13,395 | $442,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 5,730 | $333,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 14,372 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 7,329 | $309,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 10,151 | $258,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 9,071 | $205,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 386 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 240 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 388 | $20,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 228 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 218 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 186 | $14,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 179 | $11,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 125 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 90 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 139 | $10,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 118 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 119 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 263 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 171 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 45 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 64 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 83 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 86 | $6,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 40 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 78 | $5,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 101 | $5,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 46 | $5,000 | thousands by filing date | |
| BLACKROCK MULTI-ASSET INCOME INVESTOR A | 09256H351 | NTF EQUITY FUNDS | 424 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 153 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 89 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 35 | $4,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 48 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 190 | $4,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 17 | $4,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 70 | $4,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 65 | $4,000 | thousands by filing date | |
| Newfound Research | 66538G825 | NEWFOUND MULTI-ASSET INCOME FUND CLASS A | 457 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 87 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 23 | $3,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 46 | $3,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 69 | $3,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 34 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11 | $3,000 | thousands by filing date | |
| Newfound Research | 66538G700 | NEWFOUND RISK MANAGED GLOBAL SECTORS FUND CLASS A | 272 | $3,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 45 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12 | $2,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 18 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 26 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 15 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 61 | $2,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 43 | $2,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 34 | $2,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 16 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 14 | $2,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 33 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 29 | $2,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 14 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 70 | $2,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 242 | $2,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 161 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 73 | $2,000 | thousands by filing date | |
| LyondellBasell Industries | N57345100 | EQUITY | 24 | $2,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18 | $1,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 17 | $1,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 17 | $1,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 22 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6 | $1,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 28 | $1,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 15 | $1,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 40 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 18 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 19 | $1,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 50 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7 | $1,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 12 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9 | $1,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 19 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 57 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14 | $1,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 19 | $1,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 17 | $1,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2 | $1,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 59 | $1,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 17 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 9 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 27 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 32 | $1,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 33 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 29 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 31 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 19 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 36 | $1,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 16 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS 5.875% SERIES E | 867914889 | PREFERR | 15 | $1,000 | thousands by filing date | |
| JP MORGAN INCOME BUILDER | 4812a3288 | COM | 80 | $1,000 | thousands by filing date | |
| ALPHACENTRIC INCOME OPPORTUNITIES A | 62827M169 | NTF BOND FUNDS | 49 | $1,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 92 | $1,000 | thousands by filing date | |
| CS Managed Futures | 22540S737 | MF | 80 | $1,000 | thousands by filing date | |
| JP Morgan | 46637K620 | JP MORGAN SYSTEMATIC ALPHA FUND CLASS A | 95 | $1,000 | thousands by filing date | |
| Longboard | 66538A430 | LONGBOARD MANAGED FUTURES STRATEGY FUND CLASS A | 76 | $1,000 | thousands by filing date | |
| Arbitrage Funds | 03875R106 | THE ARBITRAGE FUND CLASS R | 44 | $1,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTA SVCS INC | 74762E102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAVITA INC COM | 23918K108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNUM GROUP COM | 91529Y106 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP ON INC COM | 833034101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PVH CORPORATION COM | 693656100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LKQ CORP COM | 501889208 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDER SYS INC COM | 783549108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STR CORP COM | 857477103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCKESSON CORP COM | 58155Q103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RALPH LAUREN CORP | 751212101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 075896100 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L BRANDS INC | 501797104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN OUTFITTERS INC | 917047102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEFFERIES GROUP INC | 472319102 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CITIZENS F | 174610204 | Preferred Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AmerisourceBergen Corp. | 139859AB8 | EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001213900-19-020796 | this filing | 2019-10-22 | acceptance time not in the bulk data set |