13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 2,142 holding rows worth $88,628,748,000.
- Accession
- 0001207017-21-000041
- Filer
- CIK 1207017
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 3,015 entries on the cover page, a total value of $88,628,748,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,627,261,000 with VALUE read as thousands by filing date, 13F file number 028-10469. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 134 | $23,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,642 | $23,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,641 | $23,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 527 | $23,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 1,153 | $23,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 1,086 | $23,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 6,244 | $23,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,110 | $22,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 507 | $22,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 1,057 | $21,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 991 | $21,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 375 | $21,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 992 | $21,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 870 | $21,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 612 | $21,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 282 | $21,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 483 | $21,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 519 | $21,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,358 | $21,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 3,199 | $21,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 849 | $20,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 531 | $20,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 830 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 613 | $20,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,826 | $20,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 454 | $19,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 802 | $19,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,904 | $19,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 437 | $19,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 770 | $18,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 2,085 | $18,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 771 | $18,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 465 | $18,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 9,766 | $18,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 329 | $17,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 735 | $17,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 561 | $17,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 403 | $17,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 313 | $17,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 457 | $17,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 619 | $17,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 501 | $16,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 346 | $16,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 1,152 | $16,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 569 | $16,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 526 | $16,000 | thousands by filing date | |
| ATENTO S A | L0427L204 | CMN | 569 | $16,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 557 | $15,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 517 | $15,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 384 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,020 | $15,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 648 | $15,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5,970 | $15,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 830 | $15,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,154 | $15,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 627 | $15,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 161 | $14,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 295 | $14,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 396 | $14,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 73 | $14,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 1,160 | $14,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 191 | $13,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 389 | $13,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 493 | $13,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 251 | $12,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 573 | $12,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 499 | $11,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 245 | $11,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 652 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 632 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 298 | $10,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 152 | $10,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 275 | $10,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 197 | $10,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,042 | $9,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 455 | $9,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 611 | $9,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,711 | $9,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 302 | $8,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 213 | $8,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 116 | $8,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 234 | $8,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 71 | $7,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 561 | $7,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 234 | $7,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 22 | $7,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 597 | $7,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 500 | $6,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 489 | $6,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 196 | $6,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 324 | $6,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 127 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 42 | $5,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 47 | $5,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 131 | $5,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 743 | $5,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 560 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 126 | $5,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 143 | $5,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 451 | $5,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 632 | $5,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 152 | $4,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 386 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 415 | $4,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 516 | $4,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 100 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 135 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 47 | $3,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 16 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,085 | $3,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 34 | $3,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 188 | $3,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 16 | $2,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 26 | $2,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 33 | $2,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 19 | $2,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 63 | $2,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 25 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 28 | $2,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 17 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 27 | $2,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 7 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 39 | $2,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 133 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 48 | $2,000 | thousands by filing date | principal |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 66 | $2,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 19 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 32 | $1,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 32 | $1,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 80 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 34 | $1,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 33 | $1,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10 | $1,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 11 | $1,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 124 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-21-000041 | this filing | 2021-11-15 | acceptance time not in the bulk data set |