13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 1,047 holding rows worth $52,808,264,000.
- Accession
- 0001207017-18-000041
- Filer
- CIK 1207017
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 1,460 entries on the cover page, a total value of $52,808,264,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,807,540,000 with VALUE read as thousands by filing date, 13F file number 028-10469. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAPESTRY INC COM | 876030107 | Stock | 128,349 | $5,676,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 521,886 | $5,652,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 63,500 | $5,639,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 76,462 | $5,624,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 326,671 | $5,561,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,000,000 | $5,453,000 | thousands by filing date | principal |
| MASIMO CORP COM | 574795100 | Stock | 64,168 | $5,441,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,000,000 | $5,365,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 203,395 | $5,243,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 5,000,000 | $5,231,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 4,500,000 | $5,200,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 4,330,000 | $5,120,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 5,000,000 | $5,106,000 | thousands by filing date | principal |
| EQUINIX INC COM | 29444U700 | REIT | 11,101 | $5,031,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 5,000,000 | $4,993,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 44,117 | $4,987,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 88,479 | $4,982,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 146,475 | $4,978,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 486,080 | $4,953,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 91,561 | $4,950,000 | thousands by filing date | |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 4,000,000 | $4,867,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 160,088 | $4,856,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,230,000 | $4,848,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 60,625 | $4,841,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 141,203 | $4,808,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,000,000 | $4,780,000 | thousands by filing date | principal |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 75,491 | $4,751,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 165,590 | $4,735,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 4,000,000 | $4,710,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 71,330 | $4,706,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 4,519,000 | $4,699,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 22,845 | $4,688,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 31,410 | $4,586,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 21,692 | $4,533,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 440,653 | $4,521,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 4,639,000 | $4,488,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 74,800 | $4,456,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 4,037,000 | $4,428,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 427,640 | $4,399,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 150,746 | $4,394,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 236,613 | $4,381,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 304,650 | $4,374,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 5,000,000 | $4,365,000 | thousands by filing date | principal |
| SILICOM LTD | M84116108 | ORD | 61,669 | $4,323,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 789,493 | $4,318,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 52,841 | $4,283,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 60,595 | $4,260,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 52,893 | $4,244,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 514,604 | $4,235,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 32,524 | $4,229,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 332,574 | $4,163,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 180,083 | $4,154,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 191,345 | $4,082,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 24,111 | $4,069,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 62,287 | $4,028,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,000,000 | $4,022,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 92,001 | $3,986,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 168,215 | $3,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 105,000 | $3,903,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 50,760 | $3,899,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 181,899 | $3,850,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 26,529 | $3,808,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 5,200,000 | $3,770,000 | thousands by filing date | principal |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 20,991 | $3,744,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 3,900,000 | $3,744,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 419,486 | $3,699,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 181,828 | $3,681,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,442,000 | $3,673,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 174,141 | $3,640,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 23,030 | $3,629,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 180,798 | $3,606,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 134,923 | $3,601,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,000,000 | $3,530,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 55,321 | $3,459,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 3,637,000 | $3,427,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 31,775 | $3,392,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 37,332 | $3,392,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 25,929 | $3,386,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 151,158 | $3,301,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 13,833 | $3,267,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 31,486 | $3,257,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 4,652,000 | $3,233,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,197,000 | $3,220,000 | thousands by filing date | principal |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 3,205,000 | $3,196,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,886,000 | $3,160,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 29,600 | $3,110,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 32,297 | $3,057,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 45,806 | $3,042,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 43,215 | $3,039,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 705,885 | $3,035,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 58,095 | $3,003,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 274,766 | $2,989,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 750,000 | $2,970,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 113,861 | $2,969,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 27,700 | $2,818,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 31,417 | $2,796,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 11,390 | $2,749,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 10,696 | $2,746,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 77,450 | $2,646,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 20,410 | $2,553,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 19,525 | $2,545,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,500,000 | $2,545,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 51,137 | $2,449,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 26,333 | $2,443,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 172,937 | $2,412,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 114,912 | $2,393,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,231,000 | $2,387,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 59,600 | $2,363,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 17,900 | $2,348,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 29,827 | $2,344,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 189,826 | $2,321,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 31,175 | $2,255,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,400,000 | $2,253,000 | thousands by filing date | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 39,136 | $2,237,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 64,742 | $2,214,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,324 | $2,183,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 54,341 | $2,161,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,164 | $2,148,000 | thousands by filing date | principal |
| CAE INC COM | 124765108 | Stock | 115,386 | $2,141,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 39,402 | $2,085,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 38,835 | $2,060,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 54,200 | $2,011,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 93,833 | $2,010,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 136,698 | $2,009,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 14,996 | $1,991,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 55,000 | $1,983,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9,253 | $1,980,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 2,000,000 | $1,950,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 27,950 | $1,934,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 60,719 | $1,919,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 79,550 | $1,914,000 | thousands by filing date | principal |
| MOODYS CORP COM | 615369105 | Stock | 12,210 | $1,802,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 42,589 | $1,780,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 235,586 | $1,766,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,705 | $1,751,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 73,764 | $1,738,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 135,322 | $1,724,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 32,424 | $1,700,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 37,735 | $1,671,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,613 | $1,657,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 86,450 | $1,599,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 45,081 | $1,589,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 26,800 | $1,579,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 12,415 | $1,570,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 73,458 | $1,568,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 35,682 | $1,536,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 30,551 | $1,511,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 66,500 | $1,496,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 9,045 | $1,488,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 41,937 | $1,487,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 26,475 | $1,483,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 88,178 | $1,457,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 10,367 | $1,449,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,960 | $1,415,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 112,928 | $1,410,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 15,738 | $1,409,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 35,150 | $1,400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 146,115 | $1,393,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 36,908 | $1,383,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 31,900 | $1,363,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 34,001 | $1,357,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,011 | $1,337,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 25,273 | $1,329,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,100 | $1,317,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,850 | $1,292,000 | thousands by filing date | principal |
| PENUMBRA INC COM | 70975L107 | Stock | 13,325 | $1,253,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 9,167 | $1,239,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 8,464 | $1,236,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 227,748 | $1,220,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,583 | $1,209,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20,123 | $1,205,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 19,788 | $1,192,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 23,847 | $1,191,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 11,584 | $1,180,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 20,883 | $1,172,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28,315 | $1,163,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 34,856 | $1,155,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,519 | $1,130,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 33,331 | $1,129,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 25,763 | $1,126,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 38,565 | $1,124,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 19,271 | $1,115,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 37,500 | $1,113,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 45,025 | $1,101,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 26,845 | $1,100,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 30,036 | $1,099,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,264 | $1,095,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,819 | $1,061,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 12,217 | $1,040,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 11,970 | $1,037,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,505 | $1,021,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 10,042 | $1,012,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,566 | $1,010,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 28,205 | $1,000,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 694,000 | $991,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 977,000 | $972,000 | thousands by filing date | principal |
| CABLE ONE INC | 12685J105 | COM | 1,338 | $941,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 49,641 | $940,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 17,322 | $933,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 19,703 | $931,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 14,740 | $883,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,789 | $872,000 | thousands by filing date | |
| AHP 5.5 49 PFD | 044102507 | Preferred Stock | 43,591 | $871,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8,581 | $866,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 19,717 | $856,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,818 | $856,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 12,100 | $837,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,318 | $830,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 105,422 | $821,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,691 | $819,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,900 | $811,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 49,770 | $810,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 19,105 | $792,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 9,469 | $769,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 20,499 | $763,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,047 | $749,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,197 | $741,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 6,768 | $739,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 26,746 | $731,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 5,757 | $730,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,301 | $710,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 12,068 | $708,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,540 | $704,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 9,500 | $692,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,035 | $687,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,974 | $678,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 36,403 | $678,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,708 | $677,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 15,402 | $676,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 19,380 | $671,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 23,402 | $662,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 41,900 | $662,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,994 | $651,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 50,620 | $630,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 14,397 | $624,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,170 | $619,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,030 | $615,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 26,833 | $599,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,124 | $596,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,600 | $593,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 13,176 | $592,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 24,902 | $591,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 100,000 | $591,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,752 | $590,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 12,500 | $590,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 11,781 | $588,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 20,261 | $587,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,490 | $585,000 | thousands by filing date | principal |
| VISTRA CORP COM | 92840M102 | Stock | 31,889 | $584,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 45,956 | $581,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 11,674 | $574,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 57,905 | $573,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,909 | $569,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 31,266 | $559,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,024 | $558,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,000 | $556,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,258 | $550,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 22,951 | $538,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 4,730 | $536,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 35,069 | $536,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 33,460 | $534,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,224 | $530,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 31,376 | $525,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 32,827 | $518,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,958 | $516,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 32,537 | $505,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 150,074 | $496,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,746 | $490,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,902 | $484,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,911 | $483,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 17,500 | $478,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 40,803 | $465,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,832 | $453,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 58,375 | $445,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,496 | $444,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 12,012 | $443,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,814 | $442,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,820 | $429,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,319 | $424,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 8,900 | $421,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,679 | $414,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 17,702 | $410,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 20,910 | $410,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5,000 | $406,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 4,040 | $405,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,000 | $403,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,300 | $399,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 20,247 | $389,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 5,966 | $387,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,000 | $382,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,709 | $379,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 8,359 | $379,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 11,361 | $377,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,300 | $376,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 58,086 | $372,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 20,383 | $371,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,913 | $361,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 4,513 | $356,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,698 | $351,000 | thousands by filing date | principal |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,417 | $351,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 8,350 | $350,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 334 | $350,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 7,901 | $349,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,284 | $348,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 9,222 | $347,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 38,555 | $343,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,352 | $343,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 157,000 | $341,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 18,328 | $338,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,457 | $337,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 20,179 | $334,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,601 | $333,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,300 | $331,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,490 | $329,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 26,478 | $328,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,749 | $326,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 19,189 | $326,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 6,435 | $323,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 30,000 | $323,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 3,843 | $323,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,463 | $320,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 6,586 | $320,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,287 | $315,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 17,422 | $314,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 70,729 | $311,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,346 | $305,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 14,812 | $304,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 8,016 | $300,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 6,004 | $299,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,972 | $295,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,000 | $292,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,000 | $288,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 5,130 | $284,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 7,700 | $284,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,574 | $281,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,400 | $279,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 11,700 | $276,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 4,721 | $274,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 19,900 | $274,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 13,425 | $271,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 8,900 | $267,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,000 | $255,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,000 | $255,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,366 | $254,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,613 | $252,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,000 | $247,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,370 | $245,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,000 | $245,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 3,000 | $244,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,500 | $241,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,511 | $236,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 100,700 | $236,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,033 | $233,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,561 | $227,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,200 | $220,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 9,000 | $219,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,025 | $216,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 5,197 | $216,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,000 | $215,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,300 | $215,000 | thousands by filing date | principal |
| JETBLUE AWYS CORP | 477143101 | COM | 8,971 | $200,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,509 | $200,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 10,638 | $199,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,027 | $196,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,626 | $195,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,619 | $194,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,000 | $192,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,616 | $190,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 8,000 | $187,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,391 | $180,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,431 | $174,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 4,573 | $172,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,700 | $172,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,191 | $170,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,300 | $168,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,000 | $168,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 14,539 | $168,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 6,165 | $167,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 20,055 | $167,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,500 | $166,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,534 | $163,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 9,000 | $161,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,800 | $152,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 1,800 | $150,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,500 | $149,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 2,145 | $146,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 950 | $146,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,000 | $145,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 145,000 | $143,000 | thousands by filing date | principal |
| RLJ LODGING TR COM | 74965L101 | REIT | 6,500 | $142,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 3,000 | $142,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,060 | $142,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 10,320 | $135,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 697 | $134,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,000 | $131,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 115 | $130,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,000 | $129,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 865 | $128,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 841 | $126,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 6,000 | $126,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 5,795 | $124,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,112 | $122,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,157 | $116,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 26,208 | $115,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,000 | $113,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,000 | $102,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,000 | $97,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 5,214 | $96,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,018 | $96,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,804 | $96,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 3,250 | $94,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,502 | $94,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,000 | $92,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,000 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,400 | $88,000 | thousands by filing date | principal |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 1,690 | $87,000 | thousands by filing date | principal |
| SPARTANNASH CO | 847215100 | COM | 3,000 | $80,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,000 | $78,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 5,000 | $76,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 1,000 | $73,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,000 | $69,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,637 | $61,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 440 | $55,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $54,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,547 | $54,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,406 | $52,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,946 | $52,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $51,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 998 | $49,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 764 | $49,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,382 | $48,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,500 | $48,000 | thousands by filing date | principal |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 3,300 | $48,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,800 | $47,000 | thousands by filing date | principal |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 3,500 | $47,000 | thousands by filing date | principal |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 8,247 | $46,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 3,800 | $46,000 | thousands by filing date | principal |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 3,500 | $46,000 | thousands by filing date | principal |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 4,000 | $46,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 181 | $45,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 281 | $36,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,100 | $36,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 350 | $35,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 477 | $33,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 1,000 | $33,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,751 | $32,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 442 | $30,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 151 | $29,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,990 | $29,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,661 | $29,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $27,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 778 | $27,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 116 | $25,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,213 | $23,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 552 | $23,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 819 | $22,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 964 | $22,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 446 | $21,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 172 | $21,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 360 | $20,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,254 | $18,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 139 | $18,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 142 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 100 | $18,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 300 | $17,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 945 | $16,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 101 | $16,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 825 | $16,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,868 | $16,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 1,590 | $16,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 146 | $14,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,972 | $14,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 756 | $13,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 118 | $12,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 473 | $12,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 223 | $12,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $10,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 576 | $10,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 276 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 137 | $10,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 229 | $10,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 300 | $10,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 153 | $10,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 110 | $10,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 121 | $9,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 341 | $8,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 59 | $8,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 40 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 164 | $7,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 33 | $7,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 8,400 | $7,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 47 | $6,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 472 | $6,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 63 | $6,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 56 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 893,043 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 361 | $6,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21 | $5,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 463 | $5,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 135 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-18-000041 | this filing | 2018-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-19-000055 | base | 2019-08-28 | acceptance time not in the bulk data set |