13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-14, with 1,803 holding rows worth $74,277,272,764.
- Accession
- 0001207017-25-000074
- Filer
- CIK 1207017
- Filed
- 2025-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A combination report, 2,000 entries on the cover page, a total value of $74,277,272,764 stated on the cover page (in dollars after the unit check, H1), rows summing to $74,277,272,764 with VALUE read as dollars as filed, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,675 | $287,394 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 121,999 | $285,551 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 5,303 | $285,460 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,500 | $284,550 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 3,179 | $283,980 | dollars as filed | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 7,737 | $282,478 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 20,554,000 | $281,384 | dollars as filed | principal |
| WP CAREY INC COM | 92936U109 | REIT | 4,149 | $280,348 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 26,110 | $279,377 | dollars as filed | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 638 | $279,131 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,174 | $275,526 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 8,200 | $275,356 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 5,382 | $273,406 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 1,390 | $272,760 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 25,417 | $272,470 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 27,517,000 | $272,074 | dollars as filed | principal |
| HEICO CORP NEW | 422806208 | CL A | 1,070 | $271,876 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 25,139,000 | $270,998 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,152 | $270,257 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 4,962 | $269,926 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 51,418 | $269,430 | dollars as filed | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 48,969 | $269,330 | dollars as filed | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,978 | $265,388 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 7,921 | $263,452 | dollars as filed | |
| PROGYNY INC COM | 74340E103 | Stock | 12,236 | $263,319 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 14,000 | $261,660 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 4,040 | $261,509 | dollars as filed | |
| ZYMEWORKS INC | 98985Y108 | COM | 15,308 | $261,461 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 27,038,000 | $260,038 | dollars as filed | principal |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 39,831 | $256,382 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 19,211,000 | $255,218 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 23,713,000 | $254,855 | dollars as filed | principal |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 27,266 | $254,392 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 17,616 | $253,142 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 12,956 | $253,031 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 26,320,000 | $252,409 | dollars as filed | principal |
| VEON LTD | 91822M502 | SPONSORED ADS | 4,630 | $252,011 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,019 | $251,347 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 15,309 | $249,384 | dollars as filed | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 6,839 | $248,461 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,897 | $247,140 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 15,710 | $247,118 | dollars as filed | |
| HAFNIA LTD SHS | Y2990R101 | Stock | 41,150 | $247,106 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 27,425 | $246,825 | dollars as filed | |
| SITIME CORP COM | 82982T106 | Stock | 819 | $246,773 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 61,124 | $245,718 | dollars as filed | |
| STRAWBERRY FIELDS REIT INC | 863182101 | REIT | 19,794 | $243,466 | dollars as filed | |
| SONOCO PRODS CO | 835495102 | COM | 5,625 | $242,381 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 20,563 | $242,027 | dollars as filed | |
| CNA FINL CORP | 126117100 | COM | 5,180 | $240,663 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,059 | $238,886 | dollars as filed | |
| Bloom Energy Corp | 093712AK3 | Bond | 5,310,000 | $237,861 | dollars as filed | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,150 | $237,487 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 16,747,000 | $235,714 | dollars as filed | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 500 | $234,205 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,201 | $233,577 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 4,434 | $232,076 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,868 | $232,075 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 11,764,000 | $232,045 | dollars as filed | principal |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 4,118 | $231,873 | dollars as filed | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,756 | $231,339 | dollars as filed | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 21,174 | $227,832 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 23,958,000 | $227,721 | dollars as filed | principal |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 23,550,000 | $224,844 | dollars as filed | principal |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 16,564 | $223,614 | dollars as filed | |
| SIRIUSXM HOLDINGS INC | 829933100 | COMMON STOCK | 9,604 | $223,533 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,976 | $223,233 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 11,248 | $222,710 | dollars as filed | |
| FIGMA INC CL A | 316841105 | COM | 4,292 | $222,626 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 26,032 | $222,574 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,000 | $222,440 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 3,850 | $221,298 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 19,153,000 | $218,967 | dollars as filed | principal |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 8,000 | $218,320 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,290 | $218,191 | dollars as filed | |
| TOPBUILD COR COM | 89055F103 | Stock | 556 | $217,455 | dollars as filed | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 8,862 | $216,853 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 918 | $216,474 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 1,911 | $213,459 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 19,559 | $213,389 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,922 | $213,063 | dollars as filed | |
| APTARGROUP INC COM | 038336103 | Stock | 1,592 | $212,787 | dollars as filed | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,938 | $212,502 | dollars as filed | |
| IRHYTHM HOLDINGS INC | 450056AB2 | NOTE 1.500% 9/0 | 15,386,000 | $211,865 | dollars as filed | principal |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 7,442,000 | $211,706 | dollars as filed | principal |
| PCB BANCORP | 69320M109 | COMMON STOCK | 10,038 | $210,798 | dollars as filed | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 857 | $210,428 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,000 | $209,520 | dollars as filed | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 2,354 | $208,941 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 7,544 | $208,818 | dollars as filed | |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 17,141,000 | $207,033 | dollars as filed | principal |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 22,298,000 | $205,925 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 14,752,000 | $205,790 | dollars as filed | principal |
| NEXXEN INTERNATIONAL LTD | M8T80P204 | COMMON STOCK | 22,202 | $205,369 | dollars as filed | |
| AZZ INC COM | 002474104 | Stock | 1,880 | $205,164 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,617 | $202,346 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,249 | $202,276 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,401 | $201,684 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 21,649,000 | $200,470 | dollars as filed | principal |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 3,836 | $200,431 | dollars as filed | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 5,190 | $200,075 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 13,964,000 | $198,757 | dollars as filed | principal |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 31,108 | $197,536 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,001 | $197,289 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,400 | $195,538 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 577 | $194,732 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 19,717,000 | $194,524 | dollars as filed | principal |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,100 | $194,491 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 14,308 | $193,873 | dollars as filed | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 33,483 | $193,532 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,525 | $192,606 | dollars as filed | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 15,524 | $191,566 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 19,603,000 | $188,581 | dollars as filed | principal |
| STRATEGY INC | 594972AN1 | NOTE 2.250% 6/1 | 10,340,000 | $184,724 | dollars as filed | principal |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 17,910,000 | $184,204 | dollars as filed | principal |
| PG&E CORP COM | 69331C108 | Stock | 12,214 | $184,187 | dollars as filed | |
| SIMILARWEB LTD | M84137104 | SHS | 19,761 | $183,777 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 14,204 | $183,516 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 19,503 | $182,743 | dollars as filed | |
| BILL HOLDINGS INC | 090043100 | COM | 3,427 | $181,528 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 18,304,000 | $180,841 | dollars as filed | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,463 | $180,696 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 7,265 | $180,172 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,751 | $180,105 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 10,087 | $179,952 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 12,452 | $176,847 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 15,736,000 | $175,063 | dollars as filed | principal |
| HUDSON PAC PPTYS INC | 444097109 | COM | 63,149 | $174,291 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 5,295 | $173,411 | dollars as filed | |
| PENGUIN SOLUTIONS INC | 83205YAE4 | NOTE 2.000% 8/1 | 14,170,000 | $168,977 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAC8 | NOTE 2.875% 2/1 | 13,954,000 | $165,314 | dollars as filed | principal |
| WENDYS CO COM | 95058W100 | Stock | 17,267 | $158,166 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 11,721 | $158,116 | dollars as filed | |
| WHITESTONE REIT | 966084204 | COM | 12,821 | $157,442 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 14,747 | $156,171 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 11,973,000 | $155,559 | dollars as filed | principal |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 38,078 | $154,977 | dollars as filed | |
| BUMBLE INC | 12047B105 | COM CL A | 25,078 | $152,725 | dollars as filed | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 31,620 | $151,144 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 19,086 | $150,398 | dollars as filed | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,917 | $149,624 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,162 | $147,882 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 1,981 | $145,227 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 7,800 | $144,924 | dollars as filed | |
| VEECO INSTRS INC DEL | 922417AJ9 | NOTE 2.875% 6/0 | 11,232,000 | $144,050 | dollars as filed | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 450 | $144,018 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 13,700,000 | $137,719 | dollars as filed | principal |
| OSI SYSTEMS INC | 671044AF2 | NOTE 2.250% 8/0 | 9,377,000 | $136,271 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 13,014,000 | $135,671 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 11,862,000 | $135,553 | dollars as filed | principal |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 448 | $133,334 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAD2 | NOTE 5.500%12/0 | 5,917,000 | $132,600 | dollars as filed | principal |
| Dynavax Technologies Corp | 268158AE2 | Convertible bond | 14,087,000 | $132,358 | dollars as filed | principal |
| BLEND LABS INC | 09352U108 | CL A | 36,000 | $131,400 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,115 | $130,686 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 12,208,000 | $127,574 | dollars as filed | principal |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 610 | $127,313 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 12,853,000 | $127,020 | dollars as filed | principal |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 13,814,000 | $126,156 | dollars as filed | principal |
| ECOVYST INC | 27923Q109 | COM | 14,390 | $126,056 | dollars as filed | |
| REPLIGEN CORP | 759916AD1 | NOTE 1.000%12/1 | 12,308,000 | $124,065 | dollars as filed | principal |
| DIGITALOCEAN HLDGS INC | 25402DAB8 | CNV | 12,826,000 | $121,135 | dollars as filed | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,800 | $120,360 | dollars as filed | |
| ENCORE CAP GROUP INC | 292554AP7 | NOTE 4.000% 3/1 | 11,889,000 | $117,966 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 11,351,000 | $117,426 | dollars as filed | principal |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 17,398 | $116,219 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 15,350 | $115,893 | dollars as filed | |
| DAUCH CORP | 024061103 | COM | 19,168 | $115,200 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAD5 | NOTE 3.625%10/1 | 12,426,000 | $114,612 | dollars as filed | principal |
| THE REALREAL INC | 88339PAJ0 | DEBT 4.000% 2/1 | 8,832,000 | $113,403 | dollars as filed | principal |
| ARDELYX INC | 039697107 | COM | 20,581 | $113,401 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 13,346 | $112,640 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 4,641 | $112,312 | dollars as filed | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,470 | $111,808 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 8,941,000 | $111,763 | dollars as filed | principal |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 14,932 | $111,393 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182CAC7 | NOTE 2.250% 9/0 | 7,903,000 | $111,290 | dollars as filed | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 41,700 | $109,671 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 12,000 | $107,640 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,670 | $106,064 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 4,379,000 | $105,797 | dollars as filed | principal |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 3,691 | $104,271 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 20,084 | $104,035 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,472 | $103,987 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 6,160 | $103,365 | dollars as filed | |
| SOUTHERN CO | 842587DZ7 | NOTE 4.500% 6/1 | 9,240,000 | $102,934 | dollars as filed | principal |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 11,469 | $101,730 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 14,360 | $101,238 | dollars as filed | |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 10,457,000 | $100,408 | dollars as filed | principal |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,919 | $99,822 | dollars as filed | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 6,388,000 | $97,011 | dollars as filed | principal |
| FORTUNA MNG CORP | 349915AE8 | NOTE 3.750% 6/3 | 6,060,000 | $96,370 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 10,188,000 | $95,665 | dollars as filed | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 54,198 | $93,763 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 10,423 | $92,244 | dollars as filed | |
| Snap Inc Note 0.500 percent 5/0 | 83304AAK2 | Convertible | 10,554,000 | $90,764 | dollars as filed | principal |
| PACIRA BIOSCIENCES INC | 695127AJ9 | NOTE 2.125% 5/1 | 8,885,000 | $90,493 | dollars as filed | principal |
| GERON CORP | 374163103 | COM | 64,879 | $88,884 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 9,169,000 | $88,660 | dollars as filed | principal |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 10,776 | $88,148 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 8,965,000 | $87,544 | dollars as filed | principal |
| MISTER CAR WASH INC | 60646V105 | COM | 16,328 | $87,028 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 35,125 | $86,408 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 14,574 | $83,801 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 7,477,000 | $83,019 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 7,556,000 | $81,163 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 4,810,000 | $80,495 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 8,029,000 | $80,074 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 7,851,000 | $79,397 | dollars as filed | principal |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 6,255 | $78,750 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 800 | $78,392 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 640 | $77,261 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,425 | $76,765 | dollars as filed | |
| LIVANOVA PLC | 53802LAB8 | NOTE 2.500% 3/1 | 7,102,000 | $76,519 | dollars as filed | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B400 | COM NEW | 12,583 | $76,505 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 7,865,000 | $76,428 | dollars as filed | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,439 | $74,848 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,399 | $74,805 | dollars as filed | |
| SUPER MICRO COMPUTER INC | 86800UAB0 | NOTE 3.500% 3/0 | 7,291,000 | $74,569 | dollars as filed | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 660 | $72,923 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 419 | $72,064 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 17,014 | $71,969 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 25,174 | $68,725 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,000 | $68,080 | dollars as filed | |
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 6,222,000 | $67,431 | dollars as filed | principal |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 4,675,000 | $64,959 | dollars as filed | principal |
| SOLARIS ENERGY INFRAS INC | 83419XAA6 | NOTE 4.750% 5/0 | 3,397,000 | $60,973 | dollars as filed | principal |
| SNOWFLAKE INC | 833445AD1 | NOTE 10/0 | 3,814,000 | $59,780 | dollars as filed | principal |
| APPLIED OPTOELECTRONICS INC | 03823UAE2 | NOTE 2.750% 1/1 | 5,676,000 | $57,105 | dollars as filed | principal |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 6,050,000 | $57,073 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 4,800,000 | $56,448 | dollars as filed | principal |
| HERTZ CORP | 428040DE6 | NOTE 8.000% 7/1 | 4,143,077 | $55,538 | dollars as filed | principal |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 6,366,000 | $55,353 | dollars as filed | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 6,036,000 | $55,039 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 4,395,000 | $53,641 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 6,939 | $53,638 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 4,960,000 | $52,613 | dollars as filed | principal |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 19,473 | $52,382 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 5,665,000 | $50,588 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 5,000,000 | $48,774 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 1,933,000 | $46,518 | dollars as filed | principal |
| ITRON INC | 465741AQ9 | NOTE 1.375% 7/1 | 4,033,000 | $46,319 | dollars as filed | principal |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 1,886,000 | $45,471 | dollars as filed | principal |
| INOTIV INC 3.25PCT 10/15/2027 | 45783QAB6 | Convertible Bond | 18,065,000 | $44,259 | dollars as filed | principal |
| Lyft Inc Note 0.625 percent 3/0 | 55087PAD6 | Convertible | 3,330,000 | $43,082 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 4,357,000 | $43,047 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 814 | $42,279 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 404 | $41,600 | dollars as filed | |
| Jazz Investments I Ltd Note 3.125 percent 9/1 | 472145AH4 | Convertible | 3,426,000 | $40,735 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 4,076,000 | $40,373 | dollars as filed | principal |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 4,557 | $37,140 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 11,985 | $35,955 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 37,008,000 | $35,158 | dollars as filed | principal |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 3,730,000 | $34,993 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 2,344,000 | $33,080 | dollars as filed | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 225 | $32,483 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 2,688,000 | $30,190 | dollars as filed | principal |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 682 | $27,766 | dollars as filed | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 290 | $26,564 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 2,600,000 | $25,701 | dollars as filed | principal |
| INVIVYD INC | 00534A102 | COMMON STOCK | 20,933 | $23,026 | dollars as filed | |
| SABRE CORP COM | 78573M104 | Stock | 12,454 | $22,791 | dollars as filed | |
| WINNEBAGO INDS INC | 974637100 | COM | 681 | $22,773 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AF7 | NOTE 3.250% 1/1 | 2,510,000 | $22,540 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 20,670,000 | $19,120 | dollars as filed | principal |
| VERTEX INC | 92538JAB2 | NOTE 0.750% 5/0 | 1,635,000 | $16,677 | dollars as filed | principal |
| WEC ENERGY GROUP INC | 92939UAP1 | NOTE 4.375% 6/0 | 1,376,000 | $16,502 | dollars as filed | principal |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 94 | $16,260 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 980,000 | $16,131 | dollars as filed | principal |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 232,704 | $15,070 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 1,193,000 | $14,683 | dollars as filed | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 122 | $13,980 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 559 | $13,858 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 1,076,000 | $11,836 | dollars as filed | principal |
| CIPHER DIGITAL INC | 17253JAA4 | NOTE 1.750% 5/1 | 389,000 | $11,481 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AD2 | NOTE 3.500% 3/0 | 905,000 | $9,125 | dollars as filed | principal |
| CABLE ONE INC | 12685J105 | COM | 50 | $8,853 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 943,000 | $8,594 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 428,000 | $6,915 | dollars as filed | principal |
| iShares Global 100 ETF | 464287572 | SHS | 50 | $4,049 | dollars as filed | |
| STRATEGY INC | 594972AJ0 | NOTE 0.625% 3/1 | 177,000 | $3,971 | dollars as filed | principal |
| COUPANG INC | 22266T109 | CL A | 109,861 | $3,538 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 61 | $3,140 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 305,000 | $2,989 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F119 | UNIT 11/01/2027 | 197,078 | $1,854 | dollars as filed | principal |
| MERITAGE HOMES CORP | 59001ABF8 | NOTE 1.750% 5/1 | 111,000 | $1,142 | dollars as filed | principal |
| GRANITE CONSTR INC | 387328AF4 | NOTE 3.250% 6/1 | 74,000 | $1,136 | dollars as filed | principal |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 33,000 | $1,036 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAD1 | DEBT 1.250% 2/1 | 72,000 | $939 | dollars as filed | principal |
| EVERGY INC | 30034WAD8 | NOTE 4.500%12/1 | 62,000 | $780 | dollars as filed | principal |
| SNAP INC | 83304A106 | CL A | 94 | $725 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 43,000 | $453 | dollars as filed | principal |
| BlackRock,Inc. | 09290D101 | COM | 148 | $172 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 9,320 | $119 | dollars as filed | principal |
| BOEING CO | 097023204 | DEP CONV PFD A | 6,368 | $89 | dollars as filed | principal |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 598 | $78 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 253 | $66 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| MICROCHIP TECHNOLOGY INC. | 595017302 | DEP SHS REPSTG | 2,019 | $24 | dollars as filed | principal |
| KKR & CO INC | 48251W500 | CMN | 2,300 | $24 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 1,652 | $23 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 1,367 | $19 | dollars as filed | principal |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 60 | $2 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 145 | $2 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-25-000074 | this filing | 2025-11-14 | acceptance time not in the bulk data set |