13F-HR filed by LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 1,002 holding rows worth $43,481,498,000.
- Accession
- 0001207017-16-000154
- Filer
- CIK 1207017
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 1,315 entries on the cover page, a total value of $43,481,498,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $43,480,873,000 with VALUE read as thousands by filing date, 13F file number 028-10469. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerLAZARD ASSET MANAGEMENT LTD028-06588
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AON PLC | G0408V102 | SHS CL A | 10,299,821 | $1,125,048,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,512,135 | $1,063,830,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 16,951,191 | $1,041,820,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,997,511 | $990,488,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,083,791 | $982,289,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 20,188,165 | $958,130,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,762,234 | $912,632,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,192,396 | $889,285,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,898,782 | $886,484,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,324,601 | $789,512,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 29,029,008 | $761,429,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,698,844 | $728,805,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,023,628 | $710,298,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,069,754 | $706,723,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 25,743,810 | $671,398,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,582,889 | $649,400,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,522,057 | $623,506,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,129,297 | $620,654,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,882,681 | $585,921,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,306,577 | $534,441,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,644,722 | $533,306,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 88,273,846 | $521,697,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,798,344 | $473,433,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 57,169,155 | $473,359,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,962,485 | $453,509,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,346,313 | $452,896,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,562,827 | $412,594,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 8,995,252 | $400,917,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,218,860 | $382,775,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,346,952 | $376,163,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 19,257,713 | $369,747,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,290,804 | $353,604,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 492,256 | $340,688,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,381,520 | $340,541,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,935,526 | $339,909,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 7,654,821 | $326,095,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,240,532 | $317,525,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,065,683 | $314,384,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,598,323 | $312,298,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,232,527 | $309,481,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,572,207 | $308,227,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,801,999 | $299,407,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,450,152 | $297,202,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,714,650 | $295,137,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,812,620 | $294,372,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,877,474 | $291,330,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,639,836 | $290,021,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,288,697 | $279,518,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 3,552,348 | $278,289,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,330,316 | $276,793,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,357,988 | $272,250,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22,115,642 | $271,137,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,222,656 | $268,349,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,042,459 | $264,052,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,319,230 | $254,618,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,010,904 | $253,901,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,010,073 | $251,099,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,384,710 | $249,988,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,117,650 | $246,542,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 9,105,303 | $230,454,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,284,334 | $229,554,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,161,094 | $229,048,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,441,214 | $212,953,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,016,287 | $199,848,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 2,573,863 | $189,641,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,252,729 | $189,425,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 275,400 | $182,152,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,492,108 | $173,300,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,242,837 | $164,959,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,582,165 | $156,943,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,379,222 | $154,326,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,320,197 | $153,944,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,922,744 | $152,914,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,731,680 | $152,536,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,619,495 | $150,673,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,857,383 | $150,522,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 783,655 | $146,268,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,231,534 | $145,472,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,227,812 | $132,665,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,915,804 | $127,630,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,281,934 | $126,436,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 3,496,699 | $122,454,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 872,308 | $114,865,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 906,597 | $114,702,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 740,501 | $114,281,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,188,923 | $111,449,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 4,030,253 | $109,501,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 15,126,330 | $108,607,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 513,313 | $108,155,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,249,177 | $107,453,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,771,699 | $101,199,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,160,272 | $100,675,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 510,943 | $94,053,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 857,265 | $88,648,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,823,566 | $87,166,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 109,471 | $86,901,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 636,182 | $82,957,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 517,130 | $81,209,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,018,182 | $79,080,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 833,569 | $75,645,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 999,833 | $75,546,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,799,237 | $75,351,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,764,535 | $74,123,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,500,127 | $72,947,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,264,178 | $72,828,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 913,036 | $72,284,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 631,185 | $72,130,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,336,343 | $72,068,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,039,804 | $70,602,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 8,932,491 | $69,762,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,339,210 | $69,598,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,974,983 | $68,966,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,590,277 | $68,763,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,186,973 | $67,288,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,866,853 | $66,973,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,056,356 | $66,781,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,241,821 | $66,126,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 500,226 | $65,164,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 89,255 | $63,871,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,608,629 | $62,480,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,543,626 | $61,810,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 950,523 | $61,593,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,500,097 | $61,398,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,099,290 | $59,559,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,332,398 | $59,516,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 551,361 | $58,410,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 659,080 | $58,036,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 943,442 | $53,398,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,249,880 | $52,982,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,425,935 | $51,147,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 435,136 | $48,983,000 | thousands by filing date | principal |
| PACWEST BANCORP DEL | 695263103 | COM | 1,207,757 | $48,044,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,170,940 | $45,806,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,339,294 | $43,790,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 526,422 | $43,435,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 334,353 | $43,292,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 314,549 | $42,762,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 790,361 | $42,615,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1,378,222 | $42,476,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 40,820,000 | $42,095,000 | thousands by filing date | principal |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 192,491 | $41,750,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 235,969 | $41,322,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 3,258,433 | $40,664,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 355,060 | $40,455,000 | thousands by filing date | principal |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 757,575 | $40,052,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 2,698,959 | $39,890,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 24,999,000 | $38,045,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 540,732 | $37,899,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,142,885 | $37,485,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,549,399 | $36,864,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 198,395 | $36,240,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,858,904 | $36,222,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,204,362 | $35,791,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 485,771 | $35,558,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,594,534 | $34,455,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 419,203 | $34,282,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 551,456 | $34,266,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 244,467 | $33,831,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,804,341 | $33,723,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 851,773 | $33,482,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 269,537 | $33,080,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 226,328 | $32,769,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 699,812 | $32,744,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 962,117 | $32,721,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 2,447,073 | $31,811,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 681,620 | $31,804,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 982,408 | $31,761,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,189,052 | $31,712,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 115,183 | $31,225,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,211,879 | $31,193,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 3,397,559 | $31,087,000 | thousands by filing date | |
| IJH | 464287507 | COM | 207,384 | $30,981,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 18,500,000 | $30,941,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 463,459 | $30,833,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 257,704 | $30,736,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 866,920 | $29,509,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 542,837 | $29,111,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 599,021 | $28,699,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 992,756 | $28,690,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 187,763 | $28,567,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,605,718 | $27,891,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 448,669 | $27,844,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 496,532 | $27,417,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,797,331 | $27,373,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,797,690 | $27,361,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,144,493 | $26,289,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 339,685 | $26,232,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 26,500,000 | $26,085,000 | thousands by filing date | principal |
| FLIR SYS INC | 302445101 | COM | 834,996 | $25,843,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 22,217,000 | $25,757,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317303 | COM NEW | 348,556 | $25,632,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 690,408 | $25,399,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 473,409 | $25,360,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 629,921 | $25,089,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 581,558 | $24,645,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 254,642 | $24,605,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 1,340,504 | $24,558,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 194,872 | $24,343,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 21,711,000 | $24,329,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 29,750,000 | $24,209,000 | thousands by filing date | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 261,484 | $24,021,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 201,634 | $23,831,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 20,000,000 | $23,662,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,601,313 | $23,394,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 579,028 | $23,265,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 2,247,374 | $23,260,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 199,540 | $23,188,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 203,443 | $23,047,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 18,048,000 | $22,887,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 361,937 | $22,863,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 501,264 | $22,666,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 392,098 | $22,600,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 198,812 | $22,586,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 502,619 | $22,506,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 409,612 | $22,470,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 763,965 | $22,468,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 139,134 | $22,458,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 290,748 | $22,389,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 673,150 | $22,200,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,832,030 | $22,094,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 603,412 | $21,939,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 406,132 | $21,841,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 18,000,000 | $21,791,000 | thousands by filing date | principal |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 804,480 | $21,704,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 459,521 | $21,417,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 17,924,000 | $21,139,000 | thousands by filing date | principal |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,649,268 | $20,873,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 310,622 | $20,745,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 444,062 | $20,504,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 591,026 | $20,242,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,964,387 | $20,233,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 706,210 | $20,169,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 18,750,000 | $20,015,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 178,696 | $19,943,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 17,500,000 | $19,862,000 | thousands by filing date | principal |
| LGI HOMES INC | 50187TAB2 | NOTE 4.25011/1 | 12,750,000 | $19,826,000 | thousands by filing date | principal |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 980,626 | $19,730,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,485,470 | $19,533,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 18,026,000 | $19,468,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 17,544,000 | $19,429,000 | thousands by filing date | principal |
| MADDEN STEVEN LTD | 556269108 | COM | 562,040 | $19,210,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,792,168 | $19,194,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,257,976 | $19,121,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 74,772 | $19,110,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,922,448 | $19,089,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 17,500,000 | $19,064,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 6,377,197 | $18,940,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,458,605 | $18,931,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 18,935,000 | $18,852,000 | thousands by filing date | principal |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,003,800 | $18,771,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,389,000 | $18,716,000 | thousands by filing date | principal |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 924,201 | $18,584,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 535,226 | $18,390,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 602,272 | $18,308,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,151,525 | $18,286,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 16,500,000 | $18,232,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 440,531 | $18,119,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 76,380 | $17,961,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 18,156,000 | $17,940,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 15,969,000 | $17,865,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 644,893 | $17,844,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 17,000,000 | $17,796,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 635,475 | $17,647,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 18,815,000 | $17,627,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 16,125,000 | $17,586,000 | thousands by filing date | principal |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,157,801 | $17,542,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 160,989 | $17,267,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 592,367 | $17,119,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 13,420,000 | $17,102,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 16,896,000 | $17,054,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 9,000,000 | $16,965,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 949,045 | $16,959,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 504,520 | $16,896,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 574,896 | $16,873,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 17,000,000 | $16,861,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 485,540 | $16,833,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 15,000,000 | $16,725,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 109,309 | $16,590,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 414,961 | $16,527,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 14,500,000 | $16,484,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 899,615 | $16,435,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 17,539,000 | $16,322,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 15,983,000 | $16,192,000 | thousands by filing date | principal |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 20,400,000 | $16,116,000 | thousands by filing date | principal |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 299,300 | $16,011,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 272,658 | $15,893,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 852,030 | $15,677,000 | thousands by filing date | principal |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,121,997 | $15,672,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 219,068 | $15,636,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 164,981 | $15,512,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 322,548 | $15,495,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,462,261 | $15,426,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 485,691 | $15,318,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 216,809 | $15,165,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 462,490 | $15,114,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 328,932 | $15,084,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 29,287,000 | $15,064,000 | thousands by filing date | principal |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 154,131 | $14,949,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 583,197 | $14,899,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,891,621 | $14,868,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 93,910 | $14,820,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 122,816 | $14,779,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 661,270 | $14,766,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 715,311 | $14,692,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 452,940 | $14,652,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 285,518 | $14,649,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 238,080 | $14,383,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 404,880 | $14,348,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 315,267 | $14,276,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 304,141 | $14,276,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 14,000,000 | $14,052,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 783,868 | $13,991,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 744,974 | $13,960,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 192,257 | $13,842,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 15,038,000 | $13,816,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 17,373,000 | $13,811,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 767,577 | $13,500,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 522,786 | $13,451,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 338,900 | $13,423,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 8,000,000 | $13,405,000 | thousands by filing date | principal |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 910,607 | $13,404,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 17,000,000 | $13,175,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 128,098 | $13,146,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 92,875 | $13,113,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 35,792 | $13,060,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 13,000,000 | $12,796,000 | thousands by filing date | principal |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 321,676 | $12,748,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 175,596 | $12,718,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 204,460 | $12,684,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 5,000,000 | $12,534,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,331,905 | $12,426,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 280,954 | $12,417,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 12,596,000 | $12,391,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 169,529 | $12,378,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 344,979 | $12,312,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 249,341 | $12,115,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 12,000,000 | $11,977,000 | thousands by filing date | principal |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 116,207 | $11,956,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 20,509,000 | $11,946,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 9,529,000 | $11,929,000 | thousands by filing date | principal |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 229,828 | $11,928,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 601,320 | $11,900,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 146,215 | $11,900,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 8,000,000 | $11,895,000 | thousands by filing date | principal |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 8,000,000 | $11,895,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 230,528 | $11,809,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 13,000,000 | $11,797,000 | thousands by filing date | principal |
| PINNACLE WEST CAP CORP | 723484101 | COM | 145,192 | $11,768,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 185,459 | $11,745,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 244,655 | $11,711,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 16,150,000 | $11,456,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 11,424,000 | $11,416,000 | thousands by filing date | principal |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 11,000,000 | $11,323,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 10,370,000 | $11,309,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,108,000 | $11,232,000 | thousands by filing date | principal |
| WEBSTER FINL CORP | 947890109 | COM | 329,352 | $11,181,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 397,739 | $11,077,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 11,089,000 | $11,012,000 | thousands by filing date | principal |
| SABRE CORP COM | 78573M104 | Stock | 407,482 | $10,916,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 246,395 | $10,905,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,150,640 | $10,861,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 381,748 | $10,566,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 125,538 | $10,496,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 151,982 | $10,448,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 98,116 | $10,446,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 626,378 | $10,335,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 262,380 | $10,332,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 226,415 | $10,295,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 48,935 | $10,252,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 103,566 | $10,130,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,303,274 | $10,126,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 187,367 | $10,093,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 108,860 | $10,073,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 55,491 | $10,010,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 877,101 | $9,990,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 423,469 | $9,985,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 137,043 | $9,949,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 10,421,000 | $9,926,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 9,613,000 | $9,919,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 12,533,000 | $9,830,000 | thousands by filing date | principal |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 440,135 | $9,784,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 240,449 | $9,779,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 13,744,000 | $9,775,000 | thousands by filing date | principal |
| NEW JERSEY RES CORP | 646025106 | COM | 253,519 | $9,773,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 64,049 | $9,760,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 519,145 | $9,733,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 352,205 | $9,604,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,000,000 | $9,585,000 | thousands by filing date | principal |
| KILROY REALTY CORP COM | 49427F108 | REIT | 144,222 | $9,560,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 231,739 | $9,508,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 170,759 | $9,400,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 356,840 | $9,381,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 725,715 | $9,231,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 203,715 | $9,228,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 188,030 | $9,222,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 246,197 | $9,217,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 123,619 | $9,175,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 152,675 | $9,165,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 113,488 | $9,089,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 658,220 | $9,083,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 238,179 | $9,062,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 671,995 | $9,031,000 | thousands by filing date | principal |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 113,650 | $8,945,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 398,296 | $8,929,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 129,276 | $8,914,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 593,275 | $8,905,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 388,795 | $8,872,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 83,431 | $8,837,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 17,166 | $8,778,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 198,478 | $8,768,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,138,022 | $8,728,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 95,793 | $8,718,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 143,283 | $8,705,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 472,871 | $8,511,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 223,645 | $8,379,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 536,028 | $8,378,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 161,915 | $8,341,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 133,900 | $8,289,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 224,798 | $8,188,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 99,998 | $8,175,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 254,333 | $8,084,000 | thousands by filing date | |
| MWW 3.50 10/19 | 611742AB3 | Bond 30/360P2 U | 9,191,000 | $7,967,000 | thousands by filing date | principal |
| CSW INDUSTRIALS INC | 126402106 | COM | 243,991 | $7,956,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 190,735 | $7,909,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 7,128,000 | $7,885,000 | thousands by filing date | principal |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 62,491 | $7,878,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 150,925 | $7,851,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 141,905 | $7,832,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 79,724 | $7,769,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 54,832 | $7,634,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 58,351 | $7,626,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 122,733 | $7,546,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 213,490 | $7,463,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 8,005,000 | $7,454,000 | thousands by filing date | principal |
| WATERS CORP COM | 941848103 | Stock | 52,859 | $7,434,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 581,300 | $7,434,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 933,764 | $7,386,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 542,033 | $7,371,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 793,296 | $7,330,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 275,055 | $7,313,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 175,685 | $7,312,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 804,787 | $7,275,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 107,982 | $7,123,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 250,258 | $7,122,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 6,500,000 | $7,056,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 87,019 | $7,034,000 | thousands by filing date | principal |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 196,638 | $7,018,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 79,301 | $6,994,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 641,806 | $6,989,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 363,440 | $6,952,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 7,500,000 | $6,932,000 | thousands by filing date | principal |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 291,408 | $6,876,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 207,475 | $6,792,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 79,459 | $6,764,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 341,595 | $6,763,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 264,825 | $6,715,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 11,403,000 | $6,706,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 50,855 | $6,679,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 7,000,000 | $6,475,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 26,544 | $6,418,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 7,000,000 | $6,378,000 | thousands by filing date | principal |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 44,685 | $6,290,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,125,294 | $6,279,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 123,574 | $6,087,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 6,000,000 | $6,045,000 | thousands by filing date | principal |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 63,426 | $6,035,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 165,608 | $6,033,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,000,000 | $6,022,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 231,512 | $6,013,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 26,307 | $6,000,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 220,852 | $5,974,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 137,159 | $5,897,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 616,517 | $5,893,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 207,340 | $5,869,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 149,434 | $5,793,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 64,696 | $5,724,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 5,555,000 | $5,607,000 | thousands by filing date | principal |
| HP INC COM | 40434L105 | Stock | 444,485 | $5,578,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 68,242 | $5,560,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 628,770 | $5,533,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 8,250,000 | $5,522,000 | thousands by filing date | principal |
| PENTAIR PLC SHS | G7S00T104 | Stock | 94,200 | $5,490,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 45,970 | $5,485,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 68,590 | $5,441,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 240,200 | $5,411,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 593,872 | $5,321,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 89,127 | $5,271,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 248,860 | $5,228,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 137,613 | $5,223,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 42,375 | $5,196,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 192,635 | $5,191,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 13,144 | $5,096,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 161,850 | $5,095,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 350,000 | $5,085,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 65,528 | $5,053,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 188,596 | $5,050,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 129,043 | $5,013,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 100,209 | $4,981,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 5,262,000 | $4,883,000 | thousands by filing date | principal |
| XEROX CORP | 984121103 | COM | 508,805 | $4,828,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001207017-16-000154 | this filing | 2016-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001207017-19-000043 | base | 2019-07-29 | acceptance time not in the bulk data set |