13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2026-03-31, filed 2026-05-15, with 1,856 holding rows worth $60,784,301,838.
- Accession
- 0001207017-26-000036
- Filer
- CIK 1207017
- Filed
- 2026-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2026
A combination report, 2,050 entries on the cover page, a total value of $60,784,301,838 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,784,301,838 with VALUE read as dollars as filed, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COSTAMARE INC | Y1771G102 | SHS | 18,089 | $305,704 | dollars as filed | |
| United States Oil Fund LP | 91232N207 | COM | 2,401 | $305,527 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,365 | $303,004 | dollars as filed | |
| HARMONIC INC | 413160102 | COM | 33,598 | $301,710 | dollars as filed | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 16,271 | $300,851 | dollars as filed | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,087 | $298,168 | dollars as filed | |
| BELDEN INC COM | 077454106 | Stock | 2,576 | $295,802 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 2,195 | $295,601 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,210 | $295,205 | dollars as filed | |
| NUTANIX INC | 67059NAK4 | NOTE 0.500%12/1 | 32,440,000 | $293,421 | dollars as filed | principal |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 9,004 | $292,900 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,938 | $290,347 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,500 | $287,880 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 53,139 | $287,313 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 24,052 | $287,181 | dollars as filed | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 4,567 | $286,351 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,675 | $285,369 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 1,425 | $284,915 | dollars as filed | |
| RYERSON HLDG CORP | 783754104 | COM | 12,623 | $283,765 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,070 | $283,711 | dollars as filed | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 4,963 | $282,891 | dollars as filed | |
| EQUINOX GOLD CORP | 29446YAC0 | NOTE 4.750%10/1 | 11,681,000 | $282,155 | dollars as filed | principal |
| KEYCORP COM | 493267108 | Stock | 14,058 | $281,863 | dollars as filed | |
| CORE SCIENTIFIC INC NEW | 21874A106 | COM | 18,828 | $281,667 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 10,000 | $281,100 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 23,846,000 | $279,654 | dollars as filed | principal |
| FLUOR CORP | 343412102 | COM | 5,990 | $279,434 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 3,057 | $278,523 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 5,490 | $278,123 | dollars as filed | |
| SEABOARD CORP DEL | 811543107 | COM | 49 | $277,047 | dollars as filed | |
| CARS COM INC | 14575E105 | COM | 33,929 | $275,503 | dollars as filed | |
| CORNING INC | 219350105 | COM | 2,017 | $274,251 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC | 83419XAA6 | NOTE 4.750% 5/0 | 11,495,000 | $273,926 | dollars as filed | principal |
| PRIMO BRANDS CORPORATION CLASS A COM SHS | 741623102 | Stock | 14,500 | $273,035 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 8,166 | $272,908 | dollars as filed | |
| Mda Space Ltd | 55293N109 | COM | 10,719 | $271,564 | dollars as filed | |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 10,320,000 | $271,158 | dollars as filed | principal |
| AEROVIRONMENT INC | 008073AA6 | NOTE 7/1 | 27,536,000 | $270,128 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 27,933,000 | $269,465 | dollars as filed | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 794 | $269,023 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 23,039 | $268,174 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 29,757 | $268,111 | dollars as filed | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,597 | $267,766 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,747 | $266,417 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 10,602 | $265,474 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 44,269 | $265,171 | dollars as filed | |
| SILVERCORP METALS INC | 82835PAB9 | NOTE 4.750%12/1 | 10,312,000 | $264,874 | dollars as filed | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,085 | $261,114 | dollars as filed | |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 19,322,000 | $260,895 | dollars as filed | principal |
| STRATEGY INC | 594972AU5 | NOTE 3/0 | 29,765,000 | $260,717 | dollars as filed | principal |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 43,308 | $259,848 | dollars as filed | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,082 | $259,834 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 25,450,000 | $259,819 | dollars as filed | principal |
| CIPHER DIGITAL INC | 17253JAA4 | NOTE 1.750% 5/1 | 8,396,000 | $259,767 | dollars as filed | principal |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 11,446 | $258,565 | dollars as filed | |
| Gilat Satellite Network | M51474118 | COM | 17,202 | $258,374 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 13,405 | $257,778 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 3,786 | $257,297 | dollars as filed | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,841 | $257,243 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 23,272,000 | $256,072 | dollars as filed | principal |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,630 | $255,264 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 5,698 | $253,675 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 27,782,000 | $253,566 | dollars as filed | principal |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 12,048 | $250,116 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 109,623 | $249,940 | dollars as filed | |
| MINIMED GROUP INC | 60365F109 | COMMON STOCK | 16,723 | $249,507 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 16,531,000 | $249,411 | dollars as filed | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 9,809 | $248,952 | dollars as filed | |
| BRAZE INC | 10576N102 | COM CL A | 10,530 | $248,613 | dollars as filed | |
| TEXTRON INC COM | 883203101 | Stock | 2,836 | $248,320 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 19,108,000 | $246,875 | dollars as filed | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,725 | $246,192 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,317 | $244,603 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 15,606 | $244,546 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,150 | $242,823 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,220 | $241,206 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,941 | $240,390 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 3,000 | $239,820 | dollars as filed | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 5,623 | $237,628 | dollars as filed | |
| AGILON HEALTH INC | 00857U206 | COMMON STOCK | 30,040 | $237,616 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 8,180 | $237,138 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,556 | $236,972 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 33,060 | $235,718 | dollars as filed | |
| Radcom Ltd | M81865111 | COM | 19,378 | $235,636 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 10,204 | $235,508 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 17,938 | $235,346 | dollars as filed | |
| SAILPOINT INC COM | 78781J109 | Stock | 17,704 | $234,401 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,286 | $234,283 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 947 | $233,985 | dollars as filed | |
| SEMTECH CORP COM | 816850101 | Stock | 3,036 | $233,438 | dollars as filed | |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 23,826,000 | $232,959 | dollars as filed | principal |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 21,339 | $231,101 | dollars as filed | |
| BALCHEM CORP | 057665200 | COM | 1,358 | $230,154 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 4,033 | $229,881 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 438 | $228,947 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 4,118 | $226,161 | dollars as filed | |
| HEICO CORP NEW | 422806208 | CL A | 1,070 | $225,866 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 23,014,000 | $222,079 | dollars as filed | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,464 | $221,938 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 19,156,000 | $221,443 | dollars as filed | principal |
| Vanguard Value ETF | 922908744 | SHS | 1,477 | $220,786 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,000 | $220,720 | dollars as filed | |
| CHAMPION HOMES INC | 830830105 | COM | 2,966 | $220,581 | dollars as filed | |
| Wayfair Inc | 94419LAR2 | Convertible bond | 12,540,000 | $219,262 | dollars as filed | principal |
| VARONIS SYS INC | 922280AD4 | NOTE 1.000% 9/1 | 25,000,000 | $218,718 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 1,611 | $218,274 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,000 | $215,680 | dollars as filed | |
| SUNBELT RENTALS HOLDINGS INC SHS | 866966104 | Stock | 3,433 | $215,657 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 10,309 | $215,355 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $213,200 | dollars as filed | |
| QNITY ELECTRONICS INC COMMON STOCK | 74743L100 | Stock | 1,843 | $212,645 | dollars as filed | |
| KEMPER CORP COM | 488401100 | Stock | 6,947 | $212,300 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 15,878,000 | $211,872 | dollars as filed | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 8,496 | $211,805 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 638 | $210,942 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 44,898 | $210,572 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 19,623,000 | $210,457 | dollars as filed | principal |
| GPGI INC COM CL A | 20459V105 | Stock | 12,234 | $209,201 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,100 | $208,549 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 5,495 | $207,766 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,401 | $207,350 | dollars as filed | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 2,896 | $207,238 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 16,151,000 | $207,056 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 17,099,000 | $205,658 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 13,930,000 | $204,875 | dollars as filed | principal |
| AXONENTERPRISEINC | 05464C101 | STOK | 481 | $204,276 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,400 | $204,036 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 15,035,000 | $203,515 | dollars as filed | principal |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 11,055 | $202,749 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 9,364 | $200,764 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 2,684 | $200,387 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 31,411 | $199,419 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,765 | $197,342 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 20,130,000 | $193,651 | dollars as filed | principal |
| CONAGRA FOODS INC | 205887102 | COM | 12,250 | $192,570 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,138 | $192,151 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 16,292 | $192,083 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 12,069 | $192,018 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 69,077 | $189,271 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 86,617 | $187,959 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,473 | $187,577 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,291 | $187,014 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,981 | $183,005 | dollars as filed | |
| INTER & CO INC CLASS A COM | G4R20B107 | Stock | 22,803 | $181,512 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 12,521 | $180,678 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,558 | $180,321 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 18,509,000 | $180,093 | dollars as filed | principal |
| HAPPEN INC COM NEW | 52603A208 | Stock | 12,472 | $178,599 | dollars as filed | |
| MAGNUM ICE CREAM CO NV ORD SHS | N5505D105 | Stock | 11,858 | $176,122 | dollars as filed | |
| RIOT PLATFORMS INC | 767292105 | COM | 14,218 | $175,734 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 105,864 | $175,734 | dollars as filed | |
| ANGEL STUDIOS INC. CL A COM | 034948109 | Stock | 57,199 | $174,457 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 1,978 | $174,400 | dollars as filed | |
| TRIP COM GROUP LTD | 89677QAB3 | NOTE 0.750% 6/1 | 16,770,000 | $173,949 | dollars as filed | principal |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 33,344 | $172,388 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 11,840 | $171,325 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 13,085,000 | $169,640 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 14,591,000 | $169,022 | dollars as filed | principal |
| Solaredge Technologies Inc Note 2.250 percent 7/0 | 83417MAE4 | Convertible | 9,768,000 | $167,912 | dollars as filed | principal |
| CUSHMAN AND WAKEFIELD LTD COMMON SHARES | G2717C106 | Stock | 13,656 | $167,423 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 11,416,000 | $167,159 | dollars as filed | principal |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 37,820 | $166,030 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 44,947 | $164,506 | dollars as filed | |
| IREN LIMITED | 46270CAB5 | NOTE 3.250% 6/1 | 7,193,000 | $164,396 | dollars as filed | principal |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 14,671 | $162,995 | dollars as filed | |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 6,740,000 | $162,185 | dollars as filed | principal |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 14,613 | $160,305 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 10,838 | $157,259 | dollars as filed | |
| CREXENDO INC | 226552107 | COMMON STOCK | 25,106 | $154,904 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 5,261 | $153,779 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 7,227,000 | $152,725 | dollars as filed | principal |
| WORLD KINECT CORPORATION | 981475106 | COM | 6,473 | $149,332 | dollars as filed | |
| EGAIN CORP | 28225C806 | COM NEW | 18,900 | $149,121 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 2,437 | $146,659 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 31,620 | $146,085 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 14,708,000 | $145,609 | dollars as filed | principal |
| BlackRock,Inc. | 09290D101 | COM | 149 | $143,498 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 13,308 | $141,331 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 450 | $141,215 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 7,800 | $139,932 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,349 | $138,741 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 14,235,000 | $138,080 | dollars as filed | principal |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 13,301 | $138,064 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 14,061,000 | $137,306 | dollars as filed | principal |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 30,926 | $137,002 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 13,661,000 | $136,644 | dollars as filed | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 29,220 | $135,873 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 448 | $135,408 | dollars as filed | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 610 | $132,523 | dollars as filed | |
| FUBOTV INC | 35953D401 | COM NEW CL A | 13,964 | $132,099 | dollars as filed | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 44,758 | $131,589 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 32,276 | $131,363 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 24,519 | $131,177 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 13,287,000 | $129,751 | dollars as filed | principal |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 11,705 | $129,223 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AJ9 | NOTE 2.125% 5/1 | 13,367,000 | $129,085 | dollars as filed | principal |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,882 | $125,632 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 19,051 | $125,165 | dollars as filed | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 13,171 | $125,125 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 20,783 | $124,282 | dollars as filed | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 11,396 | $123,305 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 12,000 | $120,120 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 12,426,000 | $119,314 | dollars as filed | principal |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 17,995 | $118,947 | dollars as filed | |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 9,837,000 | $117,749 | dollars as filed | principal |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 11,758,000 | $117,410 | dollars as filed | principal |
| COMPASS INC | 20464U100 | CL A | 15,976 | $116,785 | dollars as filed | |
| FLUOR CORP | 343412AJ1 | NOTE 1.125% 8/1 | 9,452,000 | $116,756 | dollars as filed | principal |
| FORTUNA MNG CORP | 349915AE8 | NOTE 3.750% 6/3 | 6,654,000 | $115,846 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 11,404,000 | $114,895 | dollars as filed | principal |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 17,970 | $114,828 | dollars as filed | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,733 | $114,677 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 12,289,000 | $114,656 | dollars as filed | principal |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,911 | $113,953 | dollars as filed | |
| B2GOLD CORP COM | 11777Q209 | Stock | 25,000 | $113,250 | dollars as filed | call |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 11,199 | $112,214 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554AP7 | NOTE 4.000% 3/1 | 8,723,000 | $110,128 | dollars as filed | principal |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 15,968 | $108,902 | dollars as filed | |
| PENGUIN SOLUTIONS INC | 83205YAE4 | NOTE 2.000% 8/1 | 10,261,000 | $103,384 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,211 | $102,438 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 10,279,000 | $101,120 | dollars as filed | principal |
| VEECO INSTRS INC DEL | 922417AJ9 | NOTE 2.875% 6/0 | 7,255,000 | $100,835 | dollars as filed | principal |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 25,451 | $97,732 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 39,038 | $97,595 | dollars as filed | |
| STEALTHGAS INC | Y81669106 | COM | 10,574 | $97,069 | dollars as filed | |
| GERON CORP | 374163103 | COM | 64,879 | $96,670 | dollars as filed | |
| GAMESTOP CORP NEW | 36467W117 | *W EXP 10/30/202 | 24,745 | $95,518 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 16,537 | $95,253 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 3,940 | $93,536 | dollars as filed | |
| BLACKLINE INC | 09239BAF6 | NOTE 1.000% 6/0 | 9,736,000 | $91,737 | dollars as filed | principal |
| Arrowhead Pharmaceuticals In Note 1/1 | 04280AAC4 | Convertible | 8,806,000 | $91,327 | dollars as filed | principal |
| OPPFI INC | 68386H103 | COMMON STOCK | 11,819 | $91,124 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,466 | $90,775 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAD8 | NOTE 0.750%12/1 | 9,635,000 | $90,404 | dollars as filed | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,369 | $90,231 | dollars as filed | |
| PAGAYA U S HLDG CO LLC | 69549FAB5 | NOTE 6.125%10/0 | 7,698,000 | $88,719 | dollars as filed | principal |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 12,511 | $87,952 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 34,896 | $87,240 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372AD6 | NOTE 1.500% 3/1 | 8,459,000 | $86,379 | dollars as filed | principal |
| PAYSAFE LIMITED | G6964L206 | SHS | 12,666 | $86,255 | dollars as filed | |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 10,554,000 | $85,039 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AD2 | NOTE 2.500% 6/0 | 8,846,000 | $84,639 | dollars as filed | principal |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 479 | $83,638 | dollars as filed | |
| OSI SYSTEMS INC | 671044AF2 | NOTE 2.250% 8/0 | 5,432,000 | $83,395 | dollars as filed | principal |
| Yalla Group Ltd | 98459U103 | COM | 13,344 | $83,133 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 28,121 | $82,113 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 12,978 | $80,723 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 8,170,000 | $80,270 | dollars as filed | principal |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 7,142,000 | $79,422 | dollars as filed | principal |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 16,237 | $78,587 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 800 | $76,576 | dollars as filed | |
| LIVANOVA PLC | 53802LAB8 | NOTE 2.500% 3/1 | 6,440,000 | $75,219 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAD4 | NOTE 2.625% 3/0 | 7,524,000 | $74,224 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 6,376,000 | $74,025 | dollars as filed | principal |
| TASKUS INC | 87652V109 | CLASS A COM | 10,967 | $73,589 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,391 | $73,358 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 640 | $72,390 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 598 | $72,244 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 6,362,000 | $71,374 | dollars as filed | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,425 | $70,352 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,000 | $70,180 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 13,057 | $70,116 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,019 | $67,366 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 11,540 | $67,163 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 7,366,000 | $66,883 | dollars as filed | principal |
| Biote Corp -A | 090683103 | COM | 48,943 | $66,073 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 11,152 | $66,020 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 3,707,000 | $64,335 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 6,821,000 | $63,913 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 6,537,000 | $62,919 | dollars as filed | principal |
| SUPER MICRO COMPUTER INC | 86800UAD6 | NOTE 2.250% 7/1 | 7,072,000 | $61,643 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 6,064,000 | $57,669 | dollars as filed | principal |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 12,369 | $57,145 | dollars as filed | |
| STRATEGY INC | 594972AS0 | NOTE12/0 | 6,856,000 | $57,076 | dollars as filed | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 500 | $55,195 | dollars as filed | |
| FLUENCE ENERGY INC | 34379VAB9 | NOTE 2.250% 6/1 | 5,287,000 | $53,346 | dollars as filed | principal |
| YEXT INC | 98585N106 | COM | 13,648 | $52,408 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 6,356,000 | $50,839 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 4,960,000 | $50,604 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 895,000 | $47,965 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 4,532,000 | $47,209 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AC5 | NOTE 2.000% 3/1 | 4,524,000 | $46,156 | dollars as filed | principal |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 4,312,000 | $45,239 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AD1 | NOTE 10/0 | 3,681,000 | $45,114 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAD9 | NOTE 2.000%10/0 | 4,575,000 | $44,817 | dollars as filed | principal |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 18,065,000 | $43,582 | dollars as filed | principal |
| ALARM COM HLDGS INC | 011642AD7 | NOTE 2.250% 6/0 | 4,500,000 | $41,541 | dollars as filed | principal |
| HERBALIFE LTD | 42703MAF0 | NOTE 4.250% 6/1 | 3,448,000 | $41,376 | dollars as filed | principal |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 404 | $41,115 | dollars as filed | |
| Spectrum Brands, Inc. | 84762LAZ8 | Convertible Bond | 4,000,000 | $40,022 | dollars as filed | principal |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 707 | $39,847 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 358,000 | $36,244 | dollars as filed | principal |
| World Kinect Corporation Note 3.250 percent 7/0 | 98149GAB6 | Convertible | 3,379,000 | $35,598 | dollars as filed | principal |
| FASTLY INC | 31188V100 | CL A | 1,202 | $34,930 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 3,304,000 | $32,635 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 3,275,000 | $31,686 | dollars as filed | principal |
| SIMILARWEB LTD | M84137104 | SHS | 11,228 | $29,305 | dollars as filed | |
| Sphere Entertainment Co Note 3.500 percent 12/0 | 55826TAB8 | Convertible | 846,000 | $28,476 | dollars as filed | principal |
| BOX INC | 10316TAD6 | NOTE 1.500% 9/1 | 3,025,000 | $27,800 | dollars as filed | principal |
| WISDOMTREE INC | 97717PAH7 | NOTE 3.250% 8/1 | 2,032,000 | $27,700 | dollars as filed | principal |
| INVIVYD INC | 00534A102 | COMMON STOCK | 20,933 | $27,213 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 789 | $26,716 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 2,688,000 | $26,662 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 1,685,000 | $25,637 | dollars as filed | principal |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 691 | $24,268 | dollars as filed | |
| Jazz Investments I Ltd Note 3.125 percent 9/1 | 472145AH4 | Convertible | 1,504,000 | $21,334 | dollars as filed | principal |
| GROUPON INC | 399473AK3 | NOTE 4.875% 6/3 | 2,500,000 | $20,480 | dollars as filed | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 112 | $19,312 | dollars as filed | |
| PULMONX CORP | 745848101 | COM | 14,156 | $18,261 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,514 | $17,769 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 1,937,000 | $17,257 | dollars as filed | principal |
| TRANSOCEAN INC | 893830BW8 | DEB 4.625% 9/3 | 837,000 | $17,029 | dollars as filed | principal |
| WEC ENERGY GROUP INC | 92939UAP1 | NOTE 4.375% 6/0 | 1,376,000 | $16,595 | dollars as filed | principal |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 346 | $15,131 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAC4 | NOTE 1.250%11/0 | 1,456,000 | $14,533 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAJ1 | NOTE 1.750% 3/0 | 843,000 | $14,316 | dollars as filed | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAD5 | NOTE 0.375% 1/1 | 1,008,000 | $14,157 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 27,008,000 | $13,504 | dollars as filed | principal |
| CLEANSPARK INC | 18452B209 | COM NEW | 1,490 | $12,680 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAD2 | NOTE 12/1 | 837,000 | $12,229 | dollars as filed | principal |
| PELOTON INTERACTIVE INC | 70614WAD2 | NOTE 5.500%12/0 | 849,000 | $11,377 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAD2 | NOTE 1.500%10/1 | 1,256,000 | $11,364 | dollars as filed | principal |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 19,562 | $10,916 | dollars as filed | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 1,000,000 | $9,965 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 981,000 | $9,956 | dollars as filed | principal |
| LEMAITRE VASCULAR INC | 525558AB8 | NOTE 2.500% 2/0 | 847,000 | $9,603 | dollars as filed | principal |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 221 | $8,980 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAH4 | NOTE 3/1 | 844,000 | $8,424 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 20,670,000 | $8,268 | dollars as filed | principal |
| OMNICELL COM | 68213NAF6 | NOTE 1.000%12/0 | 847,000 | $8,264 | dollars as filed | principal |
| FASTLY INC | 31188VAD2 | NOTE 7.750% 6/0 | 424,000 | $7,879 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAC8 | NOTE 2.875% 2/1 | 676,000 | $7,870 | dollars as filed | principal |
| GREEN PLAINS INC | 393222AM6 | NOTE 5.250%11/0 | 504,000 | $7,114 | dollars as filed | principal |
| RAPID7 INC COM | 753422104 | Stock | 1,220 | $6,722 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240QAA0 | NOTE 1.625%11/1 | 506,000 | $6,206 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 544 | $5,919 | dollars as filed | |
| T1 ENERGY INC | 35834FAB0 | NOTE 5.250%12/0 | 506,000 | $5,311 | dollars as filed | principal |
| ANI PHARMACEUTICALS INC | 00182CAC7 | NOTE 2.250% 9/0 | 351,000 | $4,363 | dollars as filed | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 259 | $3,333 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 651 | $2,995 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 197,078 | $2,071 | dollars as filed | principal |
| STRATEGY INC | 594972AJ0 | NOTE 0.625% 3/1 | 177,000 | $2,040 | dollars as filed | principal |
| PG&E CORP COM | 69331C108 | Stock | 110 | $1,933 | dollars as filed | |
| SOUTHERN CO | 842587842 | CMN | 156,897 | $1,613 | dollars as filed | principal |
| ORACLE CORP | 68389X204 | 6.5 DEP CUM SR D | 174,888 | $1,574 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAD1 | DEBT 1.250% 2/1 | 72,000 | $1,212 | dollars as filed | principal |
| KKR & CO INC | 48251W500 | CMN | 144,190 | $1,160 | dollars as filed | principal |
| GRANITE CONSTR INC | 387328AF4 | NOTE 3.250% 6/1 | 35,000 | $577 | dollars as filed | principal |
| Shift4 Payments Inc. | 82452J307 | PFD | 87,586 | $470 | dollars as filed | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 9,180 | $109 | dollars as filed | principal |
| BOEING CO | 097023204 | DEP CONV PFD A | 6,628 | $86 | dollars as filed | principal |
| ALBEMARLE CORP | 012653200 | 7.25% DEP SHS A | 2,636 | $38 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. | 595017302 | DEP SHS REPSTG | 3,125 | $36 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,652 | $19 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 1,367 | $18 | dollars as filed | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 241 | $3 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-26-000036 | this filing | 2026-05-15 | acceptance time not in the bulk data set |